-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQOSjKPrItMT9t6PGDYLbUr8CsduidMOXMPYr74GYkDvC+VKb3dS13p3iI0XARVX B59lxwfDMr9DGEhXhlRwuQ== 0001074023-00-000048.txt : 20000215 0001074023-00-000048.hdr.sgml : 20000215 ACCESSION NUMBER: 0001074023-00-000048 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARMON INDUSTRIES INC CENTRAL INDEX KEY: 0000045635 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 440657800 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-07115 FILM NUMBER: 538900 BUSINESS ADDRESS: STREET 1: 1600 NE CORONADO DR CITY: BLUE SPRINGS STATE: MO ZIP: 64015-6236 BUSINESS PHONE: 8162293345 MAIL ADDRESS: STREET 1: 1600 NE CORONADO DR CITY: BLUE SPRINGS STATE: MO ZIP: 64015-6236 FORMER COMPANY: FORMER CONFORMED NAME: HARMON ELECTRONICS INC DATE OF NAME CHANGE: 19780823 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTAR CORP /NEW/ CENTRAL INDEX KEY: 0001074023 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 391940778 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 777 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147654321 MAIL ADDRESS: STREET 1: 777 EFAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0) Harmon Industries Inc (Name of Issuer) Common Stock (Title of Class of Securities) 413136102 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 413136102 13G - ----------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Firstar Corporation 39-1940778 - ------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Wisconsin - ------------------------------------------------------------------------- :5. SOLE VOTING POWER NUMBER OF : 38,818 SHARES :------------------------------------------------ BENEFICIALLY :6. SHARED VOTING POWER OWNED : -0- BY EACH :------------------------------------------------- REPORTING PERSON :7. SOLE DISPOSITIVE POWER WITH : 2,546 :------------------------------------------------ :8. SHARED DISPOSITIVE POWER : 899,128 - ------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 901,984 - ------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.0% - -------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------- CUSIP No. 413136102 13G - ----------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mercantile Trust Company, N.A. 43-1651858 - ------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION National association - ------------------------------------------------------------------------ :5. SOLE VOTING POWER NUMBER OF : 38,508 SHARES :----------------------------------------------- BENEFICIALLY :6. SHARED VOTING POWER OWNED : -0- BY EACH :----------------------------------------------- REPORTING PERSON :7. SOLE DISPOSITIVE POWER WITH : 2,546 :---------------------------------------------- :8. SHARED DISPOSITIVE POWER : 899,128 - ------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 901,674 - ------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.0% - ------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* BK - ------------------------------------------------------------------------- Item 1(a). Name of Issuer: Harmon Industries Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 1600 NE Coronado Drive Blue Springs, MO 64015-6236 Item 2(a). Name of Persons Filing: Firstar Corporation Mercantile Trust Company, N.A. Item 2(b). Address of Principal Business Office or, if none, Residence: Firstar Corporation 777 E Wisconsin Avenue Milwaukee, WI 53202 Mercantile Trust Company, N.A. One Mercantile Center St. Louis, MO 63101 Item 2(c). Citizenship: Firstar Corporation: Wisconsin Mercantile Trust Company, N.A.: national association Item 2(d). Title and Class of Securities: Common Stock Item 2(e). CUSIP Number 413136102 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a)[ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b)[ X ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e)[ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E). (f)[ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). (g)[ X ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G). (h)[ ] A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i)[ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j)[ ] A group, in accordance with Section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership: (a) Amount beneficially owned: 901,984 (b) Percent of class: 8.0% (c)(i) Sole power to vote or to direct the vote: 38,818 (c)(ii) Shared power to vote or to direct the vote: 0 (c)(iii) Sole power to dispose or direct the disposition: 2,546 (c)(iv) Shared power to dispose or direct the disposition: 899,128 Item 5. Ownership of Five Percent or Less of a Class: Inapplicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Other persons may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, shares beneficially owned by the filing person. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: See Exhibit A Item 8. Identification and Classification of Members of the Group: Inapplicable Item 9. Notice of Dissolution of Group: Inapplicable Item 10. Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FIRSTAR CORPORATION By: /s/Jennie P. Carlson Executive Vice President Dated February 11, 2000 Mercantile Trust Company, N.A. By: /s/ Jennie P. Carlson Dated February 11, 2000 EX-99 2 EXHIBIT A IDENTIFICATION OF SUBSIDIARY(IES) ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Firstar Bank, National Association BK Mercantile Trust Company, N.A. BK -----END PRIVACY-ENHANCED MESSAGE-----