N-PX 1 capitalincome.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

Investment Company Act file number: 811-01512
   
Exact name of registrant as specified in charter: Oppenheimer Capital Income Fund
   
Address of principal executive offices:   6803 South Tucson Way
  Centennial, CO 80112-3924
   
Name and address of agent for service: Arthur S. Gabinet,
  Executive Vice President & General Counsel
  OFI Global Asset Management, Inc.
  225 Liberty Street
  New York, NY 10281-1008
   
Registrant's telephone number, including area code:   303-768-3200
   
Date of fiscal year end:        8/31
   
Date of reporting period:        07/01/2013-06/30/2014

 

Item 1.

 

FORM N-PX



ICA File Number:  811-01512

Registrant Name:  Oppenheimer Capital Income Fund

Reporting Period:  07/01/2013 - 06/30/2014


Oppenheimer Capital Income Fund

 
ACCENTURE PLC
Meeting Date:  JAN 30, 2014
Record Date:  DEC 06, 2013
Meeting Type:  ANNUAL
Ticker:  ACN
Security ID:  G1151C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2a Elect Director Jaime Ardila Management For For
2b Elect Director Charles H. Giancarlo Management For For
2c Elect Director William L. Kimsey Management For For
2d Elect Director Blythe J. McGarvie Management For For
2e Elect Director Mark Moody-Stuart Management For For
2f Elect Director Pierre Nanterme Management For For
2g Elect Director Gilles C. Pelisson Management For For
2h Elect Director Wulf von Schimmelmann Management For For
3 Approve Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Management For For
6 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management For For
7 Approve Reduction in Share Capital and Creation of Distributable Reserves Management For For
8 Authorize the Holding of the 2015 AGM at a Location Outside Ireland Management For For
9 Authorize Open-Market Purchases of Class A Ordinary Shares Management For For
10 Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock Management For For
 
ACE LIMITED
Meeting Date:  JAN 10, 2014
Record Date:  DEC 05, 2013
Meeting Type:  SPECIAL
Ticker:  ACE
Security ID:  H0023R105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Dividend Distribution from Legal Reserves Management For For
2 Elect of Homburger AG as Independent Proxy Management For For
3 Transact Other Business (Voting) Management For For
 
ACE LIMITED
Meeting Date:  MAY 15, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  ACE
Security ID:  H0023R105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Allocate Disposable Profit Management For For
3 Approve Discharge of Board and Senior Management Management For For
4.1 Elect Director John Edwardson Management For For
4.2 Elect Director Kimberly Ross Management For For
4.3 Elect Director Robert Scully Management For For
4.4 Elect Director David Sidwell Management For For
4.5 Elect Director Evan G. Greenberg Management For For
4.6 Elect Director Robert M. Hernandez Management For For
4.7 Elect Director Michael G. Atieh Management For For
4.8 Elect Director Mary A. Cirillo Management For For
4.9 Elect Director Michael P. Connors Management For For
4.10 Elect Director Peter Menikoff Management For For
4.11 Elect Director Leo F. Mullin Management For For
4.12 Elect Director Eugene B. Shanks, Jr. Management For For
4.13 Elect Director Theodore E. Shasta Management For For
4.14 Elect Director Olivier Steimer Management For For
5 Elect Evan G. Greenberg as Board Chairman Management For For
6.1 Appoint Michael P. Connors as Member of the Compensation Committee Management For For
6.2 Appoint Mary A. Cirillo as Member of the Compensation Committee Management For For
6.3 Appoint John Edwardson as Member of the Compensation Committee Management For For
6.4 Appoint Robert M. Hernandez as Member of the Compensation Committee Management For For
7 Designate Homburger AG as Independent Proxy Management For For
8.1 Ratify PricewaterhouseCoopers AG (Zurich) as Auditors Management For For
8.2 Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors Management For For
8.3 Ratify BDO AG (Zurich) as Special Auditors Management For For
9 Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights Management For For
10 Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value Management For For
11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
12 Transact Other Business (Voting) Management For For
 
ACTAVIS PLC
Meeting Date:  MAY 09, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Paul M. Bisaro Management For For
1b Elect Director James H. Bloem Management For For
1c Elect Director Christopher W. Bodine Management For For
1d Elect Director Tamar D. Howson Management For For
1e Elect Director John A. King Management For For
1f Elect Director Catherine M. Klema Management For For
1g Elect Director Jiri Michal Management For For
1h Elect Director Sigurdur Olafsson Management For For
1i Elect Director Patrick J. O'Sullivan Management For For
1j Elect Director Ronald R. Taylor Management For For
1k Elect Director Andrew L. Turner Management For For
1l Elect Director Fred G. Weiss Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Report on Sustainability Shareholder Against For
 
ACTAVIS PLC
Meeting Date:  JUN 17, 2014
Record Date:  MAY 02, 2014
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  G0083B108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Adjourn Meeting Management For For
 
ACTAVIS, INC.
Meeting Date:  SEP 10, 2013
Record Date:  JUL 30, 2013
Meeting Type:  SPECIAL
Ticker:  ACT
Security ID:  00507K103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Approve Creation of Distributable Reserves Management For For
3 Advisory Vote on Golden Parachutes Management For For
4 Adjourn Meeting Management For For
 
AERCAP HOLDINGS NV
Meeting Date:  FEB 13, 2014
Record Date:  JAN 16, 2014
Meeting Type:  SPECIAL
Ticker:  AER
Security ID:  N00985106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Approve Acquisition of International Lease Finance Corporation Management For For
3a Approve Conditional Appointment of Robert H. Benmosche as Non-Executive Director Management For For
3b Approve Conditional Appointment of David L. Herzog as Non-Executive Director Management For For
4a Reelect Robert G. Warden as Non-Executive Director Management For For
4b Reelect Richard M. Gradon as Non-Executive Director Management For For
4c Reelect Paul T. Dacier as Non-Executive Director Management For For
4d Reelect Aengus Kelly as Executive Director Management For For
5 Conditional Approval of Restricted Stock Plan Management For For
6a Amend Articles Re: Clarification of Effects of Abstentions, Blank Votes, and Invalid Votes Management For For
6b Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendment Re: Item 6a Management For For
7 Allow Questions Management None None
8 Close Meeting Management None None
 
AERCAP HOLDINGS NV
Meeting Date:  APR 30, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL
Ticker:  AER
Security ID:  N00985106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Open Meeting Management None None
2 Receive Report of Management Board (Non-Voting) Management None None
3 Discuss Remuneration Report Management None None
4 Adopt Financial Statements Management For For
5 Receive Explanation on Company's Reserves and Dividend Policy Management None None
6 Approve Discharge of Board of Directors Management For For
7 Designate Keth A. Helming as Designated Person to Represent the Company in Case all Directors Are Absent/ Prevented from Acting Management For For
8 Ratify PricewaterhouseCoopers as Auditors Management For For
9a Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
9b Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Management For For
10 Approve Cancellation of Repurchased Shares Management For For
11a Increase Authorized Share Capital from EUR 2.5 Million to EUR 3.5 Million Re: Acquisition of International Lease Finance Corporation Management For For
11b Authorize Board Members and NautaDutilh N.V. to Ratify and Execute Approved Amendment Re: Item 11a Management For For
12 Allow Questions Management None None
13 Close Meeting Management None None
 
ALTRIA GROUP, INC.
Meeting Date:  MAY 14, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  MO
Security ID:  02209S103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gerald L. Baliles Management For For
1.2 Elect Director Martin J. Barrington Management For For
1.3 Elect Director John T. Casteen, III Management For For
1.4 Elect Director Dinyar S. Devitre Management For For
1.5 Elect Director Thomas F. Farrell, II Management For For
1.6 Elect Director Thomas W. Jones Management For For
1.7 Elect Director Debra J. Kelly-Ennis Management For For
1.8 Elect Director W. Leo Kiely, III Management For For
1.9 Elect Director Kathryn B. McQuade Management For For
1.10 Elect Director George Munoz Management For For
1.11 Elect Director Nabil Y. Sakkab Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Inform Poor and Less Educated on Health Consequences of Tobacco Shareholder Against Abstain
5 Report on Lobbying Payments and Policy Shareholder Against Abstain
 
AMERICAN ASSETS TRUST, INC.
Meeting Date:  JUN 17, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  AAT
Security ID:  024013104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ernest S. Rady Management For For
1.2 Elect Director John W. Chamberlain Management For For
1.3 Elect Director Larry E. Finger Management For For
1.4 Elect Director Duane A. Nelles Management For For
1.5 Elect Director Thomas S. Olinger Management For For
1.6 Elect Director Robert S. Sullivan Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
APACHE CORPORATION
Meeting Date:  MAY 15, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  APA
Security ID:  037411105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director G. Steven Farris Management For For
2 Elect Director A.D. Frazier, Jr. Management For For
3 Elect Director Amy H. Nelson Management For For
4 Ratify Auditors Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Declassify the Board of Directors Management For For
 
APPLE INC.
Meeting Date:  FEB 28, 2014
Record Date:  DEC 30, 2013
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William Campbell Management For For
1.2 Elect Director Timothy Cook Management For For
1.3 Elect Director Millard Drexler Management For For
1.4 Elect Director Al Gore Management For For
1.5 Elect Director Robert Iger Management For For
1.6 Elect Director Andrea Jung Management For For
1.7 Elect Director Arthur Levinson Management For For
1.8 Elect Director Ronald Sugar Management For For
2 Adopt Majority Voting for Uncontested Election of Directors Management For For
3 Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock Management For For
4 Establish a Par Value for Common Stock Management For For
5 Ratify Auditors Management For For
6 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
7 Approve Omnibus Stock Plan Management For For
8 Establish Board Committee on Human Rights Shareholder Against Abstain
9 Report on Trade Associations and Organizations that Promote Sustainability Practices Shareholder Against Abstain
10 Advisory Vote to Increase Capital Repurchase Program Shareholder Against Against
11 Proxy Access Shareholder Against Against
 
AT&T INC.
Meeting Date:  APR 25, 2014
Record Date:  FEB 26, 2014
Meeting Type:  ANNUAL
Ticker:  T
Security ID:  00206R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Randall L. Stephenson Management For For
1.2 Elect Director Reuben V. Anderson Management For For
1.3 Elect Director Jaime Chico Pardo Management For For
1.4 Elect Director Scott T. Ford Management For For
1.5 Elect Director James P. Kelly Management For For
1.6 Elect Director Jon C. Madonna Management For For
1.7 Elect Director Michael B. McCallister Management For For
1.8 Elect Director John B. McCoy Management For For
1.9 Elect Director Beth E. Mooney Management For For
1.10 Elect Director Joyce M. Roche Management For For
1.11 Elect Director Matthew K. Rose Management For For
1.12 Elect Director Cynthia B. Taylor Management For For
1.13 Elect Director Laura D'Andrea Tyson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Severance Agreements/Change-in-Control Agreements Management For For
5 Report on Indirect Political Contributions Shareholder Against For
6 Report on Lobbying Payments and Policy Shareholder Against For
7 Lower Ownership Threshold for Action by Written Consent Shareholder Against For
 
BAKER HUGHES INCORPORATED
Meeting Date:  APR 24, 2014
Record Date:  FEB 26, 2014
Meeting Type:  ANNUAL
Ticker:  BHI
Security ID:  057224107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Larry D. Brady Management For For
1.2 Elect Director Clarence P. Cazalot, Jr. Management For For
1.3 Elect Director Martin S. Craighead Management For For
1.4 Elect Director Lynn L. Elsenhans Management For For
1.5 Elect Director Anthony G. Fernandes Management For For
1.6 Elect Director Claire W. Gargalli Management For For
1.7 Elect Director Pierre H. Jungels Management For For
1.8 Elect Director James A. Lash Management For For
1.9 Elect Director J. Larry Nichols Management For For
1.10 Elect Director James W. Stewart Management For Withhold
1.11 Elect Director Charles L. Watson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Amend Omnibus Stock Plan Management For For
5 Amend Omnibus Stock Plan Management For For
 
BAXTER INTERNATIONAL INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  BAX
Security ID:  071813109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wayne T. Hockmeyer Management For For
1b Elect Director Robert L. Parkinson, Jr. Management For For
1c Elect Director Thomas T. Stallkamp Management For For
1d Elect Director Albert P. L. Stroucken Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Stock Retention/Holding Period Shareholder Against For
 
BCE INC.
Meeting Date:  MAY 06, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  BCE
Security ID:  05534B760
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Barry K. Allen Management For For
1.2 Elect Director Andre Berard Management For For
1.3 Elect Director Ronald A. Brenneman Management For For
1.4 Elect Director Sophie Brochu Management For For
1.5 Elect Director Robert E. Brown Management For For
1.6 Elect Director George A. Cope Management For For
1.7 Elect Director David F. Denison Management For For
1.8 Elect Director Ian Greenberg Management For For
1.9 Elect Director Thomas C. O'Neill Management For For
1.10 Elect Director James Prentice Management For For
1.11 Elect Director Robert C. Simmonds Management For For
1.12 Elect Director Carole Taylor Management For For
1.13 Elect Director Paul R. Weiss Management For For
2 Ratify Deloitte LLP as Auditors Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
4.1 SP 1: Establish a Separate Risk Management Committee Shareholder Against Against
4.2 SP 2: Limit the Individual Total Compensation for each Named Executive Officer to $5,000,000 Shareholder Against Against
 
BLACKSTONE MORTGAGE TRUST, INC.
Meeting Date:  JUN 18, 2014
Record Date:  APR 14, 2014
Meeting Type:  ANNUAL
Ticker:  BXMT
Security ID:  09257W100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael B. Nash Management For Withhold
1.2 Elect Director Stephen D. Plavin Management For Withhold
1.3 Elect Director Leonard W. Cotton Management For For
1.4 Elect Director Thomas E. Dobrowski Management For For
1.5 Elect Director Martin L. Edelman Management For Withhold
1.6 Elect Director Henry N. Nassau Management For For
1.7 Elect Director Lynne B. Sagalyn Management For For
1.8 Elect Director John G. Schreiber Management For Withhold
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CELANESE CORPORATION
Meeting Date:  APR 24, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  CE
Security ID:  150870103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jean S. Blackwell Management For For
1b Elect Director Martin G. McGuinn Management For For
1c Elect Director Daniel S. Sanders Management For For
1d Elect Director John K. Wulff Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
CENTERPOINT ENERGY, INC.
Meeting Date:  APR 24, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  CNP
Security ID:  15189T107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Milton Carroll Management For For
1b Elect Director Michael P. Johnson Management For For
1c Elect Director Janiece M. Longoria Management For For
1d Elect Director Scott J. McLean Management For For
1e Elect Director Scott M. Prochazka Management For For
1f Elect Director Susan O. Rheney Management For For
1g Elect Director Phillip R. Smith Management For For
1h Elect Director R. A. Walker Management For For
1i Elect Director Peter S. Wareing Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CHEVRON CORPORATION
Meeting Date:  MAY 28, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  166764100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linnet F. Deily Management For For
1b Elect Director Robert E. Denham Management For For
1c Elect Director Alice P. Gast Management For For
1d Elect Director Enrique Hernandez, Jr. Management For For
1e Elect Director Jon M. Huntsman, Jr. Management For For
1f Elect Director George L. Kirkland Management For For
1g Elect Director Charles W. Moorman, IV Management For For
1h Elect Director Kevin W. Sharer Management For For
1i Elect Director John G. Stumpf Management For For
1j Elect Director Ronald D. Sugar Management For For
1k Elect Director Carl Ware Management For For
1l Elect Director John S. Watson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Charitable Contributions Shareholder Against Abstain
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Report on Management of Hydraulic Fracturing Risks and Opportunities Shareholder Against For
7 Require Independent Board Chairman Shareholder Against Against
8 Amend Bylaws -- Call Special Meetings Shareholder Against For
9 Require Director Nominee with Environmental Experience Shareholder Against For
10 Adopt Guidelines for Country Selection Shareholder Against For
 
CINEMARK HOLDINGS, INC.
Meeting Date:  MAY 22, 2014
Record Date:  APR 02, 2014
Meeting Type:  ANNUAL
Ticker:  CNK
Security ID:  17243V102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Steven P. Rosenberg Management For For
1.2 Elect Director Enrique F. Senior Management For For
1.3 Elect Director Donald G. Soderquist Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CISCO SYSTEMS, INC.
Meeting Date:  NOV 19, 2013
Record Date:  SEP 20, 2013
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Carol A. Bartz Management For For
1b Elect Director Marc Benioff Management For For
1c Elect Director Gregory Q. Brown Management For For
1d Elect Director M. Michele Burns Management For For
1e Elect Director Michael D. Capellas Management For For
1f Elect Director John T. Chambers Management For For
1g Elect Director Brian L. Halla Management For For
1h Elect Director John L. Hennessy Management For For
1i Elect Director Kristina M. Johnson Management For For
1j Elect Director Roderick C. McGeary Management For For
1k Elect Director Arun Sarin Management For For
1l Elect Director Steven M. West Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Auditors Management For For
5 Approve Proxy Advisor Competition Shareholder Against Against
 
CITIGROUP INC.
Meeting Date:  APR 22, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michael L. Corbat Management For For
1b Elect Director Duncan P. Hennes Management For For
1c Elect Director Franz B. Humer Management For For
1d Elect Director Eugene M. McQuade Management For For
1e Elect Director Michael E. O'Neill Management For For
1f Elect Director Gary M. Reiner Management For For
1g Elect Director Judith Rodin Management For For
1h Elect Director Robert L. Ryan Management For For
1i Elect Director Anthony M. Santomero Management For For
1j Elect Director Joan E. Spero Management For For
1k Elect Director Diana L. Taylor Management For For
1l Elect Director William S. Thompson, Jr. Management For For
1m Elect Director James S. Turley Management For For
1n Elect Director Ernesto Zedillo Ponce de Leon Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
5 Stock Retention/Holding Period Shareholder Against Against
6 Report on Lobbying Payments and Policy Shareholder Against For
7 Amend Director Indemnifications Provisions Shareholder Against Against
8 Adopt Proxy Access Right Shareholder Against Against
 
CLECO CORPORATION
Meeting Date:  APR 25, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  CNL
Security ID:  12561W105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William L. Marks Management For For
1.2 Elect Director Peter M. Scott, III Management For For
1.3 Elect Director William H. Walker, Jr. Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
CMS ENERGY CORPORATION
Meeting Date:  MAY 16, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  CMS
Security ID:  125896100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jon E. Barfield Management For For
1.2 Elect Director Kurt L. Darrow Management For For
1.3 Elect Director Stephen E. Ewing Management For For
1.4 Elect Director Richard M. Gabrys Management For For
1.5 Elect Director William D. Harvey Management For For
1.6 Elect Director David W. Joos Management For For
1.7 Elect Director Philip R. Lochner, Jr. Management For For
1.8 Elect Director John G. Russell Management For For
1.9 Elect Director Kenneth L. Way Management For For
1.10 Elect Director Laura H. Wright Management For For
1.11 Elect Director John B. Yasinsky Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Approve Omnibus Stock Plan Management For For
5 Approve Executive Incentive Bonus Plan Management For For
 
COMCAST CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth J. Bacon Management For For
1.2 Elect Director Sheldon M. Bonovitz Management For For
1.3 Elect Director Edward D. Breen Management For For
1.4 Elect Director Joseph J. Collins Management For For
1.5 Elect Director J. Michael Cook Management For For
1.6 Elect Director Gerald L. Hassell Management For For
1.7 Elect Director Jeffrey A. Honickman Management For For
1.8 Elect Director Eduardo G. Mestre Management For For
1.9 Elect Director Brian L. Roberts Management For For
1.10 Elect Director Ralph J. Roberts Management For For
1.11 Elect Director Johnathan A. Rodgers Management For For
1.12 Elect Director Judith Rodin Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Pro-rata Vesting of Equity Plans Shareholder Against For
 
COVIDIEN PLC
Meeting Date:  MAR 19, 2014
Record Date:  JAN 09, 2014
Meeting Type:  ANNUAL
Ticker:  COV
Security ID:  G2554F113
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jose E. Almeida Management For For
1b Elect Director Joy A. Amundson Management For For
1c Elect Director Craig Arnold Management For For
1d Elect Director Robert H. Brust Management For For
1e Elect Director Christopher J. Coughlin Management For For
1f Elect Director Randall J. Hogan, III Management For For
1g Elect Director Martin D. Madaus Management For For
1h Elect Director Dennis H. Reilley Management For For
1i Elect Director Stephen H. Rusckowski Management For For
1j Elect Director Joseph A. Zaccagnino Management For For
2 Approve Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Authorize Market Purchases of Ordinary Shares Management For For
5 Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares Management For For
6 Renew Director's Authority to Issue Shares Management For Against
7 Renew Director's Authority to Issue Shares for Cash Management For Against
 
EDISON INTERNATIONAL
Meeting Date:  APR 24, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  EIX
Security ID:  281020107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jagjeet S. Bindra Management For For
1.2 Elect Director Vanessa C.L. Chang Management For For
1.3 Elect Director France A. Cordova - RESIGNED Management None None
1.4 Elect Director Theodore F. Craver, Jr. Management For For
1.5 Elect Director Bradford M. Freeman Management For For
1.6 Elect Director Luis G. Nogales Management For For
1.7 Elect Director Richard T. Schlosberg, III Management For For
1.8 Elect Director Linda G. Stuntz Management For For
1.9 Elect Director Thomas C. Sutton Management For For
1.10 Elect Director Ellen O. Tauscher Management For For
1.11 Elect Director Peter J. Taylor Management For For
1.12 Elect Director Brett White Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against For
 
EOG RESOURCES, INC.
Meeting Date:  MAY 01, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  EOG
Security ID:  26875P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Janet F. Clark Management For For
1b Elect Director Charles R. Crisp Management For For
1c Elect Director James C. Day Management For For
1d Elect Director Mark G. Papa Management For For
1e Elect Director H. Leighton Steward Management For For
1f Elect Director Donald F. Textor Management For For
1g Elect Director William R. Thomas Management For For
1h Elect Director Frank G. Wisner Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Management of Hydraulic Fracturing Risks and Opportunities Shareholder Against For
5 Report on Methane Emissions Management and Reduction Targets Shareholder Against For
 
EXXON MOBIL CORPORATION
Meeting Date:  MAY 28, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  XOM
Security ID:  30231G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael J. Boskin Management For For
1.2 Elect Director Peter Brabeck-Letmathe Management For For
1.3 Elect Director Ursula M. Burns Management For For
1.4 Elect Director Larry R. Faulkner Management For For
1.5 Elect Director Jay S. Fishman Management For For
1.6 Elect Director Henrietta H. Fore Management For For
1.7 Elect Director Kenneth C. Frazier Management For For
1.8 Elect Director William W. George Management For For
1.9 Elect Director Samuel J. Palmisano Management For For
1.10 Elect Director Steven S Reinemund Management For For
1.11 Elect Director Rex W. Tillerson Management For For
1.12 Elect Director William C. Weldon Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require a Majority Vote for the Election of Directors Shareholder Against For
5 Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually Shareholder Against Against
6 Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity Shareholder Against Abstain
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Adopt Quantitative GHG Goals for Products and Operations Shareholder Against For
 
HCA HOLDINGS, INC.
Meeting Date:  APR 23, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  HCA
Security ID:  40412C101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard M. Bracken Management For For
1.2 Elect Director R. Milton Johnson Management For For
1.3 Elect Director Robert J. Dennis Management For For
1.4 Elect Director Nancy-Ann DeParle Management For For
1.5 Elect Director Thomas F. Frist III Management For For
1.6 Elect Director William R. Frist Management For For
1.7 Elect Director Ann H. Lamont Management For For
1.8 Elect Director Jay O. Light Management For For
1.9 Elect Director Geoffrey G. Meyers Management For For
1.10 Elect Director Michael W. Michelson Management For For
1.11 Elect Director Stephen G. Pagliuca Management For For
1.12 Elect Director Wayne J. Riley Management For For
1.13 Elect Director John W. Rowe Management For For
2 Ratify Auditors Management For For
3 Approve Nonqualified Employee Stock Purchase Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
HOLLYFRONTIER CORPORATION
Meeting Date:  MAY 14, 2014
Record Date:  MAR 17, 2014
Meeting Type:  ANNUAL
Ticker:  HFC
Security ID:  436106108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas Y. Bech Management For For
1b Elect Director Leldon E. Echols Management For For
1c Elect Director R. Kevin Hardage Management For For
1d Elect Director Michael C. Jennings Management For For
1e Elect Director Robert J. Kostelnik Management For For
1f Elect Director James H. Lee Management For For
1g Elect Director Franklin Myers Management For For
1h Elect Director Michael E. Rose Management For For
1i Elect Director Tommy A. Valenta Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Adopt Quantitative GHG Goals for Products and Operations Shareholder Against For
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  APR 28, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Gordon M. Bethune Management For For
1B Elect Director Kevin Burke Management For For
1C Elect Director Jaime Chico Pardo Management For For
1D Elect Director David M. Cote Management For For
1E Elect Director D. Scott Davis Management For For
1F Elect Director Linnet F. Deily Management For For
1G Elect Director Judd Gregg Management For For
1H Elect Director Clive Hollick Management For For
1I Elect Director Grace D. Lieblein Management For For
1J Elect Director George Paz Management For For
1K Elect Director Bradley T. Sheares Management For For
1L Elect Director Robin L. Washington Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Require Independent Board Chairman Shareholder Against For
5 Provide Right to Act by Written Consent Shareholder Against For
6 Pro-rata Vesting of Equity Awards Shareholder Against For
7 Report on Lobbying Payments and Policy Shareholder Against For
 
HUBBELL INCORPORATED
Meeting Date:  MAY 06, 2014
Record Date:  MAR 07, 2014
Meeting Type:  ANNUAL
Ticker:  HUB.B
Security ID:  443510201
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Carlos M. Cardoso Management For For
1.2 Elect Director Lynn J. Good Management For For
1.3 Elect Director Anthony J. Guzzi Management For For
1.4 Elect Director Neal J. Keating Management For For
1.5 Elect Director John F. Malloy Management For For
1.6 Elect Director Andrew McNally, IV Management For For
1.7 Elect Director David G. Nord Management For For
1.8 Elect Director G. Jackson Ratcliffe Management For For
1.9 Elect Director Carlos A. Rodriguez Management For For
1.10 Elect Director John G. Russell Management For For
1.11 Elect Director Steven R. Shawley Management For For
1.12 Elect Director Richard J. Swift Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 20, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director James A. Bell Management For For
1c Elect Director Crandall C. Bowles Management For For
1d Elect Director Stephen B. Burke Management For For
1e Elect Director James S. Crown Management For For
1f Elect Director James Dimon Management For For
1g Elect Director Timothy P. Flynn Management For For
1h Elect Director Laban P. Jackson, Jr. Management For For
1i Elect Director Michael A. Neal Management For For
1j Elect Director Lee R. Raymond Management For For
1k Elect Director William C. Weldon Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Report on Lobbying Payments and Policy Shareholder Against Abstain
5 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against For
6 Provide for Cumulative Voting Shareholder Against Against
 
JUNIPER NETWORKS, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  JNPR
Security ID:  48203R104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Pradeep Sindhu Management For For
1.2 Elect Director Robert M. Calderoni Management For For
1.3 Elect Director Mary B. Cranston Management For For
1.4 Elect Director J. Michael Lawrie Management For For
1.5 Elect Director David Schlotterbeck Management For For
1.6 Elect Director Shaygan Kheradpir Management For For
1.7 Elect Director Kevin DeNuccio Management For For
1.8 Elect Director Gary Daichendt Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
KINDER MORGAN, INC.
Meeting Date:  MAY 19, 2014
Record Date:  MAR 28, 2014
Meeting Type:  ANNUAL
Ticker:  KMI
Security ID:  49456B101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard D. Kinder Management For For
1.2 Elect Director Steven J. Kean Management For For
1.3 Elect Director Anthony W. Hall, Jr. Management For For
1.4 Elect Director Deborah A. Macdonald Management For For
1.5 Elect Director Michael J. Miller Management For For
1.6 Elect Director Michael C. Morgan Management For For
1.7 Elect Director Fayez Sarofim Management For For
1.8 Elect Director C. Park Shaper Management For For
1.9 Elect Director Joel V. Staff Management For For
1.10 Elect Director John M. Stokes Management For For
1.11 Elect Director Robert F. Vagt Management For For
2 Ratify Auditors Management For For
3 Report on Financial Risks of Climate Change Shareholder Against For
4 Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets Shareholder Against For
5 Report on Sustainability Shareholder Against For
 
LYONDELLBASELL INDUSTRIES NV
Meeting Date:  APR 16, 2014
Record Date:  MAR 19, 2014
Meeting Type:  ANNUAL
Ticker:  LYB
Security ID:  N53745100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Jagjeet S. Bindra to Supervisory Board Management For For
1b Elect Milton Carroll to Supervisory Board Management For For
1c Elect Claire S. Farley to Supervisory Board Management For For
1d Elect Rudy van der Meer to Supervisory Board Management For For
1e Elect Isabella D. Goren to Supervisory Board Management For For
1f Elect Nance K. Dicciani to Supervisory Board Management For For
2a Elect Karyn F. Ovelmen to Management Board Management For For
2b Elect Craig B. Glidden to Management Board Management For For
2c Elect Bhavesh V. Patel to Management Board Management For For
2d Elect Patrick D. Quarles to Management Board Management For For
2e Elect Timothy D. Roberts to Management Board Management For For
3 Adopt Financial Statements and Statutory Reports Management For For
4 Approve Discharge of Management Board Management For For
5 Approve Discharge of Supervisory Board Management For For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
7 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors Management For For
8 Approve Dividends of USD 2.20 Per Share Management For For
9 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For
11 Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account Management For For
 
M&T BANK CORPORATION
Meeting Date:  APR 15, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  MTB
Security ID:  55261F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Brent D. Baird Management For For
1.2 Elect Director C. Angela Bontempo Management For For
1.3 Elect Director Robert T. Brady Management For For
1.4 Elect Director T. Jefferson Cunningham, III Management For For
1.5 Elect Director Mark J. Czarnecki Management For For
1.6 Elect Director Gary N. Geisel Management For Withhold
1.7 Elect Director John D. Hawke, Jr. Management For For
1.8 Elect Director Patrick W.E. Hodgson Management For For
1.9 Elect Director Richard G. King Management For For
1.10 Elect Director Jorge G. Pereira Management For For
1.11 Elect Director Melinda R. Rich Management For For
1.12 Elect Director Robert E. Sadler, Jr. Management For For
1.13 Elect Director Herbert L. Washington Management For For
1.14 Elect Director Robert G. Wilmers Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
MACY'S, INC.
Meeting Date:  MAY 16, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  M
Security ID:  55616P104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Stephen F. Bollenbach Management For For
1b Elect Director Deirdre P. Connelly Management For For
1c Elect Director Meyer Feldberg Management For For
1d Elect Director Sara Levinson Management For For
1e Elect Director Terry J. Lundgren Management For For
1f Elect Director Joseph Neubauer Management For For
1g Elect Director Joyce M. Roche Management For For
1h Elect Director Paul C. Varga Management For For
1i Elect Director Craig E. Weatherup Management For For
1j Elect Director Marna C. Whittington Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
MCDONALD'S CORPORATION
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  MCD
Security ID:  580135101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Susan E. Arnold Management For For
1b ElectionElect Director Richard H. Lenny Management For For
1c Elect Director Walter E. Massey Management For For
1d Elect Director Cary D. McMillan Management For For
1e Elect Director Sheila A. Penrose Management For For
1f Elect Director John W. Rogers, Jr. Management For For
1g Elect Director Roger W. Stone Management For For
1h Elect Director Miles D. White Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Executive Incentive Bonus Plan Management For For
4 Ratify Auditors Management For For
5 Provide Right to Act by Written Consent Shareholder Against For
 
MERCK & CO., INC.
Meeting Date:  MAY 27, 2014
Record Date:  MAR 31, 2014
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Leslie A. Brun Management For For
1b Elect Director Thomas R. Cech Management For For
1c Elect Director Kenneth C. Frazier Management For For
1d Elect Director Thomas H. Glocer Management For For
1e Elect Director William B. Harrison, Jr. Management For For
1f Elect Director C. Robert Kidder Management For For
1g Elect Director Rochelle B. Lazarus Management For For
1h Elect Director Carlos E. Represas Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Craig B. Thompson Management For For
1k Elect Director Wendell P. Weeks Management For For
1l Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Provide Right to Act by Written Consent Shareholder Against For
5 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against For
 
NOBLE ENERGY, INC.
Meeting Date:  APR 22, 2014
Record Date:  MAR 05, 2014
Meeting Type:  ANNUAL
Ticker:  NBL
Security ID:  655044105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jeffrey L. Berenson Management For For
1.2 Elect Director Michael A. Cawley Management For For
1.3 Elect Director Edward F. Cox Management For For
1.4 Elect Director Charles D. Davidson Management For For
1.5 Elect Director Thomas J. Edelman Management For For
1.6 Elect Director Eric P. Grubman Management For For
1.7 Elect Director Kirby L. Hedrick Management For For
1.8 Elect Director Scott D. Urban Management For For
1.9 Elect Director William T. Van Kleef Management For For
1.10 Elect Director Molly K. Williamson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
NORTHROP GRUMMAN CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  MAR 18, 2014
Meeting Type:  ANNUAL
Ticker:  NOC
Security ID:  666807102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Wesley G. Bush Management For For
1.2 Elect Director Victor H. Fazio Management For For
1.3 Elect Director Donald E. Felsinger Management For For
1.4 Elect Director Bruce S. Gordon Management For For
1.5 Elect Director William H. Hernandez Management For For
1.6 Elect Director Madeleine A. Kleiner Management For For
1.7 Elect Director Karl J. Krapek Management For For
1.8 Elect Director Richard B. Myers Management For For
1.9 Elect Director Gary Roughead Management For For
1.10 Elect Director Thomas M. Schoewe Management For For
1.11 Elect Director Kevin W. Sharer Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Require Independent Board Chairman Shareholder Against Against
 
NOVARTIS AG
Meeting Date:  FEB 25, 2014
Record Date:  JAN 16, 2014
Meeting Type:  ANNUAL
Ticker:  NOVN
Security ID:  66987V109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Discharge of Board and Senior Management Management For Against
3 Approve Allocation of Income and Dividends of CHF 2.45 per Share Management For For
4.1 Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) Management For Against
4.2 Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) Management For For
5.1 Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors Management For For
5.2 Reelect Dimitri Azar as Director Management For For
5.3 Reelect Verena Briner as Director Management For For
5.4 Reelect Srikant Datar as Director Management For For
5.5 Reelect Ann Fudge as Director Management For For
5.6 Reelect Pierre Landolt as Director Management For For
5.7 Reelect Ulrich Lehner as Director Management For For
5.8 Reelect Andreas von Planta as Director Management For For
5.9 Reelect Charles Sawyers as Director Management For For
5.10 Reelect Enrico Vanni as Director Management For For
5.11 Reelect William Winters as Director Management For For
6.1 Elect Srikant Datar as Member of the Compensation Committee Management For Against
6.2 Elect Ann Fudge as Member of the Compensation Committee Management For For
6.3 Elect Ulrich Lehner as Member of the Compensation Committee Management For Against
6.4 Elect Enrico Vanni as Member of the Compensation Committee Management For Against
7 Ratify PricewaterhouseCoopers AG as Auditors Management For For
8 Designate Peter Andreas Zahn as Independent Proxy Management For For
9 Additional And/or Counter-proposals Presented At The Meeting Management For Against
 
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 07, 2014
Record Date:  MAR 14, 2014
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harold Brown Management For For
1.2 Elect Director Andre Calantzopoulos Management For For
1.3 Elect Director Louis C. Camilleri Management For For
1.4 Elect Director Jennifer Li Management For For
1.5 Elect Director Sergio Marchionne Management For Against
1.6 Elect Director Kalpana Morparia Management For For
1.7 Elect Director Lucio A. Noto Management For For
1.8 Elect Director Robert B. Polet Management For For
1.9 Elect Director Carlos Slim Helu Management For For
1.10 Elect Director Stephen M. Wolf Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Report on Lobbying Payments and Policy Shareholder Against For
5 Adopt Policy to Restrict Non-Required Animal Testing Shareholder Against Abstain
 
PPL CORPORATION
Meeting Date:  MAY 21, 2014
Record Date:  FEB 28, 2014
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  69351T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Frederick M. Bernthal Management For For
1.2 Elect Director John W. Conway Management For For
1.3 Elect Director Philip G. Cox Management For For
1.4 Elect Director Steven G. Elliott Management For For
1.5 Elect Director Louise K. Goeser Management For For
1.6 Elect Director Stuart E. Graham Management For For
1.7 Elect Director Stuart Heydt Management For For
1.8 Elect Director Raja Rajamannar Management For For
1.9 Elect Director Craig A. Rogerson Management For For
1.10 Elect Director William H. Spence Management For For
1.11 Elect Director Natica von Althann Management For For
1.12 Elect Director Keith H. Williamson Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Report on Political Contributions Shareholder Against For
5 Amend Bylaws -- Call Special Meetings Shareholder Against For
 
QUALCOMM INCORPORATED
Meeting Date:  MAR 04, 2014
Record Date:  JAN 06, 2014
Meeting Type:  ANNUAL
Ticker:  QCOM
Security ID:  747525103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Barbara T. Alexander Management For For
1b Elect Director Donald G. Cruickshank Management For For
1c Elect Director Raymond V. Dittamore Management For For
1d Elect Director Susan Hockfield Management For For
1e Elect Director Thomas W. Horton Management For For
1f Elect Director Paul E. Jacobs Management For For
1g Elect Director Sherry Lansing Management For For
1h Elect Director Steven M. Mollenkopf Management For For
1i Elect Director Duane A. Nelles Management For For
1j Elect Director Clark T. 'Sandy' Randt, Jr. Management For For
1k Elect Director Francisco Ros Management For For
1l Elect Director Jonathan J. Rubinstein Management For For
1m Elect Director Brent Scowcroft Management For For
1n Elect Director Marc I. Stern Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
QUANTA SERVICES, INC.
Meeting Date:  MAY 22, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  PWR
Security ID:  74762E102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James R. Ball Management For For
1.2 Elect Director J. Michal Conaway Management For For
1.3 Elect Director Vincent D. Foster Management For For
1.4 Elect Director Bernard Fried Management For For
1.5 Elect Director Louis C. Golm Management For For
1.6 Elect Director Worthing F. Jackman Management For For
1.7 Elect Director James F. O Neil, III Management For For
1.8 Elect Director Bruce Ranck Management For For
1.9 Elect Director Margaret B. Shannon Management For For
1.10 Elect Director Pat Wood, III Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 20, 2014
Record Date:  MAY 16, 2014
Meeting Type:  ANNUAL
Ticker:  RDSA
Security ID:  G7690A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Policy Management For For
3 Approve Remuneration Report Management For For
4 Elect Euleen Goh as Director Management For For
5 Elect Patricia Woertz as Director Management For For
6 Elect Ben van Beurden as Director Management For For
7 Re-elect Guy Elliott as Director Management For For
8 Re-elect Simon Henry as Director Management For For
9 Re-elect Charles Holliday as Director Management For For
10 Re-elect Gerard Kleisterlee as Director Management For For
11 Re-elect Jorma Ollila as Director Management For For
12 Re-elect Sir Nigel Sheinwald as Director Management For For
13 Re-elect Linda Stuntz as Director Management For For
14 Re-elect Hans Wijers as Director Management For For
15 Re-elect Gerrit Zalm as Director Management For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
17 Authorise Board to Fix Remuneration of Auditors Management For For
18 Authorise Issue of Equity with Pre-emptive Rights Management For For
19 Authorise Issue of Equity without Pre-emptive Rights Management For For
20 Authorise Market Purchase of Ordinary Shares Management For For
21 Approve Long Term Incentive Plan Management For For
22 Approve Deferred Bonus Plan Management For For
23 Approve Restricted Share Plan Management For For
24 Approve EU Political Donations and Expenditure Management For For
 
ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 20, 2014
Record Date:  MAY 16, 2014
Meeting Type:  ANNUAL
Ticker:  RDSA
Security ID:  G7690A118
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Policy Management For For
3 Approve Remuneration Report Management For For
4 Elect Euleen Goh as Director Management For For
5 Elect Patricia Woertz as Director Management For For
6 Elect Ben van Beurden as Director Management For For
7 Re-elect Guy Elliott as Director Management For For
8 Re-elect Simon Henry as Director Management For For
9 Re-elect Charles Holliday as Director Management For For
10 Re-elect Gerard Kleisterlee as Director Management For For
11 Re-elect Jorma Ollila as Director Management For For
12 Re-elect Sir Nigel Sheinwald as Director Management For For
13 Re-elect Linda Stuntz as Director Management For For
14 Re-elect Hans Wijers as Director Management For For
15 Re-elect Gerrit Zalm as Director Management For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
17 Authorise Board to Fix Remuneration of Auditors Management For For
18 Authorise Issue of Equity with Pre-emptive Rights Management For For
19 Authorise Issue of Equity without Pre-emptive Rights Management For For
20 Authorise Market Purchase of Ordinary Shares Management For For
21 Approve Long Term Incentive Plan Management For For
22 Approve Deferred Bonus Plan Management For For
23 Approve Restricted Share Plan Management For For
24 Approve EU Political Donations and Expenditure Management For For
 
ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 20, 2014
Record Date:  APR 10, 2014
Meeting Type:  ANNUAL
Ticker:  RDSA
Security ID:  780259107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Policy Management For For
3 Approve Remuneration Report Management For For
4 Elect Euleen Goh as Director Management For For
5 Elect Patricia Woertz as Director Management For For
6 Elect Ben van Beurden as Director Management For For
7 Re-elect Guy Elliott as Director Management For For
8 Re-elect Simon Henry as Director Management For For
9 Re-elect Charles Holliday as Director Management For For
10 Re-elect Gerard Kleisterlee as Director Management For For
11 Re-elect Jorma Ollila as Director Management For For
12 Re-elect Sir Nigel Sheinwald as Director Management For For
13 Re-elect Linda Stuntz as Director Management For For
14 Re-elect Hans Wijers as Director Management For For
15 Re-elect Gerrit Zalm as Director Management For For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
17 Authorise Board to Fix Remuneration of Auditors Management For For
18 Authorise Issue of Equity with Pre-emptive Rights Management For For
19 Authorise Issue of Equity without Pre-emptive Rights Management For For
20 Authorise Market Purchase of Ordinary Shares Management For For
21 Approve Long Term Incentive Plan Management For For
22 Approve Deferred Bonus Plan Management For For
23 Approve Restricted Share Plan Management For For
24 Approve EU Political Donations and Expenditure Management For For
 
SCHLUMBERGER LIMITED
Meeting Date:  APR 09, 2014
Record Date:  FEB 19, 2014
Meeting Type:  ANNUAL
Ticker:  SLB
Security ID:  806857108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter L.S. Currie Management For For
1b Elect Director Tony Isaac Management For For
1c Elect Director K. Vaman Kamath Management For For
1d Elect Director Maureen Kempston Darkes Management For For
1e Elect Director Paal Kibsgaard Management For For
1f Elect Director Nikolay Kudryavtsev Management For For
1g Elect Director Michael E. Marks Management For For
1h Elect Director Lubna S. Olayan Management For For
1i Elect Director Leo Rafael Reif Management For For
1j Elect Director Tore I. Sandvold Management For For
1k Elect Director Henri Seydoux Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Adopt and Approve Financials and Dividends Management For For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
STARWOOD PROPERTY TRUST, INC.
Meeting Date:  APR 30, 2014
Record Date:  MAR 10, 2014
Meeting Type:  ANNUAL
Ticker:  STWD
Security ID:  85571B105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard D. Bronson Management For For
1.2 Elect Director Jeffrey F. DiModica Management For For
1.3 Elect Director Jeffrey G. Dishner Management For For
1.4 Elect Director Camille J. Douglas Management For For
1.5 Elect Director Boyd W. Fellows Management For For
1.6 Elect Director Barry S. Sternlicht Management For For
1.7 Elect Director Strauss Zelnick Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Require Independent Board Chairman Shareholder Against Against
 
TELEFONAKTIEBOLAGET LM ERICSSON
Meeting Date:  APR 11, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  ERIC B
Security ID:  W26049119
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Chairman of Meeting Management For For
2 Prepare and Approve List of Shareholders Management For For
3 Approve Agenda of Meeting Management For For
4 Acknowledge Proper Convening of Meeting Management For For
5 Designate Inspector(s) of Minutes of Meeting Management For For
6 Receive Financial Statements and Statutory Reports Management None None
7 Receive President's Report Management None None
8.1 Accept Financial Statements and Statutory Reports Management For For
8.2 Approve Discharge of Board and President Management For For
8.3 Approve Allocation of Income and Dividends of SEK 3.00 Per Share Management For For
9 Presentation of Nominating Committee's Proposals Management None None
9.1 Determine Number of Members (12) and Deputy Members (0) of Board Management For For
9.2 Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work Management For For
9.3 Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors Management For For
9.4 Approve Remuneration of Auditors Management For For
9.5 Fix Number of Auditors at One Management For For
9.6 Ratify PricewaterhouseCoopers as Auditors Management For For
10 Approve Remuneration Policy And Other Terms of Employment For Executive Management Management For For
11.1 Approve 2014 Stock Purchase Plan Management For For
11.2 Approve Equity Plan Financing (2014 Stock Purchase Plan) Management For For
11.3 Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) Management For Against
11.4 Approve 2014 Key Contributor Retention Plan Management For For
11.5 Approve Equity Plan Financing (2014 Key Contributor Retention Plan) Management For For
11.6 Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) Management For Against
11.7 Approve 2014 Executive Performance Stock Plan Management For For
11.8 Approve Equity Plan Financing (2014 Executive Performance Stock Plan) Management For For
11.9 Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) Management For Against
12 Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) Management For For
13 Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM Shareholder None For
14.1 Request Board to Take Necessary Action to Create a Shareholders Association Shareholder None Against
14.2 Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies Shareholder None Against
14.3 Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders Shareholder None Against
15 Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights Shareholder None Against
16 Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran Shareholder None Abstain
17 Close Meeting Management None None
 
THE COCA-COLA COMPANY
Meeting Date:  APR 23, 2014
Record Date:  FEB 24, 2014
Meeting Type:  ANNUAL
Ticker:  KO
Security ID:  191216100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Herbert A. Allen Management For For
1.2 Elect Director Ronald W. Allen Management For For
1.3 Elect Director Ana Botin Management For For
1.4 Elect Director Howard G. Buffett Management For For
1.5 Elect Director Richard M. Daley Management For For
1.6 Elect Director Barry Diller Management For For
1.7 Elect Director Helene D. Gayle Management For For
1.8 Elect Director Evan G. Greenberg Management For For
1.9 Elect Director Alexis M. Herman Management For For
1.10 Elect Director Muhtar Kent Management For For
1.11 Elect Director Robert A. Kotick Management For For
1.12 Elect Director Maria Elena Lagomasino Management For For
1.13 Elect Director Sam Nunn Management For For
1.14 Elect Director James D. Robinson, III Management For For
1.15 Elect Director Peter V. Ueberroth Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify Auditors Management For For
5 Require Independent Board Chairman Shareholder Against For
 
THE MACERICH COMPANY
Meeting Date:  MAY 30, 2014
Record Date:  MAR 21, 2014
Meeting Type:  ANNUAL
Ticker:  MAC
Security ID:  554382101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas D. Abbey Management For For
1b Elect Director Dana K. Anderson Management For For
1c Elect Director Arthur M. Coppola Management For For
1d Elect Director Edward C. Coppola Management For For
1e Elect Director Fred S. Hubbell Management For For
1f Elect Director Diana M. Laing Management For For
1g Elect Director Stanley A. Moore Management For For
1h Elect Director Mason G. Ross Management For For
1i Elect Director William P. Sexton Management For For
1j Elect Director Steven L. Soboroff Management For For
1k Elect Director Andrea M. Stephen Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Eliminate Supermajority Vote Requirement Management For For
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 02, 2014
Record Date:  APR 04, 2014
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William C. Ballard, Jr. Management For For
1b Elect Director Edson Bueno Management For For
1c Elect Director Richard T. Burke Management For For
1d Elect Directo Robert J. Darretta Management For For
1e Elect Director Stephen J. Hemsley Management For For
1f Elect Director Michele J. Hooper Management For For
1g Elect Director Rodger A. Lawson Management For For
1h Elect Director Douglas W. Leatherdale Management For For
1i Elect Director Glenn M. Renwick Management For For
1j Elect Director Kenneth I. Shine Management For For
1k Elect Director Gail R. Wilensky Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
4 Provide for Cumulative Voting Shareholder Against Against
5 Report on Lobbying Payments and Policy Shareholder Against For
 
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date:  MAY 21, 2014
Record Date:  MAR 24, 2014
Meeting Type:  ANNUAL
Ticker:  UHS
Security ID:  913903100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Director Lawrence S. Gibbs Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Auditors Management For For
 
VALERO ENERGY CORPORATION
Meeting Date:  MAY 01, 2014
Record Date:  MAR 04, 2014
Meeting Type:  ANNUAL
Ticker:  VLO
Security ID:  91913Y100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jerry D. Choate Management For For
1b Elect Director Joseph W. Gorder Management For For
1c Elect Director William R. Klesse Management For For
1d Elect Director Deborah P. Majoras Management For For
1e Elect Director Donald L. Nickles Management For For
1f Elect Director Philip J. Pfeiffer Management For For
1g Elect Director Robert A. Profusek Management For For
1h Elect Director Susan Kaufman Purcell Management For For
1i Elect Director Stephen M. Waters Management For For
1j Elect Director Randall J. Weisenburger Management For For
1k Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Pro-rata Vesting of Equity Awards Shareholder Against For
5 Adopt Quantitative GHG Goals for Products and Operations Shareholder Against For
6 Report on Lobbying Payments and Policy Shareholder Against For
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  JAN 28, 2014
Record Date:  DEC 09, 2013
Meeting Type:  SPECIAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Increase Authorized Common Stock Management For For
3 Adjourn Meeting Management For For
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 01, 2014
Record Date:  MAR 03, 2014
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye L. Archambeau Management For For
1.2 Elect Director Richard L. Carrion Management For For
1.3 Elect Director Melanie L. Healey Management For For
1.4 Elect Director M. Frances Keeth Management For For
1.5 Elect Director Robert W. Lane Management For For
1.6 Elect Director Lowell C. McAdam Management For For
1.7 Elect Director Donald T. Nicolaisen Management For For
1.8 Elect Director Clarence Otis, Jr. Management For For
1.9 Elect Director Rodney E. Slater Management For For
1.10 Elect Director Kathryn A. Tesija Management For For
1.11 Elect Director Gregory D. Wasson Management For For
2 Ratify Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Provide Proxy Access Right Management For For
5 Report on Net Neutrality Shareholder Against Against
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against For
8 Amend Articles/Bylaws/Charter -- Call Special Meetings Shareholder Against For
9 Provide Right to Act by Written Consent Shareholder Against For
10 Approve Proxy Voting Authority Shareholder Against Against
 
WESCO INTERNATIONAL, INC.
Meeting Date:  MAY 29, 2014
Record Date:  APR 03, 2014
Meeting Type:  ANNUAL
Ticker:  WCC
Security ID:  95082P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John K. Morgan Management For For
1.2 Elect Director James L. Singleton Management For For
1.3 Elect Director Bobby J. Griffin Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Declassify the Board of Directors Management For For
4 Ratify Auditors Management For For
 
XILINX, INC.
Meeting Date:  AUG 14, 2013
Record Date:  JUN 17, 2013
Meeting Type:  ANNUAL
Ticker:  XLNX
Security ID:  983919101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Philip T. Gianos Management For For
1.2 Elect Director Moshe N. Gavrielov Management For For
1.3 Elect Director John L. Doyle Management For For
1.4 Elect Director William G. Howard, Jr. Management For For
1.5 Elect Director J. Michael Patterson Management For For
1.6 Elect Director Albert A. Pimentel Management For For
1.7 Elect Director Marshall C. Turner Management For For
1.8 Elect Director Elizabeth W. Vanderslice Management For For
2 Amend Qualified Employee Stock Purchase Plan Management For For
3 Amend Omnibus Stock Plan Management For For
4 Amend Omnibus Stock Plan Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Ratify Auditors Management For For

END NPX REPORT

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Registrant: Oppenheimer Capital Income Fund
   
By: William F. Glavin, Jr.*
  William F. Glavin, Jr.,
                          President and Principal Executive Officer

 

Date: August 22, 2014

 

 

*By:    /s/ Lisa Bloomberg  
  --------------------------------------------  
   Lisa Bloomberg, Attorney in Fact