0001437749-20-019157.txt : 20200901 0001437749-20-019157.hdr.sgml : 20200901 20200901202239 ACCESSION NUMBER: 0001437749-20-019157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200321 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tobia Alfred Victor Jr. CENTRAL INDEX KEY: 0001712316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07120 FILM NUMBER: 201155497 MAIL ADDRESS: STREET 1: 767 3RD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY STREET 2: SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 MAIL ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY STREET 2: SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 4 1 rdgdoc.xml FORM 4 X0306 4 2020-03-21 0000045919 HARTE HANKS INC HRTH 0001712316 Tobia Alfred Victor Jr. 767 THIRD AVENUE, 15TH FLOOR NEW YORK NY 10017 1 Common Stock 2020-03-21 4 M 0 23136 A 38782 D Common Stock 2020-07-27 4 M 0 2278 A 53614 D Common Stock 2020-08-08 4 A 0 18000 0 A 76020 D Restricted Stock Units 2020-03-21 4 M 0 23136 0 D Common Stock 23136 0 D Restricted Stock Units 2020-07-27 4 M 0 2278 0 D Common Stock 2278 2279 D Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Each RSU represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant. On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. On July 27, 2018, the reporting person was granted 6,835 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. /s/ Attorney-in-Fact for Alfred Victor Tobia Jr. 2020-09-01