0001628280-18-007847.txt : 20180614 0001628280-18-007847.hdr.sgml : 20180614 20180614102612 ACCESSION NUMBER: 0001628280-18-007847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180614 DATE AS OF CHANGE: 20180614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tobia Alfred Victor Jr. CENTRAL INDEX KEY: 0001712316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07120 FILM NUMBER: 18898449 MAIL ADDRESS: STREET 1: 767 3RD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY STREET 2: SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 MAIL ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY STREET 2: SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 4 1 wf-form4_152898635392110.xml FORM 4 X0306 4 2018-06-12 0 0000045919 HARTE HANKS INC HHS 0001712316 Tobia Alfred Victor Jr. 767 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock, $1.00 par value 2018-06-12 4 J 0 20000 11.66 D 12669 I By Managed Account of Sidus Investment Management, LLC Common Stock, $1.00 par value 2018-06-12 4 J 0 10667 11.66 A 75911 I By Sidus Double Alpha Fund, L.P. Common Stock, $1.00 par value 2018-06-12 4 J 0 5155 11.66 A 36685 I By Sidus Double Alpha Fund, Ltd. Common Stock, $1.00 par value 2018-06-12 4 J 0 4178 11.66 A 29733 I By Sidus Investment Partners, L.P. Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person. Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 ofthe Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein. /s/ Robert L. R. Munden, Power of Attorney 2018-06-14