0000728889-18-000794.txt : 20180427 0000728889-18-000794.hdr.sgml : 20180427 20180427155443 ACCESSION NUMBER: 0000728889-18-000794 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 EFFECTIVENESS DATE: 20180427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER CAPITAL INCOME FUND CENTRAL INDEX KEY: 0000045156 IRS NUMBER: 840578481 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01512 FILM NUMBER: 18783655 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER EQUITY INCOME FUND DATE OF NAME CHANGE: 19980710 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER EQUITY INCOME FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CENTENNIAL EQUITY INCOME FUND INC DATE OF NAME CHANGE: 19830428 0000045156 S000006964 OPPENHEIMER CAPITAL INCOME FUND C000018996 A C000018997 B C000018998 C C000018999 R C000096103 Y C000135873 I NSAR-A 1 answer.fil OPPENHEIMER CAPITAL INCOME FUND PAGE 1 000 A000000 02/28/2018 000 C000000 0000045156 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 OPPENHEIMER CAPITAL INCOME FUND 001 B000000 811-01512 001 C000000 3037682965 002 A000000 6803 S. Tucson Way 002 B000000 Centennial 002 C000000 CO 002 D010000 80112 002 D020000 3924 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 OFI Global Asset Management, Inc. 008 B000001 A 008 C000001 801-76771 008 D010001 New York 008 D020001 NY 008 D030001 10281 008 D040001 1008 008 A000002 OPPENHEIMERFUNDS, INC. 008 B000002 S 008 C000002 801-08253 008 D010002 NEW YORK 008 D020002 NY 008 D030002 10281 008 D040002 1008 011 A000001 OPPENHEIMERFUNDS DISTRIBUTOR, INC. 011 B000001 8-22992 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10281 011 C040001 1008 012 A000001 OFI Global Asset Management, Inc. 012 B000001 84-06477 012 C010001 Centennial 012 C020001 CO 012 C030001 80112 012 C040001 3924 012 A000002 Shareholder Services, Inc. (Sub-TA) PAGE 2 012 B000002 84-00907 012 C010002 Centennial 012 C020002 CO 012 C030002 80112 012 C040002 3924 013 A000001 KPMG LLP 013 B010001 DENVER 013 B020001 CO 013 B030001 80202 015 A000001 JP MORGAN CHASE BANK 015 B000001 C 015 C010001 BROOKLYN 015 C020001 NY 015 C030001 11245 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 101 019 C000000 OPPENHEIMR 020 A000001 SANFORD C. BERNSTEIN & CO. LLC 020 B000001 13-2625874 020 C000001 62 020 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000002 13-5674085 020 C000002 48 020 A000003 CITIGROUP GLOBAL MARKETS INC. 020 B000003 11-2418191 020 C000003 30 020 A000004 DEUTSCHE BANK SECURITIES INC. 020 B000004 13-2730828 020 C000004 21 020 A000005 COWEN & COMPANY 020 B000005 13-5616116 020 C000005 19 020 A000006 GOLDMAN SACHS & CO. 020 B000006 13-5108880 020 C000006 17 020 A000007 KEEFE, BRUYETTE & WOODS, INC. 020 B000007 13-1964616 020 C000007 9 020 A000008 INTERNATIONAL STRATEGY & INVESTMENT GROUP 020 B000008 13-3054122 020 C000008 8 020 A000009 BMO CAPITAL MARKETS CORP. 020 B000009 13-3459853 020 C000009 7 020 A000010 ROBERT W. BAIRD & CO. INCORPORATED 020 B000010 39-6037917 020 C000010 5 021 000000 274 022 A000001 BARCLAYS CAPITAL INC. PAGE 3 022 B000001 06-1031656 022 C000001 91020 022 D000001 81730 022 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000002 13-5674085 022 C000002 71879 022 D000002 29686 022 A000003 J.P. MORGAN SECURITIES LLC 022 B000003 13-3224016 022 C000003 46454 022 D000003 5050 022 A000004 CITIGROUP GLOBAL MARKETS INC. 022 B000004 11-2418191 022 C000004 35434 022 D000004 6484 022 A000005 WELLS FARGO SECURITIES, LLC 022 B000005 22-1147033 022 C000005 23953 022 D000005 10211 022 A000006 DEUTSCHE BANK SECURITIES INC. 022 B000006 13-2730828 022 C000006 19303 022 D000006 10517 022 A000007 GOLDMAN, SACHS & CO. 022 B000007 13-5108880 022 C000007 24457 022 D000007 4108 022 A000008 MORGAN STANLEY & CO. LLC 022 B000008 13-2655998 022 C000008 20935 022 D000008 5574 022 A000009 TD SECURITIES (USA) LLC 022 B000009 22-2203727 022 C000009 20279 022 D000009 0 022 A000010 JEFFERIES LLC 022 B000010 95-2622900 022 C000010 3061 022 D000010 4709 023 C000000 395694 023 D000000 166070 024 000000 Y 025 A000001 Bank of America Corporation 025 B000001 56-2058405 025 C000001 D 025 D000001 38087 025 A000002 GOLDMAN SACHS & CO. 025 B000002 13-5108880 025 C000002 D 025 D000002 34559 025 A000003 GOLDMAN SACHS & CO. PAGE 4 025 B000003 13-5108880 025 C000003 E 025 D000003 11829 025 A000004 J.P. MORGAN SECURITIES LLC 025 B000004 13-3224016 025 C000004 D 025 D000004 36238 025 A000005 MORGAN STANLEY & CO. LLC 025 B000005 13-2655998 025 C000005 D 025 D000005 3903 025 A000006 CITIGROUP GLOBAL MARKETS 025 B000006 11-2418191 025 C000006 D 025 D000006 3440 025 A000007 WELLS FARGO SECURITIES 025 B000007 22-1147033 025 C000007 D 025 D000007 34983 025 A000008 BARCLAYS CAPITAL INC. 025 B000008 06-1031656 025 C000008 D 025 D000008 2211 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010000 28883 028 A020000 14461 028 A030000 0 028 A040000 48846 028 B010000 54454 028 B020000 0 028 B030000 0 028 B040000 54369 028 C010000 125009 028 C020000 0 028 C030000 0 028 C040000 39005 028 D010000 32834 028 D020000 21124 028 D030000 0 028 D040000 55524 028 E010000 39762 028 E020000 0 PAGE 5 028 E030000 0 028 E040000 72340 028 F010000 77086 028 F020000 0 028 F030000 0 028 F040000 102982 028 G010000 358028 028 G020000 35585 028 G030000 0 028 G040000 373066 028 H000000 45969 029 000000 Y 030 A000000 587 030 B000000 5.75 030 C000000 0.00 031 A000000 147 031 B000000 0 032 000000 440 033 000000 0 034 000000 Y 035 000000 18 036 A000000 N 036 B000000 0 037 000000 N 038 000000 0 039 000000 N 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 100 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 3846 044 000000 30901 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.000 048 A010000 100000 048 A020000 0.750 048 B010000 100000 048 B020000 0.700 048 C010000 100000 048 C020000 0.650 048 D010000 100000 048 D020000 0.600 048 E010000 100000 PAGE 6 048 E020000 0.550 048 F010000 4500000 048 F020000 0.500 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 5000000 048 K020000 0.480 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 Y 053 B000000 Y 053 C000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 Y 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 Y 054 M000000 Y 054 N000000 N 054 O000000 Y 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 1000 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 PAGE 7 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.2 062 N000000 11.9 062 O000000 0.0 062 P000000 27.5 062 Q000000 16.0 062 R000000 55.5 063 A000000 0 063 B000000 13.9 064 A000000 N 064 B000000 N 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 N 066 E000000 N 066 F000000 N 066 G000000 Y 067 000000 Y 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 Y 070 E010000 Y 070 E020000 Y 070 F010000 Y 070 F020000 Y 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 Y 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y PAGE 8 070 M020000 Y 070 N010000 N 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 Y 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 754635 071 B000000 745459 071 C000000 2653396 071 D000000 28 072 A000000 6 072 B000000 31040 072 C000000 15414 072 D000000 0 072 E000000 2733 072 F000000 7190 072 G000000 1 072 H000000 0 072 I000000 2644 072 J000000 47 072 K000000 0 072 L000000 0 072 M000000 51 072 N000000 67 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 38 072 S000000 49 072 T000000 3794 072 U000000 0 072 V000000 0 072 W000000 591 072 X000000 14472 072 Y000000 821 072 Z000000 35536 072AA000000 676 072BB000000 0 072CC010000 11294 072CC020000 0 072DD010000 22514 072DD020000 34 072EE000000 0 073 A010000 0.1468 073 A020000 0.0951 073 B000000 0.0000 PAGE 9 073 C000000 0.0000 074 A000000 1555 074 B000000 0 074 C000000 0 074 D000000 1493977 074 E000000 37248 074 F000000 1448329 074 G000000 437 074 H000000 0 074 I000000 4755 074 J000000 18362 074 K000000 0 074 L000000 12847 074 M000000 12359 074 N000000 3029869 074 O000000 326322 074 P000000 561 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 15670 074 S000000 0 074 T000000 2687316 074 U010000 150074 074 U020000 206 074 V010000 10.18 074 V020000 9.96 074 W000000 0.0000 074 X000000 120606 074 Y000000 659766 075 A000000 0 075 B000000 2711411 076 000000 0.00 077 A000000 N 078 000000 Y 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 PAGE 10 086 F010000 0 086 F020000 0 SIGNATURE BRIAN PETERSEN TITLE TREASURER