-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gpswia2zXXrbxVK1TOemSNRhbHwsed94+KjIxNf9cMwpGQh/KCycO2noOLJ536C9 DglREeYWDmzUjEH5N7VQZQ== 0000046080-02-000009.txt : 20020813 0000046080-02-000009.hdr.sgml : 20020813 20020813130625 ACCESSION NUMBER: 0000046080-02-000009 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HASBRO INC CENTRAL INDEX KEY: 0000046080 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 050155090 STATE OF INCORPORATION: RI FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06682 FILM NUMBER: 02728817 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE STREET 2: P O BOX 1059 CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 MAIL ADDRESS: STREET 1: 200 NARRAGANSETT PARK DRIVE CITY: PAWTUCKET STATE: RI ZIP: 02862-0200 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO INDUSTRIES INC DATE OF NAME CHANGE: 19840917 FORMER COMPANY: FORMER CONFORMED NAME: HASSENFELD BROTHERS INC DATE OF NAME CHANGE: 19720615 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO BRADLEY INC DATE OF NAME CHANGE: 19850814 8-K 1 cert8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): August 13, 2002 ------------------------- HASBRO, INC. -------------------- (Name of Registrant) RHODE ISLAND 1-6682 05-0155090 - -------------- ------------ ------------------- (State of (Commission (IRS Employer Incorporation) File Number) Identification No.) 1027 NEWPORT AVE., PAWTUCKET, RHODE ISLAND 02862 - ------------------------------------------ ------------------- (Address of Principal Executive Offices) (Zip Code) (401) 431-8697 ------------------------------- (Registrant's Telephone Number) Item 7(c). Exhibits. 99.1 Statement Under Oath of Alan G. Hassenfeld, Principal Executive Officer of Hasbro, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement Under Oath of David D.R. Hargreaves, Principal Financial Officer of Hasbro, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. Item 9. Regulation FD Disclosure. On August 13, 2002, Alan G. Hassenfeld, Chairman and Chief Executive Officer of Hasbro, Inc., and David D. R. Hargreaves, Senior Vice President and Chief Financial Officer of Hasbro, Inc., submitted to the Securities and Exchange Commission the Statements under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings. These statements were submitted in accordance with the Securities and Exchange Commission's June 27, 2002 Order requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934. Copies of these statements are attached hereto as Exhibits 99.1 and 99.2 and are incorporated herein by reference. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HASBRO, INC. ------------ (Registrant) Date: August 13, 2002 By: /s/ David D. R. Hargreaves -------------------------- David D. R. Hargreaves Senior Vice President and Chief Financial Officer (Duly Authorized Officer and Principal Financial Officer) HASBRO, INC. Current Report on Form 8-K Dated August 13, 2002 Exhibit Index Exhibit No. Exhibits - ------- -------- 99.1 Statement Under Oath of Alan G. Hassenfeld, Principal Executive Officer of Hasbro, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement Under Oath of David D.R. Hargreaves, Principal Financial Officer of Hasbro, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. EX-99 3 ex9918k.txt EXHIBIT 99.1 Exhibit 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS. I, Alan G. Hassenfeld, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Hasbro, Inc., a Rhode Island corporation, and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * Annual Report on Form 10-K for the year ended December 30, 2001 of Hasbro, Inc.; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Hasbro, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. By: /s/ Alan G. Hassenfeld -------------------------- Name: Alan G. Hassenfeld Date: August 13, 2002 Subscribed and sworn to before me this 13th day of August 2002. /s/ Sandra Marks ---------------- Notary Public My Commission Expires: 6/24/05 ---------------------- [seal of notary] EX-99 4 ex9928k.txt EXHIBIT 99.2 Exhibit 99.2 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS. I, David D.R. Hargreaves, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Hasbro, Inc., a Rhode Island corporation, and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * Annual Report on Form 10-K for the year ended December 30, 2001 of Hasbro, Inc.; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Hasbro, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. By: /s/ David D.R. Hargreaves ----------------------------- Name: David D.R. Hargreaves Date: August 13, 2002 Subscribed and sworn to before me this 13th day of August 2002. /s/ Sandra Marks ----------------- Notary Public My Commission Expires: 6/24/05 ---------------------- [seal of notary] -----END PRIVACY-ENHANCED MESSAGE-----