-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M0BGGRfniOk/cQg94aPaHkuuMbJEy6/TeEIzVnyqgyOaB30aCXlEBqgsgvcm0mdH Y8LtpnY3Wj6aHiY89lOZHg== 0000898430-96-005449.txt : 19961121 0000898430-96-005449.hdr.sgml : 19961121 ACCESSION NUMBER: 0000898430-96-005449 CONFORMED SUBMISSION TYPE: NT 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960930 FILED AS OF DATE: 19961120 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARLYN PRODUCTS INC CENTRAL INDEX KEY: 0000045621 STANDARD INDUSTRIAL CLASSIFICATION: JEWELRY, PRECIOUS METAL [3911] IRS NUMBER: 952251025 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NT 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10304 FILM NUMBER: 96669462 BUSINESS ADDRESS: STREET 1: 1515 S MAIN ST CITY: LOS ANGELES STATE: CA ZIP: 90015 BUSINESS PHONE: 2137460745 MAIL ADDRESS: STREET 1: 1515 SOUTH MAIN STREET CITY: LOS ANGELES STATE: CA ZIP: 90015 NT 10-Q/A 1 FORM 12B25/A -------------------- UNITED STATES | OMB APPROVAL | SECURITIES AND EXCHANGE COMMISSION -------------------- Washington, D.C. 20549 | OMB Number: | | 3235-0058 | FORM 12b-25/A | Expires: | | June 30, 1994 | NOTIFICATION OF LATE FILING | Estimated | | average burden | | hours per | (Check One): [_] Form 10-K [_] Form 20-F [_] Form 11-K | response....2.50 | [X] Form 10-Q [_] Form N-SAR -------------------- -------------------- For Period Ended: September 30, 1996 | SEC FILE NUMBER | ------------------------------------ | | [_] Transition Report on Form 10-K -------------------- [_] Transition Report on Form 20-F -------------------- [_] Transition Report on Form 11-K | CUSIP NUMBER | [X] Transition Report on Form 10-Q | 413080 10 2 | [_] Transition Report on Form N-SAR -------------------- For the Transition Period Ended: ------------------------------------------- ================================================================================ Read Instruction (on back page) Before Preparing Form. Please Print or Type. NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. ================================================================================ If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: NO - -------------------------------------------------------------------------------- PART I--REGISTRANT INFORMATION - -------------------------------------------------------------------------------- Full Name of Registrant Harlyn Products, Inc. - -------------------------------------------------------------------------------- Former Name if Applicable - -------------------------------------------------------------------------------- Address of Principal Executive Office (Street and Number) 1515 South Main Street - -------------------------------------------------------------------------------- City, State and Zip Code Los Angeles, CA 90015 - -------------------------------------------------------------------------------- PART II--RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) (a) The reasons described in reasonable detail in Part III of this form | could not be eliminated without unreasonable effort or expense; | (b) The subject annual report, semi-annual report, transition report | on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will [X] | be filed on or before the fifteenth calendar day following the | prescribed due date; or the subject quarterly report or transition | report on Form 10-Q, or portion thereof will be filed on or before | the fifth calendar day following the prescribed due date; and | (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III--NARRATIVE State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. [Amended in Release No. 34-26589 (72,435), effective April 12, 1989, 54 F.R. 10306.] The sale of the Company's Thailand subsidiary is expected to close imminently. This transaction is retroactive to July 1, 1996 and will be reflected in the Company's September 30, 1996 10-Q. For the quarter ended September 30, 1996 the Company estimates that it will report on its United States operations only, net sales of $1,609,000 and a net profit of approximately $1,449,000 which will include a loss from continuing operations of approximately $2,840,000 and a gain on the sale of its Thailand subsidiary of approximately $4,289,000. The net proceeds of the sale will be used principally to pay bank indebtedness. For the quarter ended September 30, 1995, the Company reported a consolidated net loss of $890,000 on net sales of $5,061,000. Included in the September 30, 1995 net loss and net sales, respectively, were $1,339,000 and $2,723,000 relating to the Company's United States operations. (ATTACH EXTRA SHEETS IF NEEDED) SEC 1344 (11-91) PART IV--OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Harold Weisbrod (213) 746-0745 ------------------------------------ ----------- ------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for such shorter) period that the registrant was required to file such reports) been filed? If the answer is no, identify report(s). [_] Yes [X] No Form 10-K for the fiscal year ended June 30, 1996 --------------------------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. See Part III - -------------------------------------------------------------------------------- Harlyn Products, Inc. ---------------------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date 11/15/96 By /s/ Harold Weisbrod ---------------------------------- -------------------------------------- Chairman and CEO INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. - --------------------------------- ATTENTION ------------------------------------ | INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT | | CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). | - -------------------------------------------------------------------------------- GENERAL INSTRUCTIONS 1. This form is required by Rule 12b-25 (17 CFR 240,12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934. 2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files. 3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered. 4. Amendments to the notifications must also be filed on form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. 5. Electronic Filers. This form shall not be used by electronic filers unable to timely file a report solely due to electronic difficulties. Filers unable to submit a report within the time period prescribed due to difficulties in electronic filing should comply with either Rule 201 or Rule 202 of Regulation S-T or apply for an adjustment in filing date pursuant to Rule 13(b) of Regulation S-T. -----END PRIVACY-ENHANCED MESSAGE-----