-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q8yYybUd02G9/KsvJ03osOkaM3pJD0T69q+Mkx3c4djZ/Tu0DErEAwYsvQI8WWFA MUkjjAlhctRK68Ihpo5aSg== 0000950144-97-001211.txt : 19970222 0000950144-97-001211.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001211 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD INDUSTRIES INC CENTRAL INDEX KEY: 0000046012 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 210715310 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20872 FILM NUMBER: 97528429 BUSINESS ADDRESS: STREET 1: 2502 N ROCKY POINT DR STE 960 CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8132885000 MAIL ADDRESS: STREET 1: 2502 N ROCKY POINT DRIVE STREET 2: SUITE 960 CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HARVARD BREWING CO DATE OF NAME CHANGE: 19710315 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONALE NEDERLANDEN CAPITAL CORP CENTRAL INDEX KEY: 0000939812 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-446-1500 MAIL ADDRESS: STREET 1: MURPHY WEIR & BUTLER STREET 2: 101 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13D/A 1 HARVARD INDUSTRIES INC./ING (U.S. CAPITAL CORP. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13D ------------ Under the Securities Exchange Act of 1934 ----------------------------------------- (Amendment No. 2 )* ---------------- Harvard Industries, Inc. ------------------------ (Name of Issuer) Common Stock, Par Value $0.01 Per Share --------------------------------------- (Title of Class of Securities) 000417434 --------- (CUSIP Number) Mr. William Austin 212-446-1930 ING (U.S.) Capital Corporation 135 East 57th Street New York, New York 10022 ------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Walter W. Driver, Jr. King & Spalding 191 Peachtree Street, N.E. Atlanta, Georgia 30303 November 1, 1996 ---------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: / / --- 2 Check the following box if a fee is being paid with the Statement. / / (A fee is not required only if the reporting person (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 2 of 6 Pages 3 CUSIP NO. 000417434 1. NAME OF REPORTING PERSON S.S. OR IRS IDENTIFICATION NO. OF ABOVE PERSON ING (U.S.) Capital Corporation 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / X / 3. SEC USE ONLY 4. SOURCE OF FUNDS* WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF 7. SOLE VOTING POWER -0- SHARES BENEFICIALLY 8. SHARED VOTING POWER -0- OWNED BY EACH 9. SOLE DISPOSITIVE POWER -0- REPORTING PERSON WITH 10. SHARED DISPOSITIVE POWER -0- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Page 3 of 6 Pages 4 0% 14. TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION Page 4 of 6 Pages 5 STATEMENT PURSUANT TO RULE 13d-1 OF THE GENERAL RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934 Item 4. Purpose of Transaction. Item 4 is amended and supplemented by adding to the information previously filed under this item the following: All shares of the Issuer's Common Stock have been transferred as of November 1, 1996 to an affiliate of the Holder, ING Baring (U.S.) Capital Corporation. Item 5. Interest in Securities of the Issuer. Item 5 is amended and supplemented by adding to the information previously filed under this item the following: (a) As of the date on which this statement is executed, Holder no longer beneficially owns shares of Common Stock of the Issuer. All shares of Issuer's Common Stock were transferred to an indirect wholly owned subsidiary of U.S. Holdings, ING Baring (U.S.) Capital Corporation, as of November 1, 1996. As of the date of this filing, ING Baring (U.S.) Capital Corporation will be the reporting person. (c) Except as indicated herein and reports filed by ING Baring (U.S.) Capital Corporation, no transactions in the shares of Common Stock have been effected by (i) Holder, (ii) U.S. Capital Holdings, (iii) U.S. Holdings, (iv) INB, (v) ING and, (vi) to the best knowledge of Holder, by any of the persons listed on Schedule 1 attached to Amendment No. 1, during the past 60 days. Item 7. Material to be filed as Exhibits. None. Page 5 of 6 Pages 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 1997 ING (U.S.) CAPITAL CORPORATION By: /s/ William A. Austin ----------------------------------- Name: William A Austin Title: General Counsel Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----