-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vc/Cu0wuJ48HB19ybD0cQ9ImDoq+l6biY7IE0X11iZPJTsMILgbV40Y6b55DBHWJ ayEgMhVXebdKHN6mEBdFsw== 0000046080-07-000022.txt : 20070215 0000046080-07-000022.hdr.sgml : 20070215 20070215121414 ACCESSION NUMBER: 0000046080-07-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070213 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSENFELD ALAN G CENTRAL INDEX KEY: 0000916371 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06682 FILM NUMBER: 07626210 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HASBRO INC CENTRAL INDEX KEY: 0000046080 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 050155090 STATE OF INCORPORATION: RI FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE STREET 2: P O BOX 1059 CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 MAIL ADDRESS: STREET 1: 200 NARRAGANSETT PARK DRIVE CITY: PAWTUCKET STATE: RI ZIP: 02862-0200 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO BRADLEY INC DATE OF NAME CHANGE: 19850814 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO INDUSTRIES INC DATE OF NAME CHANGE: 19840917 FORMER COMPANY: FORMER CONFORMED NAME: HASSENFELD BROTHERS INC DATE OF NAME CHANGE: 19720615 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-02-13 0 0000046080 HASBRO INC HAS 0000916371 HASSENFELD ALAN G 1 0 1 1 Chairman Common Stock (Par value $.50 per share) 2007-02-13 4 M 0 40000 18.7222 A 5840447 D Common Stock (Par value $.50 per share) 2007-02-13 4 M 0 125000 19.8229 A 5965447 D Common Stock (Par value $.50 per share) 2007-02-13 4 S 0 165000 28.4483 D 5800447 D Common Stock (Par value $.50 per share) 2007-02-13 4 G 0 35000 0 D 279892 I As Trustee of the Stephen Hassenfeld Charitable Lead Trust. Common Stock (Par value $.50 per share) 154216 I As Trustee of the Sylvia Hassenfeld Trust. Common Stock (Par value $.50 per share) 7690921 I As Trustee of the Merrill Hassenfeld Trust. Common Stock (Par value $.50 per share) 829347 I As Trustee of a Trust for the benefit of himself. Option (Right to Buy) 18.7222 2007-02-13 4 M 0 40000 0 D 1998-02-19 2007-02-18 Common Stock 40000 0 D Option (Right to Buy) 19.8229 2007-02-13 4 M 0 125000 0 D 1998-09-17 2007-09-16 Common Stock 125000 100000 D Mr. Hassenfeld disclaims beneficial ownership of all of these shares except to the extent of his proportionate pecuniary interest therein. These options were granted pursuant to an employee stock option plan in compliance with Rule 16b-3 and have tandem tax withholding rights. These options vested in cumulative installments of 33 1/3% on each of the first three anniversaries of the date of grant, which grant date was February 19, 1997. These options vested in cumulative installments of 20% on each of the first five anniversaries of the date of grant, which grant date was September 17, 1997. These shares were sold at prices ranging from $28.29 to $28.66, with a weighted average sale price of $28.4483 per share. The shares were transferred from the Stephen Hassenfeld Charitable Lead Trust to The Hassenfeld Foundation. Tarrant Sibley, p/o/a for Alan G. Hassenfeld 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----