-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KanbiD0d0qVq+dy8TM3Roeyv1nJiZvF93z/LWnqASLl5VD7XeIKTfdjrml9UReCc /kVxU9yap8sU4vbaNHkDfA== 0001038685-97-000004.txt : 19970520 0001038685-97-000004.hdr.sgml : 19970520 ACCESSION NUMBER: 0001038685-97-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970512 FILED AS OF DATE: 19970519 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANNAFORD BROTHERS CO CENTRAL INDEX KEY: 0000045379 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 010085930 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07603 FILM NUMBER: 97611013 BUSINESS ADDRESS: STREET 1: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078832911 COMPANY DATA: COMPANY CONFORMED NAME: FURBER THOMAS B CENTRAL INDEX KEY: 0001038685 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: C/O HANNAFORD BROTHERS STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078852349 MAIL ADDRESS: STREET 1: C/O HANNAFORD BROTHERS STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04070 3 1 FORM 3 - 5/12/97 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person FURBER, THOMAS B. 145 Pleasant Hill Rd. Scarborough, ME 04074 USA 2. Date of Event Requiring Statement (Month/Day/Year) 5/12/97 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Issuer Name and Ticker or Trading Symbol Hannaford Bros. Co. HRD 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |915.2655 (1) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Options (Rights to Buy) |5/13/92 |5/13/01 |Common Stock |200 |21.50 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy) |5/14/93 |5/14/02 |Common Stock |619 |22.625 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy) |5/19/94 |5/19/03 |Common Stock |629 |22.25 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy) |5/19/95 |5/19/04 |Common Stock |902 |21.625 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy) |5/24/96 |5/24/05 |Common Stock |1047 |26.75 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy) |5/14/97 |5/14/06 |Common Stock |1647 |30.375 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Does not include shares held pursuant to the Hannaford Bros. Co. Savings & Investment (401k) Plan. SIGNATURE OF REPORTING PERSON /s/ Thomas B. Furber DATE 5/12/97 -----END PRIVACY-ENHANCED MESSAGE-----