-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ifgbmj14sA/lIZcgUg4V4+Dy+JP6/CMWFLE6b90zwmwSVbZlnFUTA4DI+kEXcFRJ x8injkhGyaM722qrDuUgpA== 0000928816-04-001154.txt : 20041029 0000928816-04-001154.hdr.sgml : 20041029 20041029142012 ACCESSION NUMBER: 0000928816-04-001154 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040831 FILED AS OF DATE: 20041029 DATE AS OF CHANGE: 20041029 EFFECTIVENESS DATE: 20041029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN SOVEREIGN BOND FUND CENTRAL INDEX KEY: 0000045288 IRS NUMBER: 042528977 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-02402 FILM NUMBER: 041105683 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVE STREET 2: JOHN HANCOCK FUNDS CITY: BOSTON STATE: MA ZIP: 02199-7603 BUSINESS PHONE: 6173751702 MAIL ADDRESS: STREET 1: JOHN HANCOCK FUNDS STREET 2: 101 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199-7603 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN BONDS DATE OF NAME CHANGE: 19930921 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN BOND TRUST DATE OF NAME CHANGE: 19910704 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN BOND FUND INC DATE OF NAME CHANGE: 19841225 N-Q 1 sbf1.txt JOHN HANCOCK SOVEREIGN BOND FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-2402 John Hancock Sovereign Bond Fund (Exact name of registrant as specified in charter) 101 Huntington Avenue, Boston, Massachusetts 02199 (Address of principal executive offices) (Zip code) Susan S. Newton, Secretary 101 Huntington Avenue Boston, Massachusetts 02199 (Name and address of agent for service) Registrant's telephone number, including area code: 617-375-1702 Date of fiscal year end: May 31 Date of reporting period: August 31, 2004 ITEM 1. SCHEDULE OF INVESTMENTS JOHN HANCOCK Bond Fund 8.31.2004 Quarterly Portfolio Holdings [A 2" x 1" John Hancock (Signature)/John Hancock Funds logo in lower, center middle of page. A tag line below reads "JOHN HANCOCK FUNDS."] John Hancock Bond Fund Securities owned by the Fund on August 31, 2004 (unaudited)
Interest Maturity Credit Par value Issuer, description rate % date rating (A) (000) Value Bonds 55.54% $689,374,543 (Cost $672,781,011) Agricultural Products 0.96% 11,951,592 Bunge Ltd. Finance Corp., Note (S) 5.350 04-15-2014 BBB 2,260 2,265,779 Corn Products International, Inc., Sr Note 8.450 08-15-2009 BBB- 8,515 9,685,813 Airlines 0.81% 10,072,283 American Airlines, Inc., Pass Thru Ctf Ser 2001-2 (L) 7.858 10-01-2011 A- 4,200 4,175,998 Continental Airlines, Inc., Pass Thru Ctf Ser 1999-1A 6.545 02-02-2019 A- 3,933 3,719,358 Jet Equipment Trust, Equipment Trust Ctf Ser 95B2 (B)(H)(S) Zero 08-15-2014 D 5,800 29,000 Northwest Airlines Corp., Pass Thru Ctf Ser 1996-1C 10.150 01-02-2005 CCC+ 340 322,338 Pass Thru Ctf Ser 1996-1D 8.970 01-02-2015 CCC+ 2,724 1,825,589 Apparel Retail 0.15% 1,837,500 Gap, Inc. (The), Note (L) 10.300 12-15-2008 BB+ 1,500 1,837,500 Automobile Manufacturers 0.53% 6,560,532 DaimlerChrysler North America Holding Corp., Floating Rate Med Term Note Ser D (P) 2.340 05-24-2006 BBB 4,755 4,773,107 Ford Motor Co., Deb 9.980 02-15-2047 BBB- 1,450 1,787,425 Broadcasting & Cable TV 3.94% 48,918,883 British Sky Broadcasting Group Plc, Gtd Note (United Kingdom) 7.300 10-15-2006 BBB- 2,350 2,539,283 Gtd Sr Note (United Kingdom) 8.200 07-15-2009 BBB- 2,330 2,700,969 Continental Cablevision, Inc., Deb 9.500 08-01-2013 BBB 3,280 3,615,413 Grupo Televisa SA, Note (Mexico) 8.000 09-13-2011 BBB- 2,465 2,785,450 Innova S. de R.L., Note (Mexico) 9.375 09-19-2013 B+ 1,635 1,782,150 Sr Note (Mexico) 12.875 04-01-2007 B+ 314 319,956 Liberty Media Corp., Floating Rate Sr Note (P) 3.020 09-17-2006 BBB- 7,635 7,726,773 Muzak LLC/ Muzak Finance Corp., Sr Note 10.000 02-15-2009 CCC 1,135 1,010,150 News America Holdings, Inc., Gtd Sr Deb 8.250 08-10-2018 BBB- 3,000 3,717,423 Rogers Cablesystems Ltd., Sr Note Ser B (Canada) 10.000 03-15-2005 BBB- 4,880 5,048,892 Shaw Communications, Inc., Sr Note (Canada) 8.250 04-11-2010 BB+ 2,260 2,528,881 TCI Communications, Inc., Deb 9.800 02-01-2012 BBB 2,550 3,273,828 Time Warner, Inc., Deb 9.125 01-15-2013 BBB+ 6,661 8,345,687 XM Satellite Radio, Inc., Sr Sec Disc Note (Zero to 12-31-05 then 14.00%) (O) Zero 12-31-2009 CCC+ 1,895 1,833,760 Sr Sec Note 12.000 06-15-2010 CCC+ 1,473 1,690,268 Casinos & Gaming 0.53% 6,539,917 Harrah's Operating Co., Inc., Sr Note 7.125 06-01-2007 BBB- 2,940 3,195,477 Mohegan Tribal Gaming Auth, Sr Sub Note (S) 7.125 08-15-2014 BB- 1,050 1,078,875 MTR Gaming Group, Inc., Sr Note Ser B 9.750 04-01-2010 B+ 1,120 1,220,800 Waterford Gaming LLC, Sr Note (S) 8.625 09-15-2012 B+ 981 1,044,765 Commodity Chemicals 0.28% 3,431,872 RPM International, Inc., Sr Note 6.250 12-15-2013 BBB 3,305 3,431,872 Construction & Farm Machinery & Heavy Trucks 0.18% 2,260,500 Case Corp., Note 7.250 08-01-2005 BB- 2,200 2,260,500 Consumer Finance 1.26% 15,619,699 Capital One Bank, Sr Note (L) 8.250 06-15-2005 BBB- 3,000 3,131,412 Capital One Financial Corp., Note (L) 7.250 05-01-2006 BB+ 1,940 2,065,398 Ford Motor Credit Co., Note 7.375 10-28-2009 BBB- 995 1,089,027 Note 6.875 02-01-2006 BBB- 3,035 3,192,477 General Motors Acceptance Corp., Note 7.250 03-02-2011 BBB 1,395 1,490,397 Household Finance Corp., Note 6.750 05-15-2011 A 4,140 4,650,988 Department Stores 0.47% 5,886,363 Penney J.C. Co., Inc., Deb (L) 7.650 08-15-2016 BB+ 3,060 3,388,950 Penney J.C. Corp., Inc., Note (L) 8.000 03-01-2010 BB+ 2,215 2,497,413 Diversified Banks 3.59% 44,523,409 Bank of New York, Cap Security (S) 7.780 12-01-2026 A- 5,050 5,622,508 Citigroup, Inc., Sub Note 6.000 10-31-2033 A+ 8,035 8,100,670 Colonial Bank, Sub Note 9.375 06-01-2011 BBB- 1,480 1,770,311 Mizuho Financial Group Cayman Ltd., Gtd Note (Cayman Islands) 8.375 12-29-2049 Baa1 3,500 3,758,881 NBD Bank N.A., Sub Deb 8.250 11-01-2024 A 650 812,200 Rabobank Capital Fund II, Perpetual Bond (5.260% to 12-31-13 then variable) (S) 5.260 12-29-2049 AA 1,180 1,189,882 Royal Bank of Scotland Group Plc, Perpetual Bond (7.648% to 09-30-31 then variable) (United Kingdom) 7.648 08-29-2049 A 8,055 9,476,264 St. George Funding Co., Perpetual Bond (8.485% to 06-30-17 then variable) (Australia) (S) 8.485 12-31-2049 Baa1 4,555 5,365,294 Socgen Real Estate Co. LLC, Perpetual Bond Ser A (7.64% to 09-30-07 then variable) (S) 7.640 12-29-2049 A 2,240 2,500,790 Westpac Capital Trust III, Perpetual Sub Bond (5.819% to 09-30-13 then variable) (S) 5.819 12-29-2049 A- 2,775 2,887,693 Wachovia Corp., Sub Note 5.250 08-01-2014 A- 2,970 3,038,916 Diversified Commercial Services 0.52% 6,504,050 Cendant Corp., Note 6.875 08-15-2006 BBB 4,200 4,501,871 Note 7.125 03-15-2015 BBB 1,750 2,002,179 Electric Utilities 7.55% 93,723,047 AES Eastern Energy L.P., Pass Thru Ctf Ser 1999-A (L) 9.000 01-02-2017 BB+ 3,549 3,993,238 Beaver Valley Funding Corp., Deb 8.625 06-01-2007 BB+ 765 803,998 Sec Lease Obligation Bond 9.000 06-01-2017 BB+ 6,799 7,910,643 BVPS II Funding Corp., Collateralized Lease Bond 8.890 06-01-2017 BB- 6,607 7,619,060 DTE Energy Co., Sr Note 6.450 06-01-2006 BBB 2,855 3,013,775 El Paso Electric Co., 1st Mtg Ser E 9.400 05-01-2011 BBB 5,695 6,433,311 Empresa Electrica Guacolda S.A., Sr Sec Note (Chile) (S) 8.625 04-30-2013 BBB- 2,133 2,400,935 HQI Transelect Chile SA, Sr Note (Chile) 7.875 04-15-2011 A- 3,235 3,757,967 Illinois Power Co., Mtg Bond 7.500 07-15-2025 B 1,885 1,932,125 IPALCO Enterprises, Inc., Sr Sec Note 8.625 11-14-2011 BB- 3,000 3,330,000 Kansas Gas & Electric Co., Deb 8.290 03-29-2016 BB- 3,385 3,503,475 Midland Funding Corp. II, Deb Ser B 13.250 07-23-2006 BB- 3,690 4,205,637 Lease Oblig Bond Ser A (L) 11.750 07-23-2005 BB- 4,892 5,221,451 Monterrey Power S.A. de C.V., Sr Sec Bond (Mexico) (S) 9.625 11-15-2009 BBB- 2,445 2,894,606 NiSource Finance Corp., Note 3.200 11-01-2006 BBB 2,845 2,843,922 Pepco Holdings, Inc., Note 3.750 02-15-2006 BBB 3,360 3,391,880 PNPP II Funding Corp., Deb 9.120 05-30-2016 BB+ 4,132 4,853,199 Progress Energy, Inc., Sr Note 6.750 03-01-2006 BBB- 2,770 2,924,657 PSE&G Energy Holdings LLC, Sr Note 7.750 04-16-2007 BB- 2,360 2,507,500 System Energy Resources, Inc., Sec Bond (S) 5.129 01-15-2014 BBB 3,815 3,860,933 Texas-New Mexico Power Co., Sr Note 6.125 06-01-2008 BB+ 3,135 3,267,614 TransAlta Corp., Note (Canada) 5.750 12-15-2013 BBB- 3,295 3,371,747 TXU Australia Holdings, LP, Sr Note (Australia) (S) 6.750 12-01-2006 A- 1,650 1,778,347 TXU Energy Co. LLC, Floating Rate Note (L)(P) 2.380 01-17-2006 BBB 2,155 2,159,170 Waterford 3 Funding Corp., Sec Lease Obligation Bond 8.090 01-02-2017 BBB- 5,071 5,743,857 Electrical Components & Equipment 0.39% 4,819,192 AMETEK, Inc., Sr Note 7.200 07-15-2008 BBB 4,395 4,819,192 Environmental Services 0.49% 6,048,315 Allied Waste North America, Inc., Sr Sub Note Ser B (L) 10.000 08-01-2009 B+ 5,733 6,048,315 Food Retail 0.67% 8,368,443 Delhaize America, Inc., Note 8.125 04-15-2011 BB+ 1,400 1,592,676 Food Lion, Inc., Note 8.730 08-30-2006 BBB- 2,500 2,632,298 Note 7.550 04-15-2007 BB+ 1,955 2,119,247 Kroger Co. (The), Sr Note 8.150 07-15-2006 BBB 1,855 2,024,222 Foreign Government 0.21% 2,562,616 Colombia, Republic of, Bond (Colombia) 9.750 04-09-2011 BB+ 2,257 2,562,616 Forest Products 0.42% 5,163,395 Weyerhaeuser Co., Deb 7.125 07-15-2023 BBB 4,665 5,163,395 Gas Utilities 0.21% 2,641,506 Korea Gas Corp., Sr Note (South Korea) (S) 4.750 11-26-2010 A- 2,630 2,641,506 Health Care Facilities 0.97% 12,102,204 HCA, Inc., Note 9.000 12-15-2014 BBB- 2,832 3,439,968 Note 8.750 09-01-2010 BBB- 7,385 8,662,236 Homebuilding 0.46% 5,690,189 KB Home, Sr Note 5.750 02-01-2014 BB+ 2,890 2,810,525 Lennar Corp., Sr Note Ser B 9.950 05-01-2010 BBB- 2,615 2,879,664 Hotels, Resorts & Cruise Lines 0.73% 9,008,963 Hyatt Equities LLC, Note (S) 6.875 06-15-2007 BBB 3,130 3,356,963 Meditrust, Med Term Note 7.300 01-16-2006 BB- 1,945 2,003,350 Note 7.000 08-15-2007 BB- 1,500 1,567,500 Starwood Hotels & Resorts Worldwide, Inc., Sr Note 7.375 05-01-2007 BB+ 1,945 2,081,150 Industrial Conglomerates 0.83% 10,319,504 General Electric Co., Note 5.000 02-01-2013 AAA 4,710 4,845,022 Tyco International Group S.A., Note (Luxembourg) 6.750 02-15-2011 BBB 3,305 3,693,364 Note (Luxembourg) 5.800 08-01-2006 BBB 1,695 1,781,118 Industrial Machinery 0.50% 6,159,692 Kennametal, Inc., Sr Note 7.200 06-15-2012 BBB 2,775 3,019,586 Trinity Industries, Inc., Pass Thru Ctf (S) 7.755 02-15-2009 Ba1 2,945 3,140,106 Insurance Brokers 0.24% 3,026,717 Mantis Reef Ltd., Note (Australia) (S) 4.692 11-14-2008 A- 2,990 3,026,717 Integrated Oil & Gas 0.85% 10,533,600 Pemex Project Funding Master Trust, Gtd Note 9.125 10-13-2010 BBB- 8,800 10,533,600 Investment Banking & Brokerage 0.27% 3,351,795 Morgan Stanley, Sub Note (L) 4.750 04-01-2014 A 3,465 3,351,795 IT Consulting & Other Services 0.28% 3,534,127 NCR Corp., Note 7.125 06-15-2009 BBB- 3,175 3,534,127 Managed Health Care 0.29% 3,579,313 Medco Health Solutions, Inc., Sr Note (L) 7.250 08-15-2013 BBB 3,245 3,579,313 Meat, Poultry & Fish 0.26% 3,246,286 Tyson Foods, Inc., Note 7.250 10-01-2006 BBB 1,345 1,450,040 Note 8.250 10-01-2011 BBB 1,530 1,796,246 Metal & Glass Containers 0.27% 3,358,650 BWAY Corp., Sr Sub Note 10.000 10-15-2010 B- 1,460 1,554,900 Owens-Brockway Glass Container, Inc., Gtd Sr Sec Note 8.750 11-15-2012 BB- 1,625 1,803,750 Movies & Entertainment 0.07% 812,000 LCE Acquisition Corp., Sr Sub Note (S) 9.000 08-01-2014 CCC+ 800 812,000 Multi-Line Insurance 0.88% 10,916,216 Liberty Mutual Group, Note (S) 5.750 03-15-2014 BBB 2,410 2,390,790 Massachusetts Mutual Life Insurance Co., Surplus Note (S) 7.625 11-15-2023 AA 3,985 4,835,809 New York Life Insurance Co., Note (S) 5.875 05-15-2033 AA- 3,685 3,689,617 Multi-Utilities & Unregulated Power 2.04% 25,369,262 CenterPoint Energy Resources Corp., Sr Note Ser B 7.875 04-01-2013 BBB 2,715 3,202,807 Duke Capital LLC, Sr Note 8.000 10-01-2019 BBB- 3,160 3,724,986 Duke Energy Corp., Note 7.000 10-15-2006 BBB- 1,225 1,294,807 ESI Tractebel Acquistion Corp., Sec Bond Ser B 7.990 12-30-2011 BB 890 921,150 East Coast Power LLC, Sr Sec Note 6.737 03-31-2008 BBB- 283 288,555 East Coast Power LLC, Sr Sec Note Ser B 7.066 03-31-2012 BBB- 3,062 3,140,775 NorAm Energy Corp., Deb 6.500 02-01-2008 BBB 1,925 2,080,965 Salton Sea Funding Corp., Sr Sec Note 7.370 05-30-2005 BB+ 5,020 5,183,186 Sr Sec Note Ser C 7.840 05-30-2010 BB+ 5,186 5,532,031 Office Services & Supplies 0.21% 2,612,346 Office Depot, Inc., Note 6.250 08-15-2013 BBB- 2,445 2,612,346 Oil & Gas Refining & Marketing & Transportation 0.68% 8,475,706 Enterprise Products Operating L.P., Sr Note Ser B 6.875 03-01-2033 BB+ 3,055 3,004,406 Magellan Midstream Partners, L.P., Note 6.450 06-01-2014 BBB 2,800 2,932,443 TEPPCO Partners, L.P., Sr Note 7.625 02-15-2012 BBB 2,215 2,538,857 Oil & Gas Exploration & Production 0.40% 4,905,110 Canadian Oil Sands Ltd., Note (Canada) (S) 4.800 08-10-2009 BBB+ 2,435 2,473,729 Occidental Petroleum Corp., Sr Deb 10.125 09-15-2009 BBB+ 1,925 2,431,381 Other Diversified Financial Services 0.97% 12,085,639 General Electric Capital Corp., Med Term Note Ser A 2.970 07-26-2006 AAA 4,405 4,426,452 Med Term Note Ser A 6.750 03-15-2032 AAA 2,620 2,975,940 Glencore Funding LLC, Gtd Note (S) 6.000 04-15-2014 BBB 4,860 4,683,247 Packaged Foods & Meats 0.09% 1,147,378 General Foods Corp., Deb 7.000 06-15-2011 A- 1,145 1,147,378 Paper Packaging 0.75% 9,292,258 Sealed Air Corp., Sr Note (S) 5.375 04-15-2008 BBB 2,090 2,188,458 Stone Container Corp., Sr Note 9.750 02-01-2011 B 2,365 2,648,800 Sr Note 8.375 07-01-2012 B 4,050 4,455,000 Paper Products 0.56% 6,947,714 Boise Cascade Corp., Sr Note 6.500 11-01-2010 BB 2,085 2,303,925 Donohue Forest Products, Gtd Sr Note (Canada) 7.625 05-15-2007 BB 3,050 3,192,539 MDP Acquisitions Plc, Sr Note (Ireland) 9.625 10-01-2012 B 1,290 1,451,250 Pharmaceuticals 0.20% 2,533,669 Wyeth, Note 5.500 03-15-2013 A 2,515 2,533,669 Precious Metals & Minerals 0.18% 2,245,000 Freeport-McMoRan Copper & Gold, Inc., Sr Note 10.125 02-01-2010 B 2,000 2,245,000 Property & Casualty Insurance 0.62% 7,704,461 Ohio Casualty Corp., Note 7.300 06-15-2014 BB 1,700 1,762,312 QBE Insurance Group Ltd., Bond (Australia) (S) 5.647 07-01-2023 BBB 4,230 4,163,627 URC Holdings Corp., Sr Note (S) 7.875 06-30-2006 AA- 1,630 1,778,522 Railroads 0.10% 1,221,075 TFM S.A. de C.V., Gtd Sr Disc Note (Mexico) 11.750 06-15-2009 B 1,215 1,221,075 Real Estate Investment Trusts 1.33% 16,483,835 American Health Properties, Inc., Note 7.500 01-15-2007 BBB+ 2,380 2,576,402 Healthcare Realty Trust, Inc., Sr Note 8.125 05-01-2011 BBB- 2,515 2,942,017 iStar Financial, Inc., Sr Note 7.000 03-15-2008 BB+ 2,110 2,265,049 ProLogis Trust, Note 7.050 07-15-2006 BBB+ 1,745 1,886,746 Spieker Properties, Inc., Note 7.125 12-01-2006 BBB+ 4,880 5,330,126 TriNet Corporate Realty Trust, Inc., Note 7.700 07-15-2017 BB+ 1,325 1,483,495 Soft Drinks 0.14% 1,716,495 Panamerican Beverages, Inc., Sr Note (Panama) 7.250 07-01-2009 BBB 1,545 1,716,495 Specialized Finance 9.83% 122,039,624 Americredit Automobile Receivables Trust, Pass Thru Ctf Ser 2004-CA Class A-3 3.000 03-06-2009 AAA 2,455 2,455,000 Ameriquest Mortgage Securities, Inc., Pass Thru Ctf Ser 2003-10 Class AF-3 3.230 12-25-2033 AAA 9,155 9,170,303 Pass Thru Ctf Ser 2003-IA1 Class A-4 4.965 11-25-2033 AAA 4,155 4,211,060 Bank of America Mortgage Securities, Inc., Mtg Pass Thru Ctf Ser 2004-D Class 2A1 3.649 05-25-2034 AAA 6,675 6,546,324 Centex Home Equity Loan Trust, Home Equity Loan Asset-Backed Ctf Ser 2004-A Class AF-4 4.510 08-25-2032 AAA 4,550 4,591,568 Citibank Credit Card Issuance Trust, Pass Thur Ctf Ser 2003-C3 4.450 04-07-2010 BBB 3,870 3,951,067 ContiMortgage Home Equity Loan Trust, Pass Thru Ctf Ser 1995-2 Class A-5 8.100 08-15-2025 AAA 1,138 1,137,118 Country Alternative Loan Trust, Mtg Pass Thru Ctf Ser 2004-25CB (M) 6.000 09-30-2034 AAA 6,325 6,494,984 Credit-Based Asset Servicing and Securitization LL, Mtg Asset Backed Ctf Ser 2004-CB4 Class A3 4.632 05-25-2035 AAA 2,670 2,693,249 Deutsche Mortgage & Asset Receiving Corp., Commercial Mtg Pass-Thru Ctf Ser 1998-C1 Class C 6.861 06-15-2031 A2 3,585 3,906,103 Ford Credit Auto Owner Trust, Pass Thru Ctf Ser 2004-A Class A3 2.930 03-15-2008 AAA 5,975 5,988,073 Global Signal Trust, Sub Bond Ser 2004-1A Class D (S) 5.098 01-15-2034 BBB 3,270 3,220,529 Greenwich Capital Commercial Funding Corp., Commercial Mtg Pass Thru Ctf Ser 2003-C1 Class A-4 4.111 07-05-2035 AAA 2,865 2,758,694 Commercial Mtg Pass Thru Ctf Ser 2003-C2 Class A-2 4.022 01-05-2036 AAA 6,160 6,185,610 GSR Mortgage Loan Trust, Commercial Mtg Pass Thru Ctf Ser 2004-7 Class 2A-1 4.191 06-25-2034 AAA 5,839 5,833,928 Household Automotive Trust, Pass Thru Ctf Ser 2004-1 Class A3 3.300 05-18-2009 AAA 6,285 6,331,874 Humpuss Funding Corp., Note (S) 7.720 12-15-2009 B2 1,973 1,756,690 Impac Secured Assets Corp., Mtg Pass Thru Ctf Ser 2004-1 Class A3 3.710 03-25-2034 AAA 3,675 3,629,338 LB-UBS Commercial Mortgage Trust, Commercial Mtg Pass Thru Ctf Ser 2003-C3 Class A4 4.166 05-15-2032 AAA 5,225 5,065,372 MBNA Master Credit Card Trust, Sub Bond Ser 1998-E Class C (S) 6.600 09-15-2010 BBB 3,735 4,047,848 Morgan Stanley Dean Witter Capital I Trust, Pass Thru Ctf Ser 2001-IQA Class A-1 4.570 12-18-2032 Aaa 3,340 3,406,743 ONYX Acceptance Auto Trust, Pass Thru Ctf Ser 2004-C Class A3 2.940 11-15-2008 AAA 2,040 2,041,992 Residential Asset Mortgage Products, Inc., Mtg Pass Thru Ctf Ser 2004-RS7 Class AI-2 4.000 09-25-2025 AAA 4,605 4,626,586 Mtg Pass Thru Ctf Ser 2003-RS10 Class AI-5 4.910 01-25-2031 AAA 4,595 4,628,929 Residential Asset Securities Corp., Asset Backed Pass Thru Ctf Ser 2004-A-KS5 Class A2 1.835 09-25-2033 AAA 5,965 5,964,838 Specialty Underwriting & Residential Finance Trust, Mtg Loan Asset Backed Ctf Ser 2003-BC4 Class A3B 4.788 11-25-2034 AAA 6,685 6,644,498 WFS Financial Owner Trust, Pass Thru Ctf Ser 2004-3 Class A3 3.300 03-17-2009 AAA 4,715 4,751,306 Telecommunication Services 4.64% 57,609,358 AT&T Corp., Sr Note 8.050 11-15-2011 BB+ 3,991 4,340,212 Deutsche Telekom International Finance B.V., Bond (Coupon rate step up/down on rating) (Netherlands) 8.750 06-15-2030 BBB+ 4,785 6,133,743 France Telecom SA, Note (France) 7.950 03-01-2006 BBB+ 1,615 1,733,174 Qwest Capital Funding, Inc., Gtd Note 7.750 08-15-2006 B 3,590 3,590,000 Qwest Corp., Note (S) 9.125 03-15-2012 BB- 3,940 4,225,650 Sprint Capital Corp., Note 6.875 11-15-2028 BBB- 3,390 3,533,366 Note 7.125 01-30-2006 BBB- 8,515 9,025,261 Telecom De Puerto Rico, Sr Sub Note (Puerto Rico) 6.650 05-15-2006 BBB+ 4,750 5,017,867 Telefonos de Mexico S.A. de C.V., Sr Note (Mexico) 8.250 01-26-2006 BBB- 6,250 6,688,487 Telus Corp., Note (Canada) 8.000 06-01-2011 BBB 6,290 7,312,993 Verizon Pennsylvania, Inc., Deb Ser A (L) 5.650 11-15-2011 A+ 5,725 6,008,605 Telecommunications Equipment 0.61% 7,581,602 Corning, Inc., Deb 7.000 03-15-2007 BB+ 1,920 1,920,000 Med Term Note 8.300 04-04-2025 Ba2 3,930 4,098,345 Note 6.300 03-01-2009 BB+ 1,495 1,563,257 Thrifts & Mortgage Finance 0.24% 2,964,333 Doral Financial Corp., Floating Rate Sr Note (Puerto Rico) (P) 1.985 12-07-2005 BBB- 2,960 2,964,333 Tobacco 0.95% 11,809,592 Altria Group, Inc., Note 7.000 11-04-2013 BBB 3,435 3,620,844 Commonwealth Brands, Inc., Sr Sec Sub Note (S) 10.625 09-01-2008 B- 1,355 1,432,913 Phillip Morris Co., Inc., Note 6.950 06-01-2006 BBB 5,445 5,750,835 Standard Commercial Corp., Sr Note (S) 8.000 04-15-2012 BB+ 1,000 1,005,000 Trucking 0.47% 5,773,716 CNF, Inc., Sr Deb Ser B 6.700 05-01-2034 BBB- 1,975 2,008,097 ERAC USA Finance Co., Note (S) 7.950 12-15-2009 BBB+ 1,985 2,328,693 Hertz Corp., Note 4.700 10-02-2006 BBB- 1,405 1,436,926 Wireless Telecommunication Service 0.47% 5,784,000 Mobile Telesystems Finance S.A, Gtd Bond (Luxembourg) 10.950 12-21-2004 BB- 900 918,000 Gtd Bond (Luxembourg) (S) 10.950 12-21-2004 BB- 1,470 1,499,400 Gtd Note (Luxembourg) (S) 8.375 10-14-2010 BB- 1,430 1,415,700 Gtd Sr Note (Luxembourg) (S) 9.750 01-30-2008 BB- 720 763,200 PTC International Finance II SA, Gtd Note (Luxembourg) 11.250 12-01-2009 BB+ 1,110 1,187,700 Credit Issuer, description rating (A) Shares Value Preferred stocks 0.82% $10,235,975 (Cost $10,032,766) Auto Parts & Equipment 0.37% 4,669,115 Delphi Trust I, 8.25% BB 175,795 4,669,115 Electric Utilities 0.22% 2,688,750 TNP Enterprises, Inc., 14.50%, Ser D B+ 2,250 2,688,750 Real Estate Investment Trusts 0.23% 2,878,110 Health Care Property Investors, Inc., 7.10%, Ser F BBB 113,000 2,878,110 Interest Maturity Credit Par value State, issuer, description rate % date rating (A) (000) Value Tax-exempt long-term bonds 0.13% $1,590,953 (Cost $1,649,468) Tobacco 0.13% 1,590,953 Golden State Tobacco Securitization Corp., Rev Ser 2003-A-1 6.750 06-01-2039 BBB 1,705 1,590,953 Interest Maturity Credit Par value Issuer, description rate % date rating (A) (000) Value U.S. government and agencies securities 42.24% $524,259,465 (Cost $516,115,964) Government U.S. 7.62% 94,565,277 United States Treasury, Bond (L) 6.250 08-15-2023 AAA 9,940 11,546,324 Bond (L) 5.375 02-15-2031 AAA 45,860 48,826,592 Note (L) 6.875 05-15-2006 AAA 3,720 4,005,250 Note (L) 4.750 05-15-2014 AAA 23,995 25,182,561 Note 4.250 08-15-2014 AAA 4,955 5,004,550 Government U.S. Agency 34.62% 429,694,188 Federal Home Loan Mortgage Corp., 20 Yr Pass Thru Ctf 11.250 01-01-2016 AAA 131 145,600 30 Yr Pass Thru Ctf 5.000 08-01-2033 AAA 12,349 12,288,234 30 Yr Pass Thru Ctf (M) 6.000 08-01-2034 AAA 3,364 3,483,378 30 Yr Pass Thru Ctf (M) 6.000 08-01-2034 AAA 3,881 4,018,597 CMO REMIC 2563-PA 4.250 03-15-2031 AAA 7,172 7,150,475 CMO REMIC 2640-WA 3.500 03-15-2033 AAA 2,639 2,609,438 Note 4.375 02-04-2010 AAA 19,460 19,541,304 Note 4.250 07-15-2009 AAA 5,870 6,015,476 Federal National Mortgage Assn., 15 Yr Pass Thru Ctf (M) 5.000 09-15-2019 AAA 41,010 41,766,142 15 Yr Pass Thru Ctf 7.500 02-01-2008 AAA 161 168,247 15 Yr Pass Thru Ctf 7.000 04-01-2017 AAA 1,160 1,232,690 15 Yr Pass Thru Ctf 7.000 06-01-2017 AAA 287 304,829 15 Yr Pass Thru Ctf 4.500 10-01-2018 AAA 23,530 23,572,026 15 Yr Pass Thru Ctf 9.000 06-01-2010 AAA 1,990 2,177,304 15 Yr Pass Thru Ctf 7.000 09-01-2010 AAA 319 339,729 15 Yr Pass Thru Ctf 5.000 01-01-2018 AAA 12,161 12,407,874 15 Yr Pass Thru Ctf 4.500 05-01-2018 AAA 11,499 11,519,864 15 Yr Pass Thru Ctf 5.000 05-01-2018 AAA 23,460 23,953,401 15 Yr Pass Thru Ctf 5.000 06-01-2018 AAA 3,766 3,845,777 30 Yr Pass Thru Ctf (M) 5.500 09-15-2034 AAA 12,355 12,544,180 30 Yr Pass Thru Ctf (M) 6.500 09-15-2034 AAA 18,535 19,455,967 30 Yr Pass Thru Ctf 5.000 06-01-2034 AAA 7,444 7,395,215 30 Yr Pass Thru Ctf 6.000 08-01-2034 AAA 12,450 12,914,734 30 Yr Pass Thru Ctf 5.500 04-01-2033 AAA 16,936 17,295,293 30 Yr Pass Thru Ctf 6.000 02-01-2033 AAA 11,988 12,434,918 30 Yr Pass Thru Ctf 5.000 04-01-2034 AAA 8,864 8,805,641 30 Yr Pass Thru Ctf 5.000 04-01-2034 AAA 8,850 8,791,660 30 Yr Pass Thru Ctf 6.000 11-01-2033 AAA 2,388 2,477,525 30 Yr Pass Thru Ctf 6.000 01-01-2034 AAA 12,868 13,347,709 30 Yr Pass Thru Ctf 5.000 04-01-2034 AAA 18,386 18,265,415 30 Yr Pass Thru Ctf 5.000 05-01-2034 AAA 2,961 2,941,551 30 Yr Pass Thru Ctf 5.000 04-01-2034 AAA 3,602 3,578,422 CMO REMIC 2002-82-QL 5.000 05-25-2027 AAA 5,800 5,918,147 CMO REMIC 2003-16-PD 5.000 10-25-2016 AAA 10,690 10,905,786 CMO REMIC 2003-17-QT 5.000 08-25-2027 AAA 13,365 13,480,250 CMO REMIC 2003-33-AC 4.250 03-25-2033 AAA 2,303 2,313,037 CMO REMIC 2003-49-JE 3.000 04-25-2033 AAA 6,105 5,890,420 CMO REMIC 2003-58-AD 3.250 07-25-2033 AAA 6,724 6,595,899 CMO REMIC 2003-63-PE 3.500 07-25-2033 AAA 4,462 4,370,831 CMO REMIC 2754-PC 5.000 12-15-2028 AAA 9,815 10,046,887 Financing Corp., Bond 9.400 02-08-2018 AAA 21,035 30,129,209 Bond 10.350 08-03-2018 AAA 6,045 9,285,114 Government National Mortgage Assn., 30 Yr Pass Thru Ctf 5.500 10-15-2033 AAA 2,417 2,468,433 30 Yr Pass Thru Ctf 6.000 12-20-2033 AAA 7,537 7,824,887 30 Yr Pass Thru Ctf 5.000 05-15-2034 AAA 1,387 1,385,428 30 Yr Pass Thru Ctf 10.000 03-15-2025 AAA 21 23,985 30 Yr Pass Thru Ctf 9.500 01-15-2021 AAA 64 72,957 30 Yr Pass Thru Ctf 9.500 11-15-2019 AAA 8 9,486 30 Yr Pass Thru Ctf 10.500 01-15-2016 AAA 47 53,792 30 Yr Pass Thru Ctf 9.500 03-15-2020 AAA 39 44,434 30 Yr Pass Thru Ctf 9.500 06-15-2020 AAA 13 14,713 30 Yr Pass Thru Ctf 10.000 06-15-2020 AAA 52 59,201 30 Yr Pass Thru Ctf 9.500 12-15-2020 AAA 62 70,700 30 Yr Pass Thru Ctf 10.000 11-15-2020 AAA 27 31,350 30 Yr Pass Thru Ctf 9.500 05-15-2021 AAA 80 90,472 CMO REMIC 2003-42-XA 3.750 05-16-2033 AAA 1,853 1,820,155 Interest Par value Issuer, description, maturity date rate % (000) Value Short-term investments 6.85% $85,022,000 (Cost $85,022,000) Joint Repurchase Agreement 6.85% 85,022,000 Investment in a joint repurchase agreement transaction with Barclays Capital, Inc. - Dated 08-31-04, due 09-01-04 (Secured by U.S. Treasury Bond 9.000%, due 11-15-18 and U.S. Treasury Inflation Indexed Bond 3.875%, due 04-15-29) 1.560 85,022 85,022,000 Total investments 105.58% $1,310,482,936 Other assets and liabilities, net (5.58%) ($69,292,788) Total net assets 100.00% $1,241,190,148
John Hancock Bond Fund Footnotes to Schedule of Investments August 31, 2004 (unaudited) (A) Credit ratings are unaudited and rated by Standard & Poor's where available, or Moody's Investors Service, Fitch or John Hancock Advisers, LLC where Standard & Poor's ratings are not available, unless indicated otherwise. (B) This security is fair valued in good faith under procedures established by the Board of Trustees. (H) Non-income-producing issuer filed for protection under the Federal Bankruptcy Code or is in default of interest payment." (L) All or a portion of this security is on loan on August 31, 2004. (M) These securities having an aggregate value of $87,763,248, or 7.07% of the Fund's net assets, have been purchased as forward commitments -- that is, the Fund has agreed on trade date to take delivery of and to make payment for this security on a delayed basis subsequent to the date of this schedule. The purchase price and interest rate of these securities are fixed at trade date, although the Fund does not earn any interest on these until settlement date. The Fund has segregated assets with a current value at least equal to the amount of the forward commitments. Accordingly, the market value of $91,294,644 of Ameriquest Mortgage Securities, Inc., 4.965%, 11-25-33; BVPS II Funding Corp., 8.890%, 06-01-17; Corn Products International, Inc., 8.450%, 08-15-09; Delhaize America, Inc., 8.125%, 04-15-11; El Paso Electric Co., 9.400%, 05-01-11; Federal Home Loan Mortgage Corp., 4.375%, 02-04-10; Innova S. de R.L., 12.875%, 04-01-07; Liberty Media Corp., 3.020%, 09-17-06; Occidental Petroleum Corp., 10.125%, 09-15-09; Royal Bank of Scotland Group Plc, 7.648%, 08-29-49; Specialty Underwriting & Residential Finance Trust, 4.788%, 11-25-34; Telus Corp., 8.000%, 06-01-11; Telefonos de Mexico S.A. de C.V., 8.250%, 01-26-06 and Time Warner, Inc., 9.125%, 01-15-13 has been segregated to cover the forward commitments. (O) Cash interest will be paid on this obligation at the stated rate beginning on the stated date. (P) Represents rate in effect on August 31, 2004 (S) These securities are exempt from registration under rule 144A of the Securities Act of 1933. Such securities may be resold, normally to qualified institutional buyers, in transactions exempt from registration. Rule 144A securities amounted to $93,796,122 or 7.56% of net assets as of August 31, 2004. Parenthetical disclosure of a foreign country in the security description represents country of a foreign issuer; however, security is U.S. dollar denominated. The percentage shown for each investment category is the total value of that category as a percentage of the net assets of the Fund. The cost of investments owned on August 31, 2004, including short-term investments, was $1,285,601,209. Gross unrealized appreciation and depreciation of investments aggregated $36,883,875 and ($12,002,148), respectively, resulting in net unrealized appreciation of $24,881,727. For more information Trustees Charles L. Ladner, Chairman* Dennis S. Aronowitz Richard P. Chapman, Jr. William J. Cosgrove Richard A. Farrell William F. Glavin* Dr. John A. Moore* Patti McGill Peterson* John W. Pratt James A. Shepherdson *Members of the Audit Committee Officers James A. Shepherdson President and Chief Executive Officer Richard A. Brown Senior Vice President and Chief Financial Officer Susan S. Newton Senior Vice President and Secretary William H. King Vice President and Treasurer Investment Adviser John Hancock Advisers, LLC 101 Huntington Avenue Boston, Massachusetts 02199-7603 Principal Distributor John Hancock Funds, LLC 101 Huntington Avenue Boston, Massachusetts 02199-7603 Custodian The Bank of New York One Wall Street New York, New York 10286 Transfer Agent John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Boston, Massachusetts 02217-1000 Legal Counsel Wilmer Cutler Pickering Hale and Dorr LLP 60 State Street Boston, Massachusetts 02109-1803
How to contact us Internet www.jhfunds.com Mail Regular mail: Express mail: John Hancock Signature Services, Inc. John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Attn: Mutual Fund Image Operations Boston, MA 02217-1000 529 Main Street Charlestown, MA 02129 Phone Customer service representatives 1-800-225-5291 24-hour automated information 1-800-338-8080 TDD line 1-800-554-6713
This report is for the information of the shareholders of the John Hancock Bond Fund. 210Q1 8/04 10/04 ITEM 2. CONTROLS AND PROCEDURES. (a) Based upon their evaluation of the registrant's disclosure controls and procedures as conducted within 90 days of the filing date of this Form N-Q, the registrant's principal executive officer and principal financial officer have concluded that those disclosure controls and procedures provide reasonable assurance that the material information required to be disclosed by the registrant on this report is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms. (b) There were no changes in the registrant's internal control over financial reporting that occurred during the registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting. ITEM 3. EXHIBITS. Separate certifications for the registrant's principal executive officer and principal financial officer, as required by Rule 30a-2(a) under the Investment Company Act of 1940, are attached. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. John Hancock Bond Fund By: ------------------------------ James A. Shepherdson President and Chief Executive Officer Date: October 25, 2004 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: ------------------------------ James A. Shepherdson President and Chief Executive Officer Date: October 25, 2004 By: ----------------------- Richard A. Brown Senior Vice President and Chief Financial Officer Date: October 25, 2004 EX-99.CERT 2 exnn2.txt CERTIFICATION CERTIFICATION I, James A. Shepherdson, certify that: 1. I have reviewed this report on Form N-Q of John Hancock Sovereign Bond Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (c) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: October 25, 2004 - --------------------------------- James A. Shepherdson President and Chief Executive Officer CERTIFICATION I, Richard A. Brown, certify that: 1. I have reviewed this report on Form N-Q of John Hancock Sovereign Bond Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (c) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: October 25, 2004 - --------------------------------- Richard A. Brown Senior Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----