0001437749-21-013436.txt : 20210526 0001437749-21-013436.hdr.sgml : 20210526 20210526174645 ACCESSION NUMBER: 0001437749-21-013436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIFFIN JOHN H JR CENTRAL INDEX KEY: 0001249243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07120 FILM NUMBER: 21967667 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY STREET 2: SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 MAIL ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY STREET 2: SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 4 1 rdgdoc.xml JACK MAY 26 X0306 4 2021-05-24 0000045919 HARTE HANKS INC HRTH 0001249243 GRIFFIN JOHN H JR 2800 WELLS BRANCH PARKWAY AUSTIN TX 78728 1 Common Stock 2021-05-24 4 P 0 800 6.10 A 74315 D Common Stock 2021-05-25 4 P 0 2700 6.13 A 77015 D Common Stock 2021-05-26 4 P 0 6500 6.40 A 83515 D Common Stock 2021-05-26 4 M 0 31906 2.95 A 115421 D Non-Qualified Stock Option 2.95 2021-05-26 4 M 0 31906 0 D 2020-07-30 2030-07-29 Common Stock 31906 0 D This transaction was executed in multiple trades at prices ranging from $6.0968 to $6.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $6.10 to $6.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $6.25 to $6.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Laurilee Kearnes, Attorney-in-Fact for John H. "Jack" Griffin 2021-05-26