-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6k0ZJhVXd1rwlWt84h7k7We6ysNL+e0rynVZQdxvO1IQGzB59IR3O/3lF/rtPM2 Ri1uhS/P/OjquwogfLBfZQ== 0001125282-01-000621.txt : 20010223 0001125282-01-000621.hdr.sgml : 20010223 ACCESSION NUMBER: 0001125282-01-000621 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD INDUSTRIES INC CENTRAL INDEX KEY: 0000046012 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 210715310 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 001-01044 FILM NUMBER: 1546072 BUSINESS ADDRESS: STREET 1: 3 WERNER WAY #210 STREET 2: C/O HARVARD INDUSTRIES INC CITY: LEBANON STATE: NJ ZIP: 08833 BUSINESS PHONE: 9084374100 MAIL ADDRESS: STREET 1: 3 WERNER WAY #210 STREET 2: C/O HARVARD INDUSTRIES INC CITY: LEBANON STATE: NJ ZIP: 08833 FORMER COMPANY: FORMER CONFORMED NAME: HARVARD BREWING CO DATE OF NAME CHANGE: 19710315 NT 10-Q 1 0001.txt FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: December 31, 2000 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: N/A - -------------------------------------------------------------------------------- Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. - -------------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: - -------------------------------------------------------------------------------- Part I-Registrant Information - -------------------------------------------------------------------------------- Full Name of Registrant: Harvard Industries, Inc. Former Name if Applicable: N/A Address of Principal Executive Office (Street and Number): 3 Werner Way City, State and Zip Code Lebanon, New Jersey 08833 - -------------------------------------------------------------------------------- Part II-Rules 12b-25 (b) and (c) - -------------------------------------------------------------------------------- If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25, the following should be completed. (Check box if appropriate) [ ] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [ ] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. - -------------------------------------------------------------------------------- Part III-Narrative - -------------------------------------------------------------------------------- State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q, N-SAR or the transition report or portion thereof could not be filed within the prescribed time period. Following its emergence from Chapter 11 in 1998 Harvard Industries, Inc. ("Harvard") has continued to implement its plan of restructuring. On October 31, 2000 Harvard Industries, Inc. ("Harvard") announced the closing of its Pottstown die casting facility in fiscal 2001. In view of the erosion of the North American car and light truck market in the first two calendar quarters of 2001 Harvard has focused on reducing all costs and has significantly reduced its salaried workforce. Implementation of these initiatives has placed increased demands on diminished management resources and accordingly preparation of the Form 10-Q has taken longer than anticipated. - -------------------------------------------------------------------------------- Part IV-Other Information - -------------------------------------------------------------------------------- (1) Name and telephone number of person to contact in regard to this notification Theodore W. Vogtman 908 437-4109 - ------------------- ------------- -------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [ ] Yes [X] No Annual Report on Form 10-K for 09/30/00 (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Harvard expects to report a loss of 21.0 million for the 3 months ended December 31, 2000 compared to a loss of $1.9 million for the 3 months ended December 31, 1999. The three month period ended December 31, 2000 includes $6.5 million of severance and shutdown charges in addition to the financial impact of a significant decline in car and light truck demand during the period. The three month period ending December 31, 1999 included a $6.9 million gain on the sale of operations. Harvard Industries, Inc. ------------------------ (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: February 14, 2001 By: /s/ Theodore W. Vogtman ----------------- ----------------------------------- Name: Theodore W. Vogtman Title: Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----