0001628280-18-007847.txt : 20180614
0001628280-18-007847.hdr.sgml : 20180614
20180614102612
ACCESSION NUMBER: 0001628280-18-007847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180612
FILED AS OF DATE: 20180614
DATE AS OF CHANGE: 20180614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tobia Alfred Victor Jr.
CENTRAL INDEX KEY: 0001712316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07120
FILM NUMBER: 18898449
MAIL ADDRESS:
STREET 1: 767 3RD AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTE HANKS INC
CENTRAL INDEX KEY: 0000045919
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331]
IRS NUMBER: 741677284
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9601 MCALLISTER FREEWAY
STREET 2: SUITE 610
CITY: SAN ANTONIO
STATE: TX
ZIP: 78216
BUSINESS PHONE: 2108299000
MAIL ADDRESS:
STREET 1: 9601 MCALLISTER FREEWAY
STREET 2: SUITE 610
CITY: SAN ANTONIO
STATE: TX
ZIP: 78216
FORMER COMPANY:
FORMER CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC
DATE OF NAME CHANGE: 19771010
4
1
wf-form4_152898635392110.xml
FORM 4
X0306
4
2018-06-12
0
0000045919
HARTE HANKS INC
HHS
0001712316
Tobia Alfred Victor Jr.
767 THIRD AVENUE, 15TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock, $1.00 par value
2018-06-12
4
J
0
20000
11.66
D
12669
I
By Managed Account of Sidus Investment Management, LLC
Common Stock, $1.00 par value
2018-06-12
4
J
0
10667
11.66
A
75911
I
By Sidus Double Alpha Fund, L.P.
Common Stock, $1.00 par value
2018-06-12
4
J
0
5155
11.66
A
36685
I
By Sidus Double Alpha Fund, Ltd.
Common Stock, $1.00 par value
2018-06-12
4
J
0
4178
11.66
A
29733
I
By Sidus Investment Partners, L.P.
Represents a cross-trade between the Managed Account and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners, in which the Managed Account disposed of and each of Sidus Double Alpha, Sidus Double Alpha Offshore and Sidus Partners acquired the reported shares. Accordingly, there was no change in the aggregate beneficial ownership of the Reporting Person.
Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 ofthe Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
/s/ Robert L. R. Munden, Power of Attorney
2018-06-14