0001179110-13-014820.txt : 20131001 0001179110-13-014820.hdr.sgml : 20131001 20131001160032 ACCESSION NUMBER: 0001179110-13-014820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTE HANKS INC CENTRAL INDEX KEY: 0000045919 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 741677284 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY, SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 BUSINESS PHONE: 2108299000 MAIL ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY, SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARTE HANKS NEWSPAPERS INC DATE OF NAME CHANGE: 19771010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paulsin Michael P CENTRAL INDEX KEY: 0001540120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07120 FILM NUMBER: 131126949 MAIL ADDRESS: STREET 1: 9601 MCALLISTER FREEWAY STREET 2: SUITE 610 CITY: SAN ANTONIO STATE: TX ZIP: 78216 4 1 edgar.xml FORM 4 - X0306 4 2013-09-27 1 0000045919 HARTE HANKS INC HHS 0001540120 Paulsin Michael P 9601 MCALLISTER FREEWAY SUITE 610 SAN ANTONIO TX 78216 0 1 0 0 Sr. VP and President, Shoppers Common Stock 2013-09-27 4 D 0 35334 8.86 D 12372 D Employee Stock Option (right to buy) 26.31 2013-09-27 4 D 0 5000 0.00 D 2007-09-21 2015-09-21 Common Stock 5000 0 D Employee Stock Option (right to buy) 25.80 2013-09-27 4 D 0 10000 0.00 D 2008-01-25 2016-01-25 Common Stock 10000 0 D Employee Stock Option (right to buy) 26.07 2013-09-27 4 D 0 20000 0.00 D 2009-02-05 2017-02-05 Common Stock 20000 0 D Employee Stock Option (right to buy) 15.90 2013-09-27 4 D 0 25000 0.00 D 2010-02-05 2018-02-05 Common Stock 25000 0 D Employee Stock Option (right to buy) 11.90 2013-09-27 4 D 0 55000 0.00 D 2012-02-05 2020-02-05 Common Stock 55000 0 D Employee Stock Option (right to buy) 12.31 2013-09-27 4 D 0 4000 0.00 D 2012-02-05 2021-02-05 Common Stock 4000 0 D Employee Stock Option (right to buy) 9.91 2013-09-27 4 D 0 28000 0.00 D 2013-02-05 2022-02-05 Common Stock 28000 0 D Employee Stock Option (right to buy) 6.04 2013-09-27 4 D 0 70000 2.82 D 2011-02-05 2019-02-05 Common Stock 70000 0 D Employee Stock Option (right to buy) 7.72 2013-09-27 4 D 0 20000 1.14 D 2014-02-05 2023-02-05 Common Stock 20000 0 D These shares of common stock were unvested and were cancelled by the issuer pursuant to the terms of its 2005 Omnibus Incentive Plan in exchange for $8.86 per share, the fair value of the common stock on the transaction date. This option was cancelled by the issuer pursuant to the terms of its 2005 Omnibus Incentive Plan in exchange for a payment equal to the in-the-money value of such option (if any) on the transaction date. /s/ Robert L. R. Munden, Power of Attorney 2013-10-01