-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OjUMkZa0GQXbTvCzzEy+ceTcqbHiXmeTmswgm3jCL6kgV5nv6EhF7cA/2c45GV8P 0JUlLHiOfhDPcy7BdvYqBQ== 0001013949-98-000001.txt : 19980217 0001013949-98-000001.hdr.sgml : 19980217 ACCESSION NUMBER: 0001013949-98-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980103 FILED AS OF DATE: 19980212 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANNAFORD BROTHERS CO CENTRAL INDEX KEY: 0000045379 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 010085930 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-07603 FILM NUMBER: 98533388 BUSINESS ADDRESS: STREET 1: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078832911 COMPANY DATA: COMPANY CONFORMED NAME: PLOTKIN LARRY A CENTRAL INDEX KEY: 0001013949 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: HANNAFORD BROS CO STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078852349 MAIL ADDRESS: STREET 1: HANNAFORD BROS CO STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 5 1 FORM 5 - 01/03/1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person PLOTKIN, Larry A. 145 Pleasant Hill Road Scarborough, ME 04074 USA 2. Issuer Name and Ticker or Trading Symbol Hannaford Bros. Co. HRD 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 01/03/1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |3/3/19|A |283 |A |35.625 | | | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/24/|G |175 |D | | | | | |1997 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/4/1|G |20 |D | |28,179.849(1) |D | | |997 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |1,490.729(2) |I |by 401(k) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |336.237 |I |by children | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |10,032.335(3) |I |by spouse | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Options(Rights to Buy) |34.625 |5/12/|A |2,085 |A |5/12/|5/12/|Common Stock|2,085 | |2,085 |D | | | |1997 | | | |1998 |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options(Rights to Buy) |34.625 |5/12/|A |2,085 |A |5/12/|5/12/|Common Stock|2,085 | |2,085 |D | | | |1997 | | | |1999 |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options(Rights to Buy) |34.625 |5/12/|A |2,086 |A |5/12/|5/12/|Common Stock|2,085 | |2,086 |D | | | |1997 | | | |2000 |2007 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Includes 431 shares acquired through the employee stock purchase plan in February 1997 at $22.2063, and 535.996 shares acquired through dividend reinvestment between March and December 1997 at prices ranging from $33 to $43. (2) Includes 51.276 shares acquired through the Hannaford Savings & Investment (401k) Plan between 11/30/96 and 11/30/97 at prices ranging from $31.625 to $41.625. For purposes of this Form 5, all 401(k) plan information is reported as of the last statement date (11/30/97) consistent with the manner in which such information is reported to participants. (3) Account represents 10,000 shares transferred from a joint ownership account to a spousal individual account during 1997 with an additional 32.335 shares acquired through dividend reinvestment. SIGNATURE OF REPORTING PERSON /s/ Larry A. Plotkin DATE 02/04/1998 -----END PRIVACY-ENHANCED MESSAGE-----