497 1 e389565_497.htm 497

 

SUPPLEMENT DATED SEPTEMBER 19, 2014

TO THE MOST RECENT STATEMENT OF ADDITIONAL INFORMATION, AS MAY BE SUPPLEMENTED

 

In the “SALES COMPENSATION” section under “Additional Payments to Financial Intermediaries”, the following table supplements and supersedes any information to the contrary relating to the listing of the member firms of the Financial Industry Regulatory Authority (“FINRA”) that have arrangements in effect with the Distributor:

 

1st Global Capital Corp. Infinex Investments Inc
Advisor Group-FSC Securities Corporation ING Financial Partners, Inc
Advisor Group-Royal Alliance Associates, Inc Investors Capital Corp
Advisor Group-Sagepoint Financial, Inc Janney Montgomery Scott, LLC
Advisor Group-Woodbury Financial Services J.J.B. Hilliard. W.L. Lyons, Inc
Ameriprise Financial Services, Inc Key Investment Services
AXA Advisors, LLC Ladenberg Thalman Financial Services
Banc of America/Merrill Lynch Lincoln Financial Network
BOSC, Inc LPL Financial LLC
Cambridge Investment Research MML Investor Services, Inc
CCO Investment Services Money Concepts Capital Corp.
Centaurus Financial, Inc Morgan Stanley Wealth Management, LLC
Cetera - Advisor Network LLC NFP Advisor Services, LLC
Cetera - Advisors LLC NPH-Investment Centers of America
Cetera - Financial Institutions NPH-Invest Financial Corporation
Cetera - Financial Specialists, Inc NPH-National Planning Corp
Charles Schwab NPH-SII Investments, Inc
CISC, Inc Northwestern Mutual Investment Services, LLC
Citigroup Global Markets Oppenheimer & Co., Inc
Commonwealth Financial Network ProEquities, Inc
Crown Capital Securities L.P. Raymond James and Associates, Inc
Cuso Financial Services Raymond James Financial Services, Inc
DA Davidson & Co Inc RBC Capital Markets Corporation
Edward D. Jones & Co. LP Robert W. Baird & Co
Fintegra LLC Signator Investors Inc
First Allied Securities, Inc Stifel, Nicolaus, & Co, Inc
First Command Financial Planning TD Ameritrade
First Tennessee Brokerage, Inc The Investment Center, Inc
Fifth Third Bank Transamerica Financial Advisors, Inc
Geneos Wealth Management UBS Financial Services, Inc
Girard Securities Inc Unionbanc Investment Services
H.D. Vest Investment Services, Inc Wells Fargo Advisors
Independent Financial Group  

 

You should read this Supplement in conjunction with the Statement of Additional Information and retain it for future reference.