-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TF9QCK6kqw5X4A9NL3wyi3bfCYkfFFxxTe+7gxJEhVzMEEV4WnTT0KVpYPK2x90O CckrOV1LkLjSYB8jE+ZBYQ== 0001013950-00-000001.txt : 20000215 0001013950-00-000001.hdr.sgml : 20000215 ACCESSION NUMBER: 0001013950-00-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000101 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANNAFORD BROTHERS CO CENTRAL INDEX KEY: 0000045379 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 010085930 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-07603 FILM NUMBER: 538275 BUSINESS ADDRESS: STREET 1: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078832911 COMPANY DATA: COMPANY CONFORMED NAME: STROUT MICHAEL J CENTRAL INDEX KEY: 0001013950 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: HANNAFORD BROS CO STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078852349 MAIL ADDRESS: STREET 1: HANNAFORD BROS CO STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 5 1 FORM 5 - 1/1/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person STROUT, Michael J. 145 Pleasant Hill Road Scarborough, ME 04074 USA 2. Issuer Name and Ticker or Trading Symbol Hannaford Bros. Co. HRD 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1/1/2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | |3,966.192 (1) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |3,765.701(2) |I |by 401(k) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Options (Rights to Buy) |51.0625 |5/19/|A |2,768 |A |5/19/|5/19/|Common Stock|2,768 | |2,768 |D | | | |99 | | | |00 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy) |51.0625 |5/19/|A |2,768 |A |5/19/|5/19/|Common Stock|2,768 | |2,768 |D | | | |99 | | | |01 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy) |51.0625 |5/19/|A |2,768 |A |5/19/|5/19/|Common Stock|2,768 | |2,768 |D | | | |99 | | | |02 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Includes 8.9429 shares acquired through dividend reinvestment between 3/25/99 and 12/23/99 at prices ranging from $47.10 to $ 70.38 per share. (2) Includes 439.462 shares acquired through the Hannaford Savings and Investment (401k) Plan between 1/2/99 and 1/1/2000 at prices ranging from $43.625 to $73.375 per share. SIGNATURE OF REPORTING PERSON /s/ Michael J. Strout DATE 2/10/2000 -----END PRIVACY-ENHANCED MESSAGE-----