-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UPA7QUiAgeL0I/oGAQuhQlw7B+FXetPApnD98H3JnC83aiYhlkKSxvDHyej8hoM9 lbR+c/OwDWIY2HuYca7WpQ== 0000912057-96-000872.txt : 19960129 0000912057-96-000872.hdr.sgml : 19960129 ACCESSION NUMBER: 0000912057-96-000872 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960126 SROS: CSX SROS: NASD SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIMCO INC /DE/ CENTRAL INDEX KEY: 0000791243 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 330251163 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38255 FILM NUMBER: 96507539 BUSINESS ADDRESS: STREET 1: 265 BRIGGS AVE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145464460 MAIL ADDRESS: STREET 2: 265 BRIGGS AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 FORMER COMPANY: FORMER CONFORMED NAME: CIMCO DATE OF NAME CHANGE: 19900926 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIMCO INC /DE/ CENTRAL INDEX KEY: 0000791243 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 330251163 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38255 FILM NUMBER: 96507540 BUSINESS ADDRESS: STREET 1: 265 BRIGGS AVE CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7145464460 MAIL ADDRESS: STREET 2: 265 BRIGGS AVENUE CITY: COSTA MESA STATE: CA ZIP: 92626 FORMER COMPANY: FORMER CONFORMED NAME: CIMCO DATE OF NAME CHANGE: 19900926 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANNA M A CO/DE CENTRAL INDEX KEY: 0000045370 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 340232435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: SUITE 36 5000 STREET 2: 200 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114-2304 BUSINESS PHONE: 2165894000 FORMER COMPANY: FORMER CONFORMED NAME: HANNA MINING CO DATE OF NAME CHANGE: 19850523 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANNA M A CO/DE CENTRAL INDEX KEY: 0000045370 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 340232435 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: SUITE 36 5000 STREET 2: 200 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114-2304 BUSINESS PHONE: 2165894000 FORMER COMPANY: FORMER CONFORMED NAME: HANNA MINING CO DATE OF NAME CHANGE: 19850523 SC 14D1/A 1 SCHED 14D-1/A - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------ AMENDMENT NO. 3 (FINAL AMENDMENT) to SCHEDULE 14D-1 Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 and SCHEDULE 13D Under the Securities Exchange Act of 1934 CIMCO, Inc. (Name of Subject Company) HANWEST, INC. and M.A. HANNA COMPANY (Bidders) Common Stock, $0.01 Par Value (Title of Class of Securities) 171842107 (CUSIP Number of Class of Securities) John S. Pyke, Jr. Vice President, General Counsel and Secretary M.A. Hanna Company Suite 36-5000 200 Public Square Cleveland, Ohio 44114 (216) 589-4000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidders) with copies to: Lyle G. Ganske, Esq. Nick E. Yocca, Esq. Jones, Day, Reavis & Pogue Stradling, Yocca, Carlson North Point & Rauth, P.C. 901 Lakeside Avenue 660 Newport Center Drive Cleveland, OH 44114 Suite 1600 (216) 586-3939 Newport Beach, CA 92660 (714) 725-4000 - ------------------------------------------------------------------------------- ------------------------------------ The Index to Exhibits Begins on Page 8 Page 1 of 8 Pages CALCULATION OF FILING FEE - ------------------------------------------------------------------------ - ------------------------------------------------------------------------ Transaction Amount of Valuation Filing Fee - ------------------------------------------------------------------------ $34,042,376* $6,908.48** - ------------------------------------------------------------------------ - ------------------------------------------------------------------------ * Determined in accordance with Rule 0-11(d) under the Securities Exchange Act of 1934. This Transaction Valuation assumes, solely for purposes of calculating the Filing Fee for this Schedule 14D-1, the purchase of 3,242,131 shares of common stock, par value $0.01 per share, and any associated Rights (collectively, the "Shares"), of the Subject Company at $10.50 per Share net to the seller in cash. Such number of Shares represents all of the Shares outstanding as of December 18, 1995, and assumes the exercise or conversion of all existing options, rights and securities which were then exercisable or convertible into Shares. ** Includes a Schedule 13D filing fee of $100. /X/ Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: $6,908.48 ---------------------------------------- Form or Registration No.: Schedule 14D-1/Schedule 13D -------------------------------------- Filing Party: HANWEST, INC. AND M.A. HANNA COMPANY ---------------------------------------------- Date Filed: December 27, 1995 ----------------------------------------------------- Page 2 of 8 Pages
- ---------------------------- ---------------------------- CUSIP No. 171842107 14D-1 Page 1 of 2 Pages - ---------------------------- ---------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HANWEST, INC. 34-1233868 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or 2(f) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,896,412 Shares (including 15,944 Shares subject to guaranteed delivery procedures) - ------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 97.4% - ------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON* CO - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ------------------------ CUSIP No. 171842107 14D-1 Page 2 of 2 Pages - ------------------------------ ------------------------ - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON M.A. HANNA COMPANY 34-0232435 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or 2(f) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,896,412 Shares (including 15,944 Shares subject to guaranteed delivery procedures) - ------------------------------------------------------------------------------- 8 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 97.4% - ------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON* CO, HC - -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 3 (Final Amendment) amends and supplements the Tender Offer Statement on Schedule 14D-1 and the Schedule 13D filed with the Securities and Exchange Commission (the "Commission") on December 27, 1995, as amended by Amendment No. 1 to Schedule 14D-1 and Schedule 13D filed with the Commission on January 5, 1996 and Amendment No. 2 to Schedule 14D-1 and Schedule 13D filed with the Commission on January 19, 1996 (the original filing, as amended, the "Schedule 14D-1 and the Schedule 13D"), by M.A. Hanna Company, a Delaware corporation (the "Parent"), and Hanwest, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (the "Purchaser"), as bidders, with respect to the Purchaser's offer to purchase all of the outstanding shares of common stock, par value $0.01 per share, including any associated Rights (collectively, the "Shares"), of CIMCO, Inc., a Delaware corporation, at a price of $10.50 per Share, net to the seller in cash. Except as otherwise indicated herein, the information set forth in the Schedule 14D-1 and the Schedule 13D remains unchanged and each capitalized term used herein and not defined shall have the meaning ascribed to such term in the Schedule 14D-1 and the Schedule 13D. ITEM 6. INTEREST IN SECURITIES OF THE SUBJECT COMPANY. Item 6(a)-(b) is hereby amended and supplemented by adding at the end thereof the following statement: The Offer expired at 12:00 midnight, New York City time, on Thursday, January 25, 1996. The Parent issued a press release on January 26, 1996 in which it disclosed that the Depositary had informed it that 2,896,412 Shares (approximately 97.4% of the outstanding Shares) were tendered and not withdrawn prior to the expiration of the Offer, including 15,944 Shares tendered pursuant to guaranteed delivery procedures. The Parent also announced that all of the Shares tendered and not withdrawn pursuant to the Offer (including Shares subject to guaranteed delivery procedures) were accepted for payment. ITEM 11. MATERIAL TO BE FILED AS EXHIBITS. Item 11 is hereby amended and supplemented by adding the following Exhibit: (a)(11) Text of Press Release issued on January 26, 1996 Page 5 of 8 Pages SIGNATURES After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 26, 1996 HANWEST, INC. By: /s/ John S. Pyke, Jr. ------------------------------ Name: John S. Pyke, Jr. Title: Vice President and Secretary Page 6 of 8 Pages SIGNATURES After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 26, 1996 M.A. HANNA COMPANY By: /s/ John S. Pyke, Jr. ---------------------------------- Name: John S. Pyke, Jr. Title: Vice President, General Counsel and Secretary Page 7 of 8 Pages INDEX TO EXHIBITS EXHIBIT (a)(11) Text of Press Release issued on January 26, 1996 Page 8 of 8 Pages EX-99.A11 2 EX99.A11 For Immediate Release Investor contact: Barb Gould 216/589-4085 Media contact: Andy Opila 216/589-4018 Bank/broker contact: Georgeson & Company Inc. 212/440-9800 or 800/223-2064 M.A. HANNA COMPANY SUCCESSFULLY COMPLETES CIMCO, INC. TENDER OFFER CLEVELAND (January 26, 1996) -- M.A. Hanna Company (NYSE/CHX:MAH) today announced the successful completion of its tender offer for shares of CIMCO, Inc. (NASDAQ:CIMC), based in Costa Mesa, California. On December 27, 1995, M.A. Hanna, acting through its wholly owned subsidiary Hanwest, Inc., offered to purchase all outstanding shares of common stock, par value $0.01 per share, of CIMCO at $10.50 per share, net to the seller in cash. The offer expired at midnight on Thursday, January 25, 1996. National City Bank, the Depositary, has informed M.A. Hanna that 2,896,412 shares of CIMCO stock were tendered and not withdrawn prior to the expiration of the tender offer, including 15,944 shares tendered under guaranteed delivery procedures. The tendered shares represent approximately 97.4 percent of all outstanding CIMCO stock. All shares tendered and not withdrawn in the offer, including those subject to guaranteed delivery procedures, were accepted for payment. As contemplated by the previously announced merger agreement, M.A. Hanna will acquire the remaining CIMCO shares through a cash merger. In the merger, the remaining outstanding shares, other than those held by stockholders exercising - 2 - appraisal rights, will be converted into the right to receive $10.50 per share. M.A. Hanna is a leading international specialty chemical company. Its primary businesses are plastics and rubber compounding, color and additive concentrates and distribution of plastic resins and engineered shapes. -----END PRIVACY-ENHANCED MESSAGE-----