-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6Kvl9J3Thz4r4tmVRtARNhjLQF4DhH8r5aqYMiS7TDauUolau8Q4hE913pY2hVP 4JaPJeOfSSlg7kmQeupyQw== 0000046080-09-000023.txt : 20090303 0000046080-09-000023.hdr.sgml : 20090303 20090303162641 ACCESSION NUMBER: 0000046080-09-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090227 FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSENFELD ALAN G CENTRAL INDEX KEY: 0000916371 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06682 FILM NUMBER: 09651980 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HASBRO INC CENTRAL INDEX KEY: 0000046080 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 050155090 STATE OF INCORPORATION: RI FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE STREET 2: P O BOX 1059 CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 MAIL ADDRESS: STREET 1: 200 NARRAGANSETT PARK DRIVE CITY: PAWTUCKET STATE: RI ZIP: 02862-0200 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO BRADLEY INC DATE OF NAME CHANGE: 19850814 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO INDUSTRIES INC DATE OF NAME CHANGE: 19840917 FORMER COMPANY: FORMER CONFORMED NAME: HASSENFELD BROTHERS INC DATE OF NAME CHANGE: 19720615 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-02-27 0 0000046080 HASBRO INC HAS 0000916371 HASSENFELD ALAN G 1 0 1 0 Common Stock (Par value $.50 per share) 2009-02-27 4 J 0 1000188 D 4769 D Common Stock (Par value $.50 per share) 2009-02-11 5 G 0 E 25000 0 D 229892 I As Trustee of the Stephen Hassenfeld Charitable Lead Trust. Common Stock (Par value $.50 per share) 154216 I As Trustee of the Sylvia Hassenfeld Trust. Common Stock (Par value $.50 per share) 7380921 I As Trustee of the Merrill Hassenfeld Trust. Common Stock (Par value $.50 per share) 5630645 I As Trustee of a Trust for the benefit of himself. Variable Share Forward Transaction 2009-02-27 4 J 0 1000188 0 D 2009-02-27 2009-02-27 Common Stock 1000188 0 D On February 27, 2009, Mr. Hassenfeld settled a variable share forward transaction (the "Transaction") with an unrelated third party (the "Buyer") that was entered into on February 20, 2008 relating to 1,000,188 shares of Common Stock. The Transaction specified a forward floor price of $27.0913 per share and a forward cap price of $32.5096 per share. The Transaction specified that on the settlement date, the reporting person would deliver to the Buyer (i) if the settlement price is less than or equal to the forward floor price, 1,000,188 shares, (ii) if the settlement price is greater than the forward floor price, but less than or equal to the forward cap price, a number of shares equal to the product of (A) 1,000,188 and (B) the forward floor price divided by the settlement price, and (iii) if the settlement price is greater than the forward cap price, a number of shares equal to the product of (A) 1,000,188 and (B) the quotient of (x) the forward floor price plus the excess of the settlement price over the forward cap price and (y) the settlement price. In lieu of delivering shares, Mr. Hassenfeld was eligible to elect to settle the Transaction on the Settlement Date for cash. On February 27, 2009, the settlement date, the settlement price was $22.89. Accordingly, Mr. Hassenfeld transferred to the Buyer 1,000,188 shares of Common Stock. Upon entering into the Transaction, Mr. Hassenfeld received a net cash payment from the Buyer of $473,799.95 and at the time pledged 1,000,188 shares of Common Stock to secure his obligations under the Transaction. Mr. Hassenfeld disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein. Tarrant Sibley, p/o/s for Alan G. Hassenfeld 2009-03-03 -----END PRIVACY-ENHANCED MESSAGE-----