-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vzufs2u06HnXR9Xo8SWmUHfGBVex2ogYrZ7poFzsg0Oyxa5d5PugXdhWLJx1NASz H9ifEB2z5tLFYHth2S8tgQ== 0001013937-97-000008.txt : 19970611 0001013937-97-000008.hdr.sgml : 19970611 ACCESSION NUMBER: 0001013937-97-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970531 FILED AS OF DATE: 19970610 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANNAFORD BROTHERS CO CENTRAL INDEX KEY: 0000045379 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 010085930 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07603 FILM NUMBER: 97621600 BUSINESS ADDRESS: STREET 1: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078832911 COMPANY DATA: COMPANY CONFORMED NAME: MOODY JAMES L JR CENTRAL INDEX KEY: 0001013937 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: HANNAFORD BROS CO STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 BUSINESS PHONE: 2078852349 MAIL ADDRESS: STREET 1: HANNAFORD BROS CO STREET 2: 145 PLEASANT HILL RD CITY: SCARBOROUGH STATE: ME ZIP: 04074 4 1 FORM 4 - 05/31/97 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person MOODY, JR., James L. 145 Pleasant Hill Road Scarborough, ME 04074 USA 2. Issuer Name and Ticker or Trading Symbol Hannaford Bros. Co. HRD 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 05/31/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) Retired 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |5-9-97|M | |8,157 |A |18.8125 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5-9-97|M | |11,255 |A |21.50 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5-9-97|M | |10,077 |A |22.625 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5-9-97|M | |10,652 |A |22.25 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5-9-97|M | |4,624 |A |21.625 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5-9-97|M | |3,378 |A |26.75 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5-9-97|M | |6,584 |A |30.375 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |5-9-97|F | |37,068 |D |34.00 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |3-3-97|A |V|816 |A |35.625 |155,104 (1) (2) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Options (Rights to Buy|18.8125 |5-9-9|M | |8,157 |D |5-24-|5-24-|Common Stock|8,157 |18.8125|0 | | | ) | |7 | | | | |92 |00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy|21.50 |5-9-9|M | |11,255 |D |5-13-|5-13-|Common Stock|11,255 |21.50 |0 | | | ) | |7 | | | | |93 |01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy|22.625 |5-9-9|M | |10,077 |D |5-14-|5-14-|Common Stock|10,077 |22.625 |0 | | | ) | |7 | | | | |94 |02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy|22.25 |5-9-9|M | |10,652 |D |5-19-|5-19-|Common Stock|10,652 |22.25 |0 | | | ) | |7 | | | | |95 |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy|21.625 |5-9-9|M | |4,624 |D |5-19-|5-19-|Common Stock|4,624 |21.625 |0 | | | ) | |7 | | | | |96 |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy|26.75 |5-9-9|M | |3,738 |D |5-9-9|5-24-|Common Stock|3,738 |26.75 |0 | | | ) | |7 | | | | |7 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy|30.375 |5-9-9|M | |6,584 |D |5-9-9|5-14-|Common Stock|6,584 |30.375 |0 | | | ) | |7 | | | | |7 |06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Options (Rights to Buy| |5-9-9|A |V|32,555 |A |5-9-9|5-9-0|Common Stock|32,555 |34.00 |32,555 |D | | ) | |7 | | | | |8 |0 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Includes 631 shares purchased under the Hannaford Employee Stock Purchase Plan in February 1997. (2) Does not include shares held under the Hannaford Savings & Investment (401k) Plan. SIGNATURE OF REPORTING PERSON /s/ James L. Moody, Jr. DATE 6-4-97 -----END PRIVACY-ENHANCED MESSAGE-----