0000728889-17-001540.txt : 20170829 0000728889-17-001540.hdr.sgml : 20170829 20170829155217 ACCESSION NUMBER: 0000728889-17-001540 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170829 DATE AS OF CHANGE: 20170829 EFFECTIVENESS DATE: 20170829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER CAPITAL INCOME FUND CENTRAL INDEX KEY: 0000045156 IRS NUMBER: 840578481 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-01512 FILM NUMBER: 171057870 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER EQUITY INCOME FUND DATE OF NAME CHANGE: 19980710 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER EQUITY INCOME FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CENTENNIAL EQUITY INCOME FUND INC DATE OF NAME CHANGE: 19830428 0000045156 S000006964 OPPENHEIMER CAPITAL INCOME FUND C000018996 A C000018997 B C000018998 C C000018999 R C000096103 Y C000135873 I N-PX 1 capincnpx.htm

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

Investment Company Act file number: 811-01512
   
Exact name of registrant as specified in charter: Oppenheimer Capital Income Fund
   
Address of principal executive offices:   6803 South Tucson Way
  Centennial, CO 80112-3924
   
Name and address of agent for service: Cynthia Lo Bessette,
  Executive Vice President & General Counsel
  OFI Global Asset Management, Inc.
  225 Liberty Street
  New York, NY 10281-1008
   
Registrant's telephone number, including area code:   303-768-3200
   
Date of fiscal year end:        8/31
   
Date of reporting period:        07/01/2016-06/30/2017

 

Item 1.

 

 

 

 

 

FORM N-PX



ICA File Number:  811-01512

Registrant Name:  Oppenheimer Capital Income Fund

Reporting Period:  07/01/2016 - 06/30/2017


Oppenheimer Capital Income Fund

 
ALLERGAN PLC
Meeting Date:  MAY 04, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL
Ticker:  AGN
Security ID:  G0177J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Nesli Basgoz Management For For
1b Elect Director Paul M. Bisaro Management For For
1c Elect Director James H. Bloem Management For For
1d Elect Director Christopher W. Bodine Management For For
1e Elect Director Adriane M. Brown Management For For
1f Elect Director Christopher J. Coughlin Management For For
1g Elect Director Catherine M. Klema Management For For
1h Elect Director Peter J. McDonnell Management For For
1i Elect Director Patrick J. O'Sullivan Management For For
1j Elect Director Brenton L. Saunders Management For For
1k Elect Director Ronald R. Taylor Management For For
1l Elect Director Fred G. Weiss Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Amend Executive Incentive Bonus Plan Management For For
6 Require Independent Board Chairman Shareholder Against Against
 
ALPHABET INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL
Ticker:  GOOGL
Security ID:  02079K305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Larry Page Management For For
1.2 Elect Director Sergey Brin Management For For
1.3 Elect Director Eric E. Schmidt Management For For
1.4 Elect Director L. John Doerr Management For Withhold
1.5 Elect Director Roger W. Ferguson, Jr. Management For For
1.6 Elect Director Diane B. Greene Management For For
1.7 Elect Director John L. Hennessy Management For For
1.8 Elect Director Ann Mather Management For Withhold
1.9 Elect Director Alan R. Mulally Management For For
1.10 Elect Director Paul S. Otellini Management For Withhold
1.11 Elect Director K. Ram Shriram Management For Withhold
1.12 Elect Director Shirley M. Tilghman Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
5 Advisory Vote on Say on Pay Frequency Management Three Years One Year
6 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against Against
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Report on Political Contributions Shareholder Against For
9 Report on Gender Pay Gap Shareholder Against For
10 Report on Charitable Contributions Shareholder Against Abstain
11 Adopt Holy Land Principles Shareholder Against Abstain
12 Report on Fake News Shareholder Against Abstain
 
ALTRIA GROUP, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  MO
Security ID:  02209S103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gerald L. Baliles Management For For
1.2 Elect Director Martin J. Barrington Management For For
1.3 Elect Director John T. Casteen, III Management For For
1.4 Elect Director Dinyar S. Devitre Management For For
1.5 Elect Director Thomas F. Farrell, II Management For For
1.6 Elect Director Debra J. Kelly-Ennis Management For For
1.7 Elect Director W. Leo Kiely, III Management For For
1.8 Elect Director Kathryn B. McQuade Management For For
1.9 Elect Director George Munoz Management For For
1.10 Elect Director Nabil Y. Sakkab Management For For
1.11 Elect Director Virginia E. Shanks Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Cease Tobacco-Related Advertising Shareholder Against Abstain
 
AMERICAN ASSETS TRUST, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  AAT
Security ID:  024013104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ernest S. Rady Management For Withhold
1.2 Elect Director Larry E. Finger Management For Withhold
1.3 Elect Director Duane A. Nelles Management For Withhold
1.4 Elect Director Thomas S. Olinger Management For Withhold
1.5 Elect Director Robert S. Sullivan Management For Withhold
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
APPLE INC.
Meeting Date:  FEB 28, 2017
Record Date:  DEC 30, 2016
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James Bell Management For For
1.2 Elect Director Tim Cook Management For For
1.3 Elect Director Al Gore Management For For
1.4 Elect Director Bob Iger Management For For
1.5 Elect Director Andrea Jung Management For For
1.6 Elect Director Art Levinson Management For For
1.7 Elect Director Ron Sugar Management For For
1.8 Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Disclose Charitable Contributions Shareholder Against Abstain
6 Adopt Policy to Increase Diversity of Senior Management and Board of Directors Shareholder Against Abstain
7 Proxy Access Amendments Shareholder Against For
8 Engage Outside Independent Experts for Compensation Reforms Shareholder Against Against
9 Adopt Share Retention Policy For Senior Executives Shareholder Against For
 
AT&T INC.
Meeting Date:  APR 28, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  T
Security ID:  00206R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Randall L. Stephenson Management For For
1.2 Elect Director Samuel A. Di Piazza, Jr. Management For For
1.3 Elect Director Richard W. Fisher Management For For
1.4 Elect Director Scott T. Ford Management For For
1.5 Elect Director Glenn H. Hutchins Management For For
1.6 Elect Director William E. Kennard Management For For
1.7 Elect Director Michael B. McCallister Management For For
1.8 Elect Director Beth E. Mooney Management For For
1.9 Elect Director Joyce M. Roche Management For For
1.10 Elect Director Matthew K. Rose Management For For
1.11 Elect Director Cynthia B. Taylor Management For For
1.12 Elect Director Laura D'Andrea Tyson Management For For
1.13 Elect Director Geoffrey Y. Yang Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Indirect Political Contributions Shareholder Against For
6 Report on Lobbying Payments and Policy Shareholder Against For
7 Amend Proxy Access Right Shareholder Against For
8 Provide Right to Act by Written Consent Shareholder Against For
 
BCE INC.
Meeting Date:  APR 26, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  BCE
Security ID:  05534B760
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Barry K. Allen Management For For
1.2 Elect Director Sophie Brochu Management For For
1.3 Elect Director Robert E. Brown Management For For
1.4 Elect Director George A. Cope Management For For
1.5 Elect Director David F. Denison Management For For
1.6 Elect Director Robert P. Dexter Management For For
1.7 Elect Director Ian Greenberg Management For For
1.8 Elect Director Katherine Lee Management For For
1.9 Elect Director Monique F. Leroux Management For For
1.10 Elect Director Gordon M. Nixon Management For For
1.11 Elect Director Calin Rovinescu Management For For
1.12 Elect Director Karen Sheriff Management For For
1.13 Elect Director Robert C. Simmonds Management For For
1.14 Elect Director Paul R. Weiss Management For For
2 Ratify Deloitte LLP as Auditors Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
BLACKSTONE MORTGAGE TRUST, INC.
Meeting Date:  JUN 21, 2017
Record Date:  APR 14, 2017
Meeting Type:  ANNUAL
Ticker:  BXMT
Security ID:  09257W100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael B. Nash Management For For
1.2 Elect Director Stephen D. Plavin Management For For
1.3 Elect Director Leonard W. Cotton Management For For
1.4 Elect Director Thomas E. Dobrowski Management For Withhold
1.5 Elect Director Martin L. Edelman Management For For
1.6 Elect Director Henry N. Nassau Management For Withhold
1.7 Elect Director Jonathan L. Pollack Management For For
1.8 Elect Director Lynne B. Sagalyn Management For Withhold
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BRINKER INTERNATIONAL, INC.
Meeting Date:  NOV 16, 2016
Record Date:  SEP 19, 2016
Meeting Type:  ANNUAL
Ticker:  EAT
Security ID:  109641100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Elaine L. Boltz Management For For
1b Elect Director Joseph M. DePinto Management For For
1c Elect Director Harriet Edelman Management For For
1d Elect Director Michael A. George Management For For
1e Elect Director William T. Giles Management For For
1f Elect Director Gerardo I. Lopez Management For For
1g Elect Director George R. Mrkonic Management For For
1h Elect Director Jose Luis Prado Management For For
1i Elect Director Wyman T. Roberts Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 02, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Peter J. Arduini Management For For
1B Elect Director Robert J. Bertolini Management For For
1C Elect Director Giovanni Caforio Management For For
1D Elect Director Matthew W. Emmens Management For For
1E Elect Director Laurie H. Glimcher Management For For
1F Elect Director Michael Grobstein Management For For
1G Elect Director Alan J. Lacy Management For For
1H Elect Director Dinesh C. Paliwal Management For For
1I Elect Director Theodore R. Samuels Management For For
1J Elect Director Gerald L. Storch Management For For
1K Elect Director Vicki L. Sato Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Amend Omnibus Stock Plan Management For For
6 Ratify Deloitte & Touche LLP as Auditors Management For For
7 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
 
CANADIAN NATURAL RESOURCES LIMITED
Meeting Date:  MAY 04, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  CNQ
Security ID:  136385101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors Management For For
1.1 Elect Director Catherine M. Best Management For For
1.2 Elect Director N. Murray Edwards Management For For
1.3 Elect Director Timothy W. Faithfull Management For For
1.4 Elect Director Gary A. Filmon Management For For
1.5 Elect Director Christopher L. Fong Management For For
1.6 Elect Director Gordon D. Giffin Management For For
1.7 Elect Director Wilfred A. Gobert Management For For
1.8 Elect Director Steve W. Laut Management For For
1.9 Elect Director Frank J. McKenna Management For For
1.10 Elect Director David A. Tuer Management For For
1.11 Elect Director Annette M. Verschuren Management For For
2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
 
CELANESE CORPORATION
Meeting Date:  APR 20, 2017
Record Date:  FEB 21, 2017
Meeting Type:  ANNUAL
Ticker:  CE
Security ID:  150870103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jean S. Blackwell Management For For
1b Elect Director Bennie W. Fowler Management For For
1c Elect Director Kathryn M. Hill Management For For
1d Elect Director David C. Parry Management For For
1e Elect Director John K. Wulff Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Amend Omnibus Stock Plan Management For For
 
CHEVRON CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  166764100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director Linnet F. Deily Management For For
1c Elect Director Robert E. Denham Management For For
1d Elect Director Alice P. Gast Management For For
1e Elect Director Enrique Hernandez, Jr. Management For For
1f Elect Director Jon M. Huntsman, Jr. Management For For
1g Elect Director Charles W. Moorman, IV Management For For
1h Elect Director Dambisa F. Moyo Management For For
1i Elect Director Ronald D. Sugar Management For For
1j Elect Director Inge G. Thulin Management For For
1k Elect Director John S. Watson Management For For
1l Elect Director Michael K. Wirth Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Report on Risks of Doing Business in Conflict-Affected Areas Shareholder Against Abstain
7 Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* Shareholder None None
8 Assess and Report on Transition to a Low Carbon Economy Shareholder Against For
9 Require Independent Board Chairman Shareholder Against For
10 Require Director Nominee with Environmental Experience Shareholder Against For
11 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against For
 
CHUBB LIMITED
Meeting Date:  MAY 18, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  CB
Security ID:  H1467J104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2.1 Allocate Disposable Profit Management For For
2.2 Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount Management For For
3 Approve Discharge of Board and Senior Management Management For For
4.1 Ratify PricewaterhouseCoopers AG (Zurich) as Auditors Management For For
4.2 Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors Management For For
4.3 Ratify BDO AG (Zurich) as Special Auditors Management For For
5.1 Elect Director Evan G. Greenberg Management For For
5.2 Elect Director Robert M. Hernandez Management For For
5.3 Elect Director Michael G. Atieh Management For For
5.4 Elect Director Sheila P. Burke Management For For
5.5 Elect Director James I. Cash Management For For
5.6 Elect Director Mary Cirillo Management For For
5.7 Elect Director Michael P. Connors Management For For
5.8 Elect Director John A. Edwardson Management For For
5.9 Elect Director Leo F. Mullin Management For For
5.10 Elect Director Kimberly A. Ross Management For For
5.11 Elect Director Robert W. Scully Management For For
5.12 Elect Director Eugene B. Shanks, Jr. Management For For
5.13 Elect Director Theodore E. Shasta Management For For
5.14 Elect Director David H. Sidwell Management For For
5.15 Elect Director Olivier Steimer Management For For
5.16 Elect Director James M. Zimmerman Management For For
6 Elect Evan G. Greenberg as Board Chairman Management For Against
7.1 Appoint Michael P. Connors as Member of the Compensation Committee Management For For
7.2 Appoint Mary Cirillo as Member of the Compensation Committee Management For For
7.3 Appoint Robert M. Hernandez as Member of the Compensation Committee Management For For
7.4 Appoint Robert W. Scully as Member of the Compensation Committee Management For For
7.5 Appoint James M. Zimmerman as Member of the Compensation Committee Management For For
8 Designate Homburger AG as Independent Proxy Management For For
9 Approve Qualified Employee Stock Purchase Plan Management For For
10.1 Approve the Increase in Maximum Aggregate Remuneration of Directors Management For For
10.2 Approve Remuneration of Executive Management in the Amount of USD 41 Million for Fiscal 2018 Management For For
11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
12 Advisory Vote on Say on Pay Frequency Management One Year One Year
13 Transact Other Business (Voting) Management For Against
 
CIGNA CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125509109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David M. Cordani Management For For
1.2 Elect Director Eric J. Foss Management For For
1.3 Elect Director Isaiah Harris, Jr. Management For For
1.4 Elect Director Jane E. Henney Management For For
1.5 Elect Director Roman Martinez, IV Management For For
1.6 Elect Director Donna F. Zarcone Management For For
1.7 Elect Director William D. Zollars Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Adopt Proxy Access Right Shareholder Against For
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 12, 2016
Record Date:  OCT 14, 2016
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol A. Bartz Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Michael D. Capellas Management For For
1d Elect Director John T. Chambers Management For For
1e Elect Director Amy L. Chang Management For For
1f Elect Director John L. Hennessy Management For For
1g Elect Director Kristina M. Johnson Management For For
1h Elect Director Roderick C. McGeary Management For For
1i Elect Director Charles H. Robbins Management For For
1j Elect Director Arun Sarin Management For For
1k Elect Director Steven M. West Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Report on Arab and non-Arab Employees using EEO-1 Categories Shareholder Against Abstain
6 Establish Board Committee on Operations in Israeli Settlements Shareholder Against Abstain
 
CMS ENERGY CORPORATION
Meeting Date:  MAY 05, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  CMS
Security ID:  125896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jon E. Barfield Management For For
1b Elect Director Deborah H. Butler Management For For
1c Elect Director Kurt L. Darrow Management For For
1d Elect Director Stephen E. Ewing Management For For
1e Elect Director William D. Harvey Management For For
1f Elect Director Philip R. Lochner, Jr. Management For For
1g Elect Director Patricia K. Poppe Management For For
1h Elect Director John G. Russell Management For For
1i Elect Director Myrna M. Soto Management For For
1j Elect Director John G. Sznewajs Management For For
1k Elect Director Laura H. Wright Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Report on Political Contributions Shareholder Against For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
CONOCOPHILLIPS
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  COP
Security ID:  20825C104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard L. Armitage Management For For
1b Elect Director Richard H. Auchinleck Management For For
1c Elect Director Charles E. Bunch Management For For
1d Elect Director John V. Faraci Management For For
1e Elect Director Jody L. Freeman Management For For
1f Elect Director Gay Huey Evans Management For For
1g Elect Director Ryan M. Lance Management For For
1h Elect Director Arjun N. Murti Management For For
1i Elect Director Robert A. Niblock Management For For
1j Elect Director Harald J. Norvik Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management None One Year
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Report on Executive Compensation Incentives Aligned with Low Carbon Scenarios Shareholder Against Abstain
 
DISH NETWORK CORPORATION
Meeting Date:  MAY 01, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  DISH
Security ID:  25470M109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director George R. Brokaw Management For For
1.2 Elect Director James DeFranco Management For Withhold
1.3 Elect Director Cantey M. Ergen Management For Withhold
1.4 Elect Director Charles W. Ergen Management For Withhold
1.5 Elect Director Steven R. Goodbarn Management For For
1.6 Elect Director Charles M. Lillis Management For For
1.7 Elect Director Afshin Mohebbi Management For For
1.8 Elect Director David K. Moskowitz Management For Withhold
1.9 Elect Director Tom A. Ortolf Management For For
1.10 Elect Director Carl E. Vogel Management For Withhold
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management Three Years One Year
 
EDISON INTERNATIONAL
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Vanessa C.L. Chang Management For For
1.2 Elect Director Louis Hernandez, Jr. Management For For
1.3 Elect Director James T. Morris Management For For
1.4 Elect Director Pedro J. Pizarro Management For For
1.5 Elect Director Linda G. Stuntz Management For For
1.6 Elect Director William P. Sullivan Management For For
1.7 Elect Director Ellen O. Tauscher Management For For
1.8 Elect Director Peter J. Taylor Management For For
1.9 Elect Director Brett White Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Proxy Access Right Shareholder Against For
 
ENERGY FUTURE INTER HLDG CO
Meeting Date:  NOV 15, 2016
Record Date:  SEP 19, 2016
Meeting Type:  WRITTEN CONSENT
Ticker:  
Security ID:  29269QAD9
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve the Plan Management None Against
 
ENERGY FUTURE INTER HLDG CO
Meeting Date:  FEB 06, 2017
Record Date:  JAN 04, 2017
Meeting Type:  WRITTEN CONSENT
Ticker:  
Security ID:  29269QAD9
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 The Plan Management None Against
 
EOG RESOURCES, INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  EOG
Security ID:  26875P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Janet F. Clark Management For For
1b Elect Director Charles R. Crisp Management For For
1c Elect Director Robert P. Daniels Management For For
1d Elect Director James C. Day Management For For
1e Elect Director Donald F. Textor Management For For
1f Elect Director William R. Thomas Management For For
1g Elect Director Frank G. Wisner Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Increase Authorized Common Stock Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date:  MAY 11, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  ESRX
Security ID:  30219G108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Maura C. Breen Management For For
1b Elect Director William J. DeLaney Management For For
1c Elect Director Elder Granger Management For For
1d Elect Director Nicholas J. LaHowchic Management For For
1e Elect Director Thomas P. Mac Mahon Management For For
1f Elect Director Frank Mergenthaler Management For For
1g Elect Director Woodrow A. Myers, Jr. Management For For
1h Elect Director Roderick A. Palmore Management For For
1i Elect Director George Paz Management For For
1j Elect Director William L. Roper Management For For
1k Elect Director Seymour Sternberg Management For For
1l Elect Director Timothy Wentworth Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chairman Shareholder Against For
6 Report on Gender Pay Gap Shareholder Against Abstain
 
EXXON MOBIL CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL
Ticker:  XOM
Security ID:  30231G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Susan K. Avery Management For For
1.2 Elect Director Michael J. Boskin Management For For
1.3 Elect Director Angela F. Braly Management For For
1.4 Elect Director Ursula M. Burns Management For For
1.5 Elect Director Henrietta H. Fore Management For For
1.6 Elect Director Kenneth C. Frazier Management For For
1.7 Elect Director Douglas R. Oberhelman Management For For
1.8 Elect Director Samuel J. Palmisano Management For For
1.9 Elect Director Steven S. Reinemund Management For For
1.10 Elect Director William C. Weldon Management For For
1.11 Elect Director Darren W. Woods Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chairman Shareholder Against For
6 Require a Majority Vote for the Election of Directors Shareholder Against For
7 Amend Bylaws -- Call Special Meetings Shareholder Against For
8 Amend Bylaws to Prohibit Precatory Proposals Shareholder Against Against
9 Disclose Percentage of Females at Each Percentile of Compensation Shareholder Against Abstain
10 Report on Lobbying Payments and Policy Shareholder Against For
11 Increase Return of Capital to Shareholders in Light of Climate Change Risks Shareholder Against Abstain
12 Report on Climate Change Policies Shareholder Against Abstain
13 Report on Methane Emissions Shareholder Against Abstain
 
GENERAL ELECTRIC COMPANY
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  GE
Security ID:  369604103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Sebastien M. Bazin Management For For
2 Elect Director W. Geoffrey Beattie Management For For
3 Elect Director John J. Brennan Management For For
4 Elect Director Francisco D'Souza Management For For
5 Elect Director Marijn E. Dekkers Management For For
6 Elect Director Peter B. Henry Management For For
7 Elect Director Susan J. Hockfield Management For For
8 Elect Director Jeffrey R. Immelt Management For For
9 Elect Director Andrea Jung Management For For
10 Elect Director Robert W. Lane Management For For
11 Elect Director Risa Lavizzo-Mourey Management For For
12 Elect Director Rochelle B. Lazarus Management For For
13 Elect Director Lowell C. McAdam Management For For
14 Elect Director Steven M. Mollenkopf Management For For
15 Elect Director James J. Mulva Management For For
16 Elect Director James E. Rohr Management For For
17 Elect Director Mary L. Schapiro Management For For
18 Elect Director James S. Tisch Management For For
19 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
20 Advisory Vote on Say on Pay Frequency Management One Year One Year
21 Amend Omnibus Stock Plan Management For For
22 Approve Material Terms of Senior Officer Performance Goals Management For For
23 Ratify KPMG LLP as Auditors Management For For
24 Report on Lobbying Payments and Policy Shareholder Against For
25 Require Independent Board Chairman Shareholder Against Against
26 Restore or Provide for Cumulative Voting Shareholder Against Against
27 Report on Charitable Contributions Shareholder Against Abstain
 
GRANITE CONSTRUCTION INCORPORATED
Meeting Date:  JUN 08, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL
Ticker:  GVA
Security ID:  387328107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James H. Roberts Management For For
1b Elect Director Gaddi H. Vasquez Management For For
1c Elect Director David C. Darnell Management For For
1d Elect Director Celeste B. Mastin Management For For
1e Elect Director Patricia D. Galloway Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
HALLIBURTON COMPANY
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  HAL
Security ID:  406216101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Abdulaziz F. Al Khayyal Management For For
1b Elect Director William E. Albrecht Management For For
1c Elect Director Alan M. Bennett Management For For
1d Elect Director James R. Boyd Management For For
1e Elect Director Milton Carroll Management For For
1f Elect Director Nance K. Dicciani Management For For
1g Elect Director Murry S. Gerber Management For For
1h Elect Director Jose C. Grubisich Management For For
1i Elect Director David J. Lesar Management For For
1j Elect Director Robert A. Malone Management For For
1k Elect Director J. Landis Martin Management For For
1l Elect Director Jeffrey A. Miller Management For For
1m Elect Director Debra L. Reed Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
 
HCA HOLDINGS, INC.
Meeting Date:  APR 27, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  HCA
Security ID:  40412C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director R. Milton Johnson Management For For
1b Elect Director Robert J. Dennis Management For For
1c Elect Director Nancy-Ann DeParle Management For For
1d Elect Director Thomas F. Frist, III Management For For
1e Elect Director William R. Frist Management For For
1f Elect Director Charles O. Holliday, Jr. Management For For
1g Elect Director Ann H. Lamont Management For For
1h Elect Director Jay O. Light Management For For
1i Elect Director Geoffrey G. Meyers Management For For
1j Elect Director Wayne J. Riley Management For For
1k Elect Director John W. Rowe Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Call Special Meeting Management For For
5 Shareholders may Call Special Meetings Shareholder Against For
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  APR 24, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Darius Adamczyk Management For For
1B Elect Director William S. Ayer Management For For
1C Elect Director Kevin Burke Management For For
1D Elect Director Jaime Chico Pardo Management For For
1E Elect Director David M. Cote Management For For
1F Elect Director D. Scott Davis Management For For
1G Elect Director Linnet F. Deily Management For For
1H Elect Director Judd Gregg Management For For
1I Elect Director Clive Hollick Management For For
1J Elect Director Grace D. Lieblein Management For For
1K Elect Director George Paz Management For For
1L Elect Director Bradley T. Sheares Management For For
1M Elect Director Robin L. Washington Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Political Lobbying Disclosure Shareholder Against For
 
JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date:  MAR 08, 2017
Record Date:  JAN 04, 2017
Meeting Type:  ANNUAL
Ticker:  JCI
Security ID:  G51502105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David P. Abney Management For For
1b Elect Director Natalie A. Black Management For For
1c Elect Director Michael E. Daniels Management For For
1d Elect Director Brian Duperreault Management For For
1e Elect Director Jeffrey A. Joerres Management For For
1f Elect Director Alex A. Molinaroli Management For For
1g Elect Director George R. Oliver Management For For
1h Elect Director Juan Pablo del Valle Perochena Management For For
1i Elect Director Jurgen Tinggren Management For For
1j Elect Director Mark Vergnano Management For For
1k Elect Director R. David Yost Management For For
2a Ratify PricewaterhouseCoopers LLP as Auditors Management For For
2b Authorize Board to Fix Remuneration of Auditors Management For For
3 Authorize Market Purchases of Company shares Management For For
4 Determine Price Range for Reissuance of Treasury Shares Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
6 Advisory Vote on Say on Pay Frequency Management One Year One Year
7 Amend Omnibus Stock Plan Management For For
8 Approve the Directors' Authority to Allot Shares Management For For
9 Approve the Disapplication of Statutory Pre-Emption Rights Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director James A. Bell Management For For
1c Elect Director Crandall C. Bowles Management For For
1d Elect Director Stephen B. Burke Management For For
1e Elect Director Todd A. Combs Management For For
1f Elect Director James S. Crown Management For For
1g Elect Director James Dimon Management For For
1h Elect Director Timothy P. Flynn Management For For
1i Elect Director Laban P. Jackson, Jr. Management For For
1j Elect Director Michael A. Neal Management For For
1k Elect Director Lee R. Raymond Management For For
1l Elect Director William C. Weldon Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chairman Shareholder Against For
6 Prohibit Accelerated Vesting of Awards to Pursue Government Service Shareholder Against For
7 Clawback Amendment Shareholder Against Against
8 Report on Gender Pay Gap Shareholder Against Abstain
9 Provide Vote Counting to Exclude Abstentions Shareholder Against Against
10 Reduce Ownership Threshold for Shareholders to Call a Special Meeting Shareholder Against For
 
L3 TECHNOLOGIES INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  LLL
Security ID:  502413107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Claude R. Canizares Management For For
1b Elect Director Thomas A. Corcoran Management For For
1c Elect Director Ann E. Dunwoody Management For For
1d Elect Director Lewis Kramer Management For For
1e Elect Director Robert B. Millard Management For For
1f Elect Director Lloyd W. Newton Management For For
1g Elect Director Vincent Pagano, Jr. Management For For
1h Elect Director H. Hugh Shelton Management For For
1i Elect Director Arthur L. Simon Management For For
1j Elect Director Michael T. Strianese Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Eliminate Supermajority Vote Requirement Management For For
4 Amend Executive Incentive Bonus Plan Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
LIVE NATION ENTERTAINMENT, INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  LYV
Security ID:  538034109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mark Carleton Management For For
1b Elect Director Jonathan Dolgen Management For For
1c Elect Director Ariel Emanuel Management For For
1d Elect Director Robert Ted Enloe, III Management For For
1e Elect Director Jeffrey T. Hinson Management For For
1f Elect Director James Iovine Management For Against
1g Elect Director Margaret 'Peggy' Johnson Management For For
1h Elect Director James S. Kahan Management For For
1i Elect Director Gregory B. Maffei Management For Against
1j Elect Director Randall T. Mays Management For For
1k Elect Director Michael Rapino Management For For
1l Elect Director Mark S. Shapiro Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
LOCKHEED MARTIN CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  LMT
Security ID:  539830109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Daniel F. Akerson Management For For
1b Elect Director Nolan D. Archibald Management For Against
1c Elect Director Rosalind G. Brewer Management For Against
1d Elect Director David B. Burritt Management For For
1e Elect Director Bruce A. Carlson Management For Against
1f Elect Director James O. Ellis, Jr. Management For For
1g Elect Director Thomas J. Falk Management For Against
1h Elect Director Ilene S. Gordon Management For For
1i Elect Director Marillyn A. Hewson Management For For
1j Elect Director James M. Loy Management For For
1k Elect Director Joseph W. Ralston Management For For
1l Elect Director Anne Stevens Management For Against
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Adopt Holy Land Principles Shareholder Against Abstain
 
M&T BANK CORPORATION
Meeting Date:  APR 18, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  MTB
Security ID:  55261F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Brent D. Baird Management For For
1.2 Elect Director C. Angela Bontempo Management For For
1.3 Elect Director Robert T. Brady Management For For
1.4 Elect Director T. Jefferson Cunningham, III Management For For
1.5 Elect Director Gary N. Geisel Management For For
1.6 Elect Director Richard A. Grossi Management For For
1.7 Elect Director John D. Hawke, Jr. Management For For
1.8 Elect Director Newton P.S. Merrill Management For For
1.9 Elect Director Melinda R. Rich Management For For
1.10 Elect Director Robert E. Sadler, Jr. Management For For
1.11 Elect Director Denis J. Salamone Management For For
1.12 Elect Director David S. Scharfstein Management For For
1.13 Elect Director Herbert L. Washington Management For For
1.14 Elect Director Robert G. Wilmers Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
MEDTRONIC PLC
Meeting Date:  DEC 09, 2016
Record Date:  OCT 11, 2016
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Richard H. Anderson Management For For
1b Elect Director Craig Arnold Management For For
1c Elect Director Scott C. Donnelly Management For For
1d Elect Director Randall J. Hogan, III Management For For
1e Elect Director Omar Ishrak Management For For
1f Elect Director Shirley Ann Jackson Management For For
1g Elect Director Michael O. Leavitt Management For For
1h Elect Director James T. Lenehan Management For For
1i Elect Director Elizabeth G. Nabel Management For For
1j Elect Director Denise M. O'Leary Management For For
1k Elect Director Kendall J. Powell Management For For
1l Elect Director Robert C. Pozen Management For For
1m Elect Director Preetha Reddy Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Proxy Access Right Management For For
5a Amend Articles of Association Management For For
5b Amend Memorandum of Association Management For For
6 Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits Management For For
 
MERCK & CO., INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Thomas R. Cech Management For For
1c Elect Director Pamela J. Craig Management For For
1d Elect Director Kenneth C. Frazier Management For For
1e Elect Director Thomas H. Glocer Management For For
1f Elect Director Rochelle B. Lazarus Management For For
1g Elect Director John H. Noseworthy Management For For
1h Elect Director Carlos E. Represas Management For For
1i Elect Director Paul B. Rothman Management For For
1j Elect Director Patricia F. Russo Management For For
1k Elect Director Craig B. Thompson Management For For
1l Elect Director Wendell P. Weeks Management For For
1m Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
6 Adopt Holy Land Principles Shareholder Against Abstain
7 Report on Risks of Doing Business in Conflict-Affected Areas Shareholder Against For
8 Report on Board Oversight of Product Safety and Quality Shareholder Against Abstain
 
METHANEX CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL/SPECIAL
Ticker:  MX
Security ID:  59151K108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Bruce Aitken Management For For
1.2 Elect Director Douglas Arnell Management For For
1.3 Elect Director Howard Balloch Management For For
1.4 Elect Director Phillip Cook Management For For
1.5 Elect Director John Floren Management For For
1.6 Elect Director Thomas Hamilton Management For For
1.7 Elect Director Robert Kostelnik Management For For
1.8 Elect Director Douglas Mahaffy Management For For
1.9 Elect Director A. Terence (Terry) Poole Management For For
1.10 Elect Director Janice Rennie Management For For
1.11 Elect Director Margaret Walker Management For For
1.12 Elect Director Benita Warmbold Management For For
2 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
4 Amend Stock Option Plan Management For For
 
NEWFIELD EXPLORATION COMPANY
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  NFX
Security ID:  651290108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lee K. Boothby Management For For
1b Elect Director Pamela J. Gardner Management For For
1c Elect Director Steven W. Nance Management For For
1d Elect Director Roger B. Plank Management For For
1e Elect Director Thomas G. Ricks Management For For
1f Elect Director Juanita M. Romans Management For For
1g Elect Director John (Jack) W. Schanck Management For For
1h Elect Director J. Terry Strange Management For For
1i Elect Director J. Kent Wells Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Approve Omnibus Stock Plan Management For For
6 Approve Omnibus Stock Plan Management For For
7 Amend Qualified Employee Stock Purchase Plan Management For For
 
NEXTERA ENERGY, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sherry S. Barrat Management For For
1b Elect Director James L. Camaren Management For For
1c Elect Director Kenneth B. Dunn Management For For
1d Elect Director Naren K. Gursahaney Management For For
1e Elect Director Kirk S. Hachigian Management For For
1f Elect Director Toni Jennings Management For For
1g Elect Director Amy B. Lane Management For For
1h Elect Director James L. Robo Management For For
1i Elect Director Rudy E. Schupp Management For For
1j Elect Director John L. Skolds Management For For
1k Elect Director William H. Swanson Management For For
1l Elect Director Hansel E. Tookes, II Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Non-Employee Director Restricted Stock Plan Management For For
6 Report on Political Contributions Shareholder Against For
 
NOBLE ENERGY, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL
Ticker:  NBL
Security ID:  655044105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jeffrey L. Berenson Management For For
1b Elect Director Michael A. Cawley Management For For
1c Elect Director Edward F. Cox Management For For
1d Elect Director James E. Craddock Management For For
1e Elect Director Thomas J. Edelman Management For For
1f Elect Director Kirby L. Hedrick Management For For
1g Elect Director David L. Stover Management For For
1h Elect Director Scott D. Urban Management For For
1i Elect Director William T. Van Kleef Management For For
1j Elect Director Molly K. Williamson Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
6 Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario Shareholder Against Against
 
NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 17, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL
Ticker:  NOC
Security ID:  666807102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Wesley G. Bush Management For For
1.2 Elect Director Marianne C. Brown Management For For
1.3 Elect Director Victor H. Fazio Management For For
1.4 Elect Director Donald E. Felsinger Management For For
1.5 Elect Director Ann M. Fudge Management For For
1.6 Elect Director Bruce S. Gordon Management For For
1.7 Elect Director William H. Hernandez Management For For
1.8 Elect Director Madeleine A. Kleiner Management For For
1.9 Elect Director Karl J. Krapek Management For For
1.10 Elect Director Gary Roughead Management For For
1.11 Elect Director Thomas M. Schoewe Management For For
1.12 Elect Director James S. Turley Management For For
1.13 Elect Director Mark A. Welsh, III Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
 
NOVARTIS AG
Meeting Date:  FEB 28, 2017
Record Date:  JAN 20, 2017
Meeting Type:  ANNUAL
Ticker:  NOVN
Security ID:  66987V109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board and Senior Management Management For For
3 Approve Allocation of Income and Dividends of CHF 2.75 per Share Management For For
4 Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares Management For For
5.1 Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million Management For For
5.2 Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million Management For For
5.3 Approve Remuneration Report (Non-Binding) Management For Against
6.1 Reelect Joerg Reinhardt as Director and Chairman Management For For
6.2 Reelect Nancy C. Andrews as Director Management For For
6.3 Reelect Dimitri Azar as Director Management For For
6.4 Reelect Ton Buechner as Director Management For For
6.5 Reelect Srikant Datar as Director Management For For
6.6 Reelect Elizabeth Doherty as Director Management For For
6.7 Reelect Ann Fudge as Director Management For For
6.8 Reelect Pierre Landolt as Director Management For For
6.9 Reelect Andreas von Planta as Director Management For For
6.10 Reelect Charles L. Sawyers as Director Management For For
6.11 Reelect Enrico Vanni as Director Management For For
6.12 Reelect William T. Winters as Director Management For For
6.13 Elect Frans van Houten as Director Management For For
7.1 Appoint Srikant Datar as Member of the Compensation Committee Management For For
7.2 Appoint Ann Fudge as Member of the Compensation Committee Management For For
7.3 Appoint Enrico Vanni as Member of the Compensation Committee Management For For
7.4 Appoint William T. Winters as Member of the Compensation Committee Management For For
8 Ratify PricewaterhouseCoopers AG as Auditors Management For For
9 Designate Peter Andreas Zahn as Independent Proxy Management For For
10 Transact Other Business (Voting) Management For Against
 
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 12, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL
Ticker:  OXY
Security ID:  674599105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Spencer Abraham Management For For
1b Elect Director Howard I. Atkins Management For For
1c Elect Director Eugene L. Batchelder Management For For
1d Elect Director John E. Feick Management For For
1e Elect Director Margaret M. Foran Management For For
1f Elect Director Carlos M. Gutierrez Management For For
1g Elect Director Vicki Hollub Management For For
1h Elect Director William R. Klesse Management For For
1i Elect Director Jack B. Moore Management For For
1j Elect Director Avedick B. Poladian Management For For
1k Elect Director Elisse B. Walter Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario Shareholder Against For
6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For
7 Report on Methane Emissions and Flaring Targets Shareholder Against For
8 Report on Political Contributions and Expenditures Shareholder Against Abstain
 
PACKAGING CORPORATION OF AMERICA
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  PKG
Security ID:  695156109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Cheryl K. Beebe Management For For
1.2 Elect Director Duane C. Farrington Management For For
1.3 Elect Director Hasan Jameel Management For For
1.4 Elect Director Mark W. Kowlzan Management For For
1.5 Elect Director Robert C. Lyons Management For For
1.6 Elect Director Thomas P. Maurer Management For For
1.7 Elect Director Samuel M. Mencoff Management For For
1.8 Elect Director Roger B. Porter Management For For
1.9 Elect Director Thomas S. Souleles Management For For
1.10 Elect Director Paul T. Stecko Management For For
1.11 Elect Director James D. Woodrum Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
PG&E CORPORATION
Meeting Date:  MAY 30, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  PCG
Security ID:  69331C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lewis Chew Management For For
1.2 Elect Director Anthony F. Earley, Jr. Management For For
1.3 Elect Director Fred J. Fowler Management For For
1.4 Elect Director Jeh C. Johnson Management For For
1.5 Elect Director Richard C. Kelly Management For For
1.6 Elect Director Roger H. Kimmel Management For For
1.7 Elect Director Richard A. Meserve Management For For
1.8 Elect Director Forrest E. Miller Management For For
1.9 Elect Director Eric D. Mullins Management For For
1.10 Elect Director Rosendo G. Parra Management For For
1.11 Elect Director Barbara L. Rambo Management For For
1.12 Elect Director Anne Shen Smith Management For For
1.13 Elect Director Geisha J. Williams Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Cease Charitable Contributions Shareholder Against Abstain
 
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harold Brown Management For For
1.2 Elect Director Andre Calantzopoulos Management For For
1.3 Elect Director Louis C. Camilleri Management For For
1.4 Elect Director Massimo Ferragamo Management For For
1.5 Elect Director Werner Geissler Management For For
1.6 Elect Director Jennifer Li Management For For
1.7 Elect Director Jun Makihara Management For For
1.8 Elect Director Sergio Marchionne Management For Against
1.9 Elect Director Kalpana Morparia Management For For
1.10 Elect Director Lucio A. Noto Management For For
1.11 Elect Director Frederik Paulsen Management For For
1.12 Elect Director Robert B. Polet Management For For
1.13 Elect Director Stephen M. Wolf Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Restricted Stock Plan Management For For
5 Approve Non-Employee Director Restricted Stock Plan Management For For
6 Ratify PricewaterhouseCoopers SA as Auditors Management For For
7 Establish a Board Committee on Human Rights Shareholder Against Abstain
8 Participate in OECD Mediation for Human Rights Violations Shareholder Against Abstain
 
QUALCOMM INCORPORATED
Meeting Date:  MAR 07, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL
Ticker:  QCOM
Security ID:  747525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Barbara T. Alexander Management For For
1b Elect Director Jeffrey W. Henderson Management For For
1c Elect Director Thomas W. Horton Management For For
1d Elect Director Paul E. Jacobs Management For For
1e Elect Director Ann M. Livermore Management For For
1f Elect Director Harish Manwani Management For For
1g Elect Director Mark D. McLaughlin Management For For
1h Elect Director Steve Mollenkopf Management For For
1i Elect Director Clark T. "Sandy" Randt, Jr. Management For For
1j Elect Director Francisco Ros Management For For
1k Elect Director Anthony J. Vinciquerra Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Proxy Access Amendments Shareholder Against For
 
RAYTHEON COMPANY
Meeting Date:  MAY 25, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL
Ticker:  RTN
Security ID:  755111507
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Tracy A. Atkinson Management For For
1b Elect Director Robert E. Beauchamp Management For For
1c Elect Director Vernon E. Clark Management For For
1d Elect Director Stephen J. Hadley Management For For
1e Elect Director Thomas A. Kennedy Management For For
1f Elect Director Letitia A. Long Management For For
1g Elect Director George R. Oliver Management For For
1h Elect Director Dinesh C. Paliwal Management For For
1i Elect Director William R. Spivey Management For For
1j Elect Director James A. Winnefeld, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Executive Incentive Bonus Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
REPUBLIC SERVICES, INC.
Meeting Date:  MAY 12, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  RSG
Security ID:  760759100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Manuel Kadre Management For For
1b Elect Director Tomago Collins Management For For
1c Elect Director William J. Flynn Management For For
1d Elect Director Thomas W. Handley Management For For
1e Elect Director Jennifer M. Kirk Management For For
1f Elect Director Michael Larson Management For For
1g Elect Director Ramon A. Rodriguez Management For For
1h Elect Director Donald W. Slager Management For For
1i Elect Director John M. Trani Management For For
1j Elect Director Sandra M. Volpe Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
SCHLUMBERGER LIMITED
Meeting Date:  APR 05, 2017
Record Date:  FEB 15, 2017
Meeting Type:  ANNUAL
Ticker:  SLB
Security ID:  806857108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter L.S. Currie Management For For
1b Elect Director Miguel M. Galuccio Management For For
1c Elect Director V. Maureen Kempston Darkes Management For For
1d Elect Director Paal Kibsgaard Management For For
1e Elect Director Nikolay Kudryavtsev Management For For
1f Elect Director Helge Lund Management For For
1g Elect Director Michael E. Marks Management For For
1h Elect Director Indra K. Nooyi Management For For
1i Elect Director Lubna S. Olayan Management For For
1j Elect Director Leo Rafael Reif Management For For
1k Elect Director Tore I. Sandvold Management For For
1l Elect Director Henri Seydoux Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Adopt and Approve Financials and Dividends Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Approve Omnibus Stock Plan Management For For
7 Amend Employee Stock Purchase Plan Management For For
 
SHIRE PLC
Meeting Date:  APR 25, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  SHP
Security ID:  82481R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Re-elect Dominic Blakemore as Director Management For For
4 Re-elect Olivier Bohuon as Director Management For For
5 Re-elect William Burns as Director Management For For
6 Elect Ian Clark as Director Management For For
7 Elect Gail Fosler as Director Management For For
8 Re-elect Steven Gillis as Director Management For For
9 Re-elect David Ginsburg as Director Management For For
10 Re-elect Susan Kilsby as Director Management For For
11 Re-elect Sara Mathew as Director Management For For
12 Re-elect Anne Minto as Director Management For For
13 Re-elect Flemming Ornskov as Director Management For For
14 Re-elect Jeffrey Poulton as Director Management For For
15 Elect Albert Stroucken as Director Management For For
16 Reappoint Deloitte LLP as Auditors Management For For
17 Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors Management For For
18 Authorise Issue of Equity with Pre-emptive Rights Management For For
19 Authorise Issue of Equity without Pre-emptive Rights Management For For
20 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
21 Authorise Market Purchase of Ordinary Shares Management For For
22 Adopt New Articles of Association Management For For
23 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
SONOCO PRODUCTS COMPANY
Meeting Date:  APR 19, 2017
Record Date:  FEB 22, 2017
Meeting Type:  ANNUAL
Ticker:  SON
Security ID:  835495102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harry A. Cockrell Management For For
1.2 Elect Director Blythe J. McGarvie Management For For
1.3 Elect Director James M. Micali Management For For
1.4 Elect Director Sundaram Nagarajan Management For For
1.5 Elect Director Marc D. Oken Management For For
2 Ratify PricewaterhouseCoopers, LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Declassify the Board of Directors Management For For
 
STARWOOD PROPERTY TRUST, INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  STWD
Security ID:  85571B105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard D. Bronson Management For Withhold
1.2 Elect Director Jeffrey G. Dishner Management For For
1.3 Elect Director Camille J. Douglas Management For Withhold
1.4 Elect Director Solomon J. Kumin Management For For
1.5 Elect Director Barry S. Sternlicht Management For For
1.6 Elect Director Strauss Zelnick Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Omnibus Stock Plan Management For For
5 Approve Omnibus Stock Plan Management For For
6 Ratify Deloitte & Touche LLP as Auditors Management For For
 
THE ALLSTATE CORPORATION
Meeting Date:  MAY 25, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  ALL
Security ID:  020002101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kermit R. Crawford Management For For
1b Elect Director Michael L. Eskew Management For For
1c Elect Director Siddharth N. (Bobby) Mehta Management For For
1d Elect Director Jacques P. Perold Management For For
1e Elect Director Andrea Redmond Management For For
1f Elect Director John W. Rowe Management For For
1g Elect Director Judith A. Sprieser Management For For
1h Elect Director Mary Alice Taylor Management For For
1i Elect Director Perry M. Traquina Management For For
1j Elect Director Thomas J. Wilson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Non-Employee Director Omnibus Stock Plan Management For For
5 Ratify Deloitte & Touche LLP as Auditors Management For For
6 Require Independent Board Chairman Shareholder Against Against
7 Lead Director Qualifications Shareholder Against Against
8 Political Contributions Disclosure Shareholder Against Abstain
 
THE COCA-COLA COMPANY
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  KO
Security ID:  191216100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Herbert A. Allen Management For For
1.2 Elect Director Ronald W. Allen Management For For
1.3 Elect Director Marc Bolland Management For For
1.4 Elect Director Ana Botin Management For For
1.5 Elect Director Richard M. Daley Management For For
1.6 Elect Director Barry Diller Management For For
1.7 Elect Director Helene D. Gayle Management For For
1.8 Elect Director Alexis M. Herman Management For For
1.9 Elect Director Muhtar Kent Management For For
1.10 Elect Director Robert A. Kotick Management For For
1.11 Elect Director Maria Elena Lagomasino Management For For
1.12 Elect Director Sam Nunn Management For For
1.13 Elect Director James Quincey Management For For
1.14 Elect Director David B. Weinberg Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Report on Human Rights Review on High-Risk Regions Shareholder Against Abstain
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  APR 28, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd C. Blankfein Management For For
1b Elect Director M. Michele Burns Management For For
1c Elect Director Mark A. Flaherty Management For For
1d Elect Director William W. George Management For For
1e Elect Director James A. Johnson Management For For
1f Elect Director Ellen J. Kullman Management For For
1g Elect Director Lakshmi N. Mittal Management For For
1h Elect Director Adebayo O. Ogunlesi Management For For
1i Elect Director Peter Oppenheimer Management For For
1j Elect Director David A. Viniar Management For For
1k Elect Director Mark O. Winkelman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
THE MACERICH COMPANY
Meeting Date:  JUN 01, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL
Ticker:  MAC
Security ID:  554382101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John H. Alschuler Management For Against
1b Elect Director Arthur M. Coppola Management For For
1c Elect Director Edward C. Coppola Management For For
1d Elect Director Steven R. Hash Management For For
1e Elect Director Fred S. Hubbell Management For Against
1f Elect Director Diana M. Laing Management For For
1g Elect Director Mason G. Ross Management For Against
1h Elect Director Steven L. Soboroff Management For Against
1i Elect Director Andrea M. Stephen Management For For
1j Elect Director John M. Sullivan Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 03, 2017
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  693475105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Charles E. Bunch Management For For
1.2 Elect Director Marjorie Rodgers Cheshire Management For For
1.3 Elect Director William S. Demchak Management For For
1.4 Elect Director Andrew T. Feldstein Management For For
1.5 Elect Director Daniel R. Hesse Management For For
1.6 Elect Director Kay Coles James Management For For
1.7 Elect Director Richard B. Kelson Management For For
1.8 Elect Director Jane G. Pepper Management For For
1.9 Elect Director Donald J. Shepard Management For For
1.10 Elect Director Lorene K. Steffes Management For For
1.11 Elect Director Dennis F. Strigl Management For For
1.12 Elect Director Michael J. Ward Management For For
1.13 Elect Director Gregory D. Wasson Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against Abstain
 
TRINITY INDUSTRIES, INC.
Meeting Date:  AUG 05, 2016
Record Date:  JUL 15, 2016
Meeting Type:  WRITTEN CONSENT
Ticker:  TRN
Security ID:  89690EAD9
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 To Amend The Indenture To Allow For The Limited Purchase Of Sold Railcars By Issuer Group Members Management None For
 
TYCO INTERNATIONAL PLC
Meeting Date:  AUG 17, 2016
Record Date:  JUN 27, 2016
Meeting Type:  SPECIAL
Ticker:  TYC
Security ID:  G91442106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Amend Articles Re: Memorandum of Association Management For For
2 Amend Articles Re: Tyco Governing Documents Proposals Management For For
3 Approve Stock Consolidation Management For For
4 Increase Authorized Common Stock Management For For
5 Issue Shares in Connection with the Merger Management For For
6 Change Company Name to Johnson Controls International plc Management For For
7 Increase Authorized Preferred and Common Stock Management For For
8 Approve the Directors' Authority to Allot Shares Management For For
9 Approve the Disapplication of Statutory Pre-Emption Rights Management For For
10 Approve the Renominalization of Tyco Ordinary Shares Management For For
11 Approve the Creation of Distributable Reserves Management For For
 
UNION PACIFIC CORPORATION
Meeting Date:  MAY 11, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  UNP
Security ID:  907818108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Andrew H. Card, Jr. Management For For
1b Elect Director Erroll B. Davis, Jr. Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Lance M. Fritz Management For For
1e Elect Director Deborah C. Hopkins Management For For
1f Elect Director Jane H. Lute Management For For
1g Elect Director Michael R. McCarthy Management For For
1h Elect Director Michael W. McConnell Management For For
1i Elect Director Thomas F. McLarty, III Management For For
1j Elect Director Steven R. Rogel Management For For
1k Elect Director Jose H. Villarreal Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chairman Shareholder Against For
 
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL
Ticker:  UAL
Security ID:  910047109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Carolyn Corvi Management For For
1.2 Elect Director Jane C. Garvey Management For For
1.3 Elect Director Barney Harford Management For For
1.4 Elect Director Walter Isaacson Management For For
1.5 Elect Director James A. C. Kennedy Management For For
1.6 Elect Director Robert A. Milton Management For For
1.7 Elect Director Oscar Munoz Management For For
1.8 Elect Director William R. Nuti Management For For
1.9 Elect Director Edward M. Philip Management For For
1.10 Elect Director Edward L. Shapiro Management For For
1.11 Elect Director Laurence E. Simmons Management For For
1.12 Elect Director David J. Vitale Management For For
1.13 Elect Director James M. Whitehurst Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 05, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William C. Ballard, Jr. Management For For
1b Elect Director Richard T. Burke Management For For
1c Elect Director Timothy P. Flynn Management For For
1d Elect Director Stephen J. Hemsley Management For For
1e Elect Director Michele J. Hooper Management For For
1f Elect Director Rodger A. Lawson Management For For
1g Elect Director Glenn M. Renwick Management For For
1h Elect Director Kenneth I. Shine Management For For
1i Elect Director Gail R. Wilensky Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Report on Lobbying Payments and Policy Shareholder Against For
 
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL
Ticker:  UHS
Security ID:  913903100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Lawrence S. Gibbs Management For For
2 Amend Stock Option Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management Three Years One Year
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
6 Adopt Proxy Access Right Shareholder Against For
 
VALERO ENERGY CORPORATION
Meeting Date:  MAY 03, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  VLO
Security ID:  91913Y100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director H. Paulett Eberhart Management For For
1b Elect Director Joseph W. Gorder Management For For
1c Elect Director Kimberly S. Greene Management For For
1d Elect Director Deborah P. Majoras Management For For
1e Elect Director Donald L. Nickles Management For For
1f Elect Director Philip J. Pfeiffer Management For For
1g Elect Director Robert A. Profusek Management For For
1h Elect Director Susan Kaufman Purcell Management For For
1i Elect Director Stephen M. Waters Management For For
1j Elect Director Randall J. Weisenburger Management For For
1k Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye L. Archambeau Management For For
1.2 Elect Director Mark T. Bertolini Management For For
1.3 Elect Director Richard L. Carrion Management For For
1.4 Elect Director Melanie L. Healey Management For For
1.5 Elect Director M. Frances Keeth Management For For
1.6 Elect Director Karl-Ludwig Kley Management For For
1.7 Elect Director Lowell C. McAdam Management For For
1.8 Elect Director Clarence Otis, Jr. Management For For
1.9 Elect Director Rodney E. Slater Management For For
1.10 Elect Director Kathryn A. Tesija Management For For
1.11 Elect Director Gregory D. Wasson Management For For
1.12 Elect Director Gregory G. Weaver Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
6 Establish Board Committee on Human Rights Shareholder Against Abstain
7 Report on Feasibility of Adopting GHG Emissions Targets Shareholder Against Abstain
8 Amend Bylaws - Call Special Meetings Shareholder Against For
9 Amend Clawback Policy Shareholder Against For
10 Stock Retention/Holding Period Shareholder Against For
11 Limit Matching Contributions to Executive Retirement Plans Shareholder Against Against
 
WELLS FARGO & COMPANY
Meeting Date:  APR 25, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL
Ticker:  WFC
Security ID:  949746101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John D. Baker, II Management For Against
1b Elect Director John S. Chen Management For Against
1c Elect Director Lloyd H. Dean Management For Against
1d Elect Director Elizabeth A. Duke Management For Against
1e Elect Director Enrique Hernandez, Jr. Management For Against
1f Elect Director Donald M. James Management For Against
1g Elect Director Cynthia H. Milligan Management For Against
1h Elect Director Karen B. Peetz Management For For
1i Elect Director Federico F. Pena Management For Against
1j Elect Director James H. Quigley Management For Against
1k Elect Director Stephen W. Sanger Management For Against
1l Elect Director Ronald L. Sargent Management For For
1m Elect Director Timothy J. Sloan Management For For
1n Elect Director Susan G. Swenson Management For Against
1o Elect Director Suzanne M. Vautrinot Management For Against
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Review and Report on Business Standards Shareholder Against For
6 Provide for Cumulative Voting Shareholder Against Against
7 Report on Divesting Non-Core Business Shareholder Against Against
8 Report on Gender Pay Gap Shareholder Against Abstain
9 Report on Lobbying Payments and Policy Shareholder Against Abstain
10 Adopt Global Policy Regarding the Rights of Indigenous People Shareholder Against For
 
XILINX, INC.
Meeting Date:  AUG 10, 2016
Record Date:  JUN 15, 2016
Meeting Type:  ANNUAL
Ticker:  XLNX
Security ID:  983919101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dennis Segers Management For For
1.2 Elect Director Moshe N. Gavrielov Management For For
1.3 Elect Director Saar Gillai Management For For
1.4 Elect Director Ronald S. Jankov Management For For
1.5 Elect Director Thomas H. Lee Management For For
1.6 Elect Director J. Michael Patterson Management For For
1.7 Elect Director Albert A. Pimentel Management For For
1.8 Elect Director Marshall C. Turner Management For For
1.9 Elect Director Elizabeth W. Vanderslice Management For For
2 Amend Omnibus Stock Plan Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Ratify Ernst & Young LLP as Auditors Management For For

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Registrant: Oppenheimer Capital Income Fund
   
By: Arthur P. Steinmetz*
  Arthur P. Steinmetz,
                          Trustee, President and Principal Executive Officer
 
 

 

Date: August 29, 2017

 

*By:   /s/ Taylor V. Edwards  
  ------------------------------------------  
  Taylor V. Edwards, Attorney in Fact