0000899243-20-008046.txt : 20200312 0000899243-20-008046.hdr.sgml : 20200312 20200312140806 ACCESSION NUMBER: 0000899243-20-008046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200310 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stanton David CENTRAL INDEX KEY: 0001380625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03970 FILM NUMBER: 20708200 MAIL ADDRESS: STREET 1: SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARSCO CORP CENTRAL INDEX KEY: 0000045876 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SERVICES, NEC [8900] IRS NUMBER: 231483991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 POPLAR CHURCH ROAD CITY: CAMP HILL STATE: PA ZIP: 17011 BUSINESS PHONE: 7177637064 MAIL ADDRESS: STREET 1: 350 POPLAR CHURCH ROAD CITY: CAMP HILL STATE: PA ZIP: 17011 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-10 0 0000045876 HARSCO CORP HSC 0001380625 Stanton David 334 S. WARMINSTER ROAD HATBORO PA 19040 0 1 0 0 SVP & Group Pres. Clean Earth Common Stock 2020-03-11 4 P 0 18000 7.48 A 18000 D Common Stock 2020-03-12 4 P 0 2000 7.00 A 20000 D Restricted Stock Units 2020-03-10 4 A 0 18627 0.00 A Common Stock 18627 18627 D Performance Share Units 2020-03-10 4 A 0 18627 0.00 A 2022-12-31 Common Stock 18627 18627 D Stock Appreciation Rights 10.29 2020-03-10 4 A 0 63257 0.00 A 2022-03-10 Common Stock 63257 63257 D Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restriced stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of grant. Each performance share unit represents a contingent right to receive the equivalent of one share of Harsco common stock. The performance share units vest based on the total shareholder return of Harsco common stock relative to the S&P 600 Industrials Index. The performance share units vest on 12/31/2022. The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant. /s/ David Stanton 2020-03-12