-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NyIWSmmpMJ+Hek6YCtpotZdoOxZkl5YqEhWKQLNeupcTsJRT5ZaEI/CtL+PO4Bfw u8zUdBDlhbLPRhgUmMXGuw== 0000919574-98-001285.txt : 19981222 0000919574-98-001285.hdr.sgml : 19981222 ACCESSION NUMBER: 0000919574-98-001285 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981209 FILED AS OF DATE: 19981221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD INDUSTRIES INC CENTRAL INDEX KEY: 0000046012 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 210715310 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-01044 FILM NUMBER: 98773113 BUSINESS ADDRESS: STREET 1: 3 WERNER WAY CITY: LEBANON STATE: NJ ZIP: 08833 BUSINESS PHONE: 9084374100 MAIL ADDRESS: STREET 1: 3 WERNER WAY STREET 2: SUITE 960 CITY: LEBANON STATE: NJ ZIP: 08833 FORMER COMPANY: FORMER CONFORMED NAME: HARVARD BREWING CO DATE OF NAME CHANGE: 19710315 COMPANY DATA: COMPANY CONFORMED NAME: CONTRARIAN CAPITAL ADVISORS LLC /ADV CENTRAL INDEX KEY: 0000946818 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR IRS NUMBER: 061423005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 411 WEST PUTNAM AVE STREET 2: STE 225 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038628201 MAIL ADDRESS: STREET 1: 411 W PUTNAM STREET 2: STE 225 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: CONTRARIAN CAPITAL ADVISORS LLC /ADV DATE OF NAME CHANGE: 19971126 3 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Jon R. Bauer c/o Contrarian Capital Advisors, L.L.C. 411 West Putnam Avenue Suite 225 Greenwich, Connecticut 06830 2. Date of Event Requiring Statement (Month/Day/Year) December 9, 1998 3. IRS Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Harvard Industries, Inc. HAVAV 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director* ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person Table I -- Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of 3. Ownership 4. Nature of Indirect Securities Form: Beneficial Ownership Beneficially Direct(D) or Owned Indirect(I) Common Stock 2,859,529** (I) Managing Member of General Partner or Investment Manager 2 Table II -- Derivative Securities Beneficially Owned 1.Title of 2.Date Exer- 3.Title and Amount 4.Conver- 5.Ownership 6.Nature of Derivative cisable and of Securities sion or Form of Indirect Security Expiration Underlying Exercise Derivative Beneficial Date Derivative Security Price of Security: Ownership (Month/Day/ --------------- Deri- Direct(D) or Year) Title Amount or vative Indirect (I) --------------- Number of Security Date Expira- Shares Exer- tion cisable Date
EXPLANATION OF RESPONSES: * The reporting person is a member of the Board of Directors of Harvard Industries, Inc. and is a Managing Member of Contrarian Capital Advisors, L.L.C. and Contrarian Capital Management, L.L.C., registered investment advisers that have voting power and investment power with respect to securities in their clients' accounts, including the securities described hereon. ** The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Rule 16a-1(a)(1) or (a)(2) of the Securities Exchange Act of 1934 or for any other purpose. SIGNATURE OF REPORTING PERSON /s/ Jon R. Bauer _____________________________ Jon R. Bauer DATE December 21, 1998 3 01385001.AO4
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