-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPi/S6M+w4Pbg2Vq2cLGBjml6GKgnch84Rr/9feQYidvGPsCKtqQMCYWh2gwNH4k MSE+auBI8kQnXI6iYemLoA== 0000919574-99-001065.txt : 19991018 0000919574-99-001065.hdr.sgml : 19991018 ACCESSION NUMBER: 0000919574-99-001065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991012 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD INDUSTRIES INC CENTRAL INDEX KEY: 0000046012 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 210715310 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-01044 FILM NUMBER: 99726872 BUSINESS ADDRESS: STREET 1: 3 WERNER WAY #210 STREET 2: C/O HARVARD INDUSTRIES INC CITY: LEBANON STATE: NJ ZIP: 08833 BUSINESS PHONE: 9084374100 MAIL ADDRESS: STREET 1: 3 WERNER WAY #210 STREET 2: C/O HARVARD INDUSTRIES INC CITY: LEBANON STATE: NJ ZIP: 08833 FORMER COMPANY: FORMER CONFORMED NAME: HARVARD BREWING CO DATE OF NAME CHANGE: 19710315 COMPANY DATA: COMPANY CONFORMED NAME: CONTRARIAN CAPITAL ADVISORS LLC /ADV CENTRAL INDEX KEY: 0000946818 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER IRS NUMBER: 061423005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 411 WEST PUTNAM AVE STREET 2: STE 225 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038628200 MAIL ADDRESS: STREET 1: 411 W PUTNAM STREET 2: STE 225 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: CONTRARIAN CAPITAL ADVISORS LLC /ADV DATE OF NAME CHANGE: 19971126 4 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person Contrarian Capital Advisors, L.L.C. 411 West Putnam Avenue Suite 225 Greenwich, Connecticut 06830 2. Issuer Name and Ticker or Trading Symbol Harvard Industries, Inc. HAVAV 3. IRS Number of Reporting Person (Voluntary) 4. Statement for Month/Year 9/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s)to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other* (specify below) 7. Individual or Joint/Group Filing (check Applicable Line) Form filed by One Reporting Person x Form filed by More than One Reporting Person
TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security| 2. Transaction| 3. Transaction| 4. Securities | 5. Amount of | 6. Ownership |7. Nature of | (Instr. 3) | Date | Code | Acquired (A) | Securities | Form: | Indirect | | | (Instr. 8) | or Disposed | Beneficially | Direct (D) | Beneficial| | (Month/ | | of (D) | Owned at End | or Indirect| Ownership | | Day/ | | (Instr. 3,4, | of Month | (I) | (Instr. 4)| | Year) | | and 5) | (Instr. 3 and 4)| (Instr. 4) | | | | | | |(A) or| | | | | | | Code | V | Amount|(D) |Price| | | | _________________________________________________________________________________________________________________________________ Common Stock 803,300** I Investment Manager Common Stock 9/27/99 P 200,000*** A $6.50 2,244,519*** I General Partner or Investment Manager
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of | 2. Conver- | 3. Trans- | 4. Trans- | 5. Number of | 6. Date Exer- | 7. Title and Amount | Derivative | sion or | action | action | Derivative | cisable and | of Underlying | Security | Exercise | Date | Code | Securities | Expiration | Securities | (Instr. 3) | Price of | (Month/ | (Instr. | Acquired | Date | (Instr. 3 and 4) | | Deri- | Date/ | 8) | (A) or | (Month/Day/ | | | vative | Year) | | Disposed of | Year) | | | Security | | | (D) (Instr. | | | | | | | 3, 4 and 5) | | | | | |____________|_________________|___________________|_____________________| | | | | | | | | | | | | | | | | | | Date | Expira- | | Amount or | | | | | | | | Exer- | tion | | Number of | | | | Code | V | (A) | (D) | cisable | Date | Title | Shares | ___________________|_____________|____________|______|_____|________|________|_________|_________|________|____________| | | | | | | | | | | |
| 8. Price of | 9. Number of | 10. Ownership | 11. Nature of | 2 | Derivative | derivative | Form of | Indirect | | Security | Securities | Derivative | Beneficial | | (Instr. 5) | Benefi- | Security | Ownership | | | cially | Direct (D) | (Instr. 4) | | | Owned at | or Indirect | | | | End of | (I) (Instr. | | | | Month | 4) | | | | (Instr. 4) | | | |_______________________|___________________|___________________|________________________|
Explanation of Responses: * The Reporting Persons are investment advisers registered under Section 203 of the Investment Advisers Act of 1940 and have voting power and investment power with respect to securities in their clients' accounts. A Managing Member of each of the Reporting Persons is a member of the Board of Directors of Harvard Industries, Inc. ** These securities are owned by investment advisory clients of Contrarian Capital Advisors, L.L.C. ("CCA"). CCA disclaims any beneficial ownership of any such securities except to the extent of its pecuniary interest therein. Nonetheless, the entire amount of securities held by the investment advisory clients of CCA is reported herein. *** These securities are owned by investment advisory clients of Contrarian Capital Management, L.L.C. ("CCM"). CCM disclaims any beneficial ownership of any such securities except to the extent of its pecuniary interest therein. Nonetheless, the entire amount of securities held by the investment advisory clients of CCM is reported herein. CONTRARIAN CAPITAL ADVISORS, L.L.C. By: /s/ David E. Jackson October 12, 1999 ___________________________________ _________________ David E. Jackson, Managing Member **** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See U.S.C. 1001 and 15 U.S.C. 78ff(a). 3 Note: File three copies of this Form, one of which must be manually signed. If space is sufficient, see Instruction 6 for procedure. 4 Joint Filer Information Name: Contrarian Capital Management, L.L.C. Address: 411 West Putnam Avenue Suite 225 Greenwich, Connecticut 06830 Designated Filer: Contrarian Capital Advisors, L.L.C. Issuer: Harvard Industries, Inc. Date of Event Requiring Statement: 9/99 Signature: CONTRARIAN CAPITAL MANAGEMENT, L.L.C. By: /s/ Jon R. Bauer _____________________________ Jon R. Bauer, Managing Member 5 01385001.AP5 -----END PRIVACY-ENHANCED MESSAGE-----