THE SECURITIES ACT OF 1933
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x
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Pre-Effective Amendment No.
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Post-Effective Amendment No. 72
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x
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THE INVESTMENT COMPANY ACT OF 1940
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Amendment No. 56
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x
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6803 South Tucson Way
Centennial, Colorado
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80112-3924
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(Address of Principal Executive Office)
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(Zip Code)
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¨
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immediately upon filing pursuant to paragraph (b)
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x
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on August 22, 2012 pursuant to paragraph (b)
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¨
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60 days after filing pursuant to paragraph (a)(1)
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¨
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on (date) pursuant to paragraph (a)(1)
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¨
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75 days after filing pursuant to paragraph (a)(2)
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¨
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on (date) pursuant to paragraph (a)(2) of Rule 485
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¨
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this post-effective amendment designates a new effective date for a previously filed post-effective amendment
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Name and Current Position with OppenheimerFunds, Inc.
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Other Business and Connections During the Past Two Years
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Timothy L. Abbuhl,
Senior Vice President
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Treasurer of Centennial Asset Management Corporation; Vice President of OFI Institutional Asset Management, Inc., Trinity Investment Management Corporation and OFI Trust Company; Assistant Treasurer of Oppenheimer Acquisition Corp.; Vice President and Assistant Treasurer of OppenheimerFunds Distributor, Inc.
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Robert Agan,
Senior Vice President
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Senior Vice President of Shareholder Financial Services, Inc., OFI Institutional Asset Management, Inc. and Shareholders Services, Inc.; Vice President of OppenheimerFunds Distributor, Inc., Centennial Asset Management Corporation and OFI Private Investments Inc.
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Obianyo Akunwafor,
Vice President
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None
|
Carl Algermissen,
Vice President, Senior Counsel & Assistant Secretary
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Assistant Secretary of Centennial Asset Management Corporation.
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Ramesh Allu,
Vice President
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None
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Michael Amato,
Vice President
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None
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Nicole Andersen,
Assistant Vice President
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None
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Konstantin Andreev,
Assistant Vice President
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None
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Raymond Anello,
Vice President
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None
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Janette Aprilante,
Vice President & Secretary
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Secretary (since December 2001) of: Centennial Asset Management Corporation, OppenheimerFunds Distributor, Inc., HarbourView Asset Management Corporation (since June 2003), Oppenheimer Real Asset Management, Inc., Shareholder Financial Services, Inc., Shareholder Services, Inc., Trinity Investment Management Corporation (since January 2005), OppenheimerFunds Legacy Program, OFI Private Investments Inc. (since June 2003) and OFI Institutional Asset Management, Inc. (since June 2003). Assistant Secretary of OFI Trust Company (since December 2001).
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Daryl Armstrong,
Vice President
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None
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Anthony Arnese,
Assistant Vice President
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None
|
Emily Ast,
Assistant Vice President and Assistant Counsel
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Formerly an associate at Willkie Farr & Gallagher LLP.
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Hany S. Ayad,
Vice President
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None
|
Kevin Babikian,
Vice President and Assistant Counsel
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Formerly a senior associate at Dechert LLP (February 2010 – February 2012).
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James F. Bailey,
Senior Vice President
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Senior Vice President of Shareholder Services, Inc.
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Robert Baker,
Vice President
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None
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John Michael Banta,
Assistant Vice President
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None
|
Anthony Barbato,
Assistant Vice President
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None
|
Michael Barnes,
Assistant Vice President
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None
|
Adam Bass,
Assistant Vice President
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None
|
Kathleen Beichert,
Senior Vice President
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Vice President of OppenheimerFunds Distributor, Inc.
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Emanuele Bergagnini,
Vice President
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Vice President of OFI Institutional Asset Management, Inc.
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Robert Bertucci,
Vice President:
Rochester Division
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None
|
Rajeev Bhaman,
Senior Vice President
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Vice President of OFI Institutional Asset Management, Inc.
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Kamal Bhatia,
Senior Vice President
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Managing Director at TIAA-CREF (August 2006 – September 2011).
|
Ross Bielak,
Assistant Vice President
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None
|
Adam Bierstedt,
Assistant Vice President
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None
|
Mark Binning,
Assistant Vice President
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None
|
Donal Bishnoi,
Assistant Vice President
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None
|
Beth Bleimehl,
Assistant Vice President
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None
|
Michael Block,
Assistant Vice President
|
Analyst at PB Capital (June 2011); Consultant for Sound Point Capital Management (January 2011 – June 2011).
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Lisa I. Bloomberg,
Senior Vice President & Deputy General Counsel
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Assistant Secretary of Oppenheimer Real Asset Management, Inc.
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Michelle Borre Massick,
Vice President
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None
|
Lori E. Bostrom,
Senior Vice President & Deputy General Counsel
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Assistant Secretary of OppenheimerFunds Legacy Program.
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Beth Botkin,
Assistant Vice President
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None
|
John Boydell,
Vice President
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None
|
Richard Britton,
Vice President
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None
|
Jack Brown,
Vice President
|
Assistant Secretary of HarbourView Asset Management Corporation.
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Roger Buckley,
Assistant Vice President
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None
|
Joy Budzinski,
Vice President
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None
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Carla Buffulin,
Vice President
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None
|
Stephanie Bullington,
Vice President
|
None
|
Julie Burke,
Vice President
|
None
|
Lisa Burke,
Assistant Vice President
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None
|
JoAnne Butler,
Assistant Vice President
|
None
|
Debbie Byers,
Assistant Vice President
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None
|
Mary Cademartori,
Vice President and Associate Counsel
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Director and Associate General Counsel at UBS Financial Services Inc. (April 2007 – January 2011).
|
Christine Calandrella,
Assistant Vice President
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None
|
Michael Camarella,
Vice President
|
None
|
Edward Campbell,
Assistant Vice President
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None
|
Debra Casey,
Vice President
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None
|
Herman Chan,
Vice President
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None
|
Nitin Chandiramani,
Assistant Vice President
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Senior Compliance Officer at JPMorgan Asset Management (March 2008 – August 2011).
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Ronald Chibnik,
Vice President
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None
|
Bhishek Choksey,
Assistant Vice President
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None
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Patrick Sheng Chu,
Assistant Vice President
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None
|
H.C. Digby Clements,
Senior Vice President:
Rochester Division
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None
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Thomas Closs,
Assistant Vice President
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None
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Darrin Clough,
Assistant Vice President
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None
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Stephanie Colca,
Assistant Vice President
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None
|
David Cole,
Assistant Vice President
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None
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Tamara Colorado,
Vice President
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None
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Eric Compton,
Vice President
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None
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Ellen Comisar,
Assistant Vice President
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None
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Scott Cottier,
Vice President:
Rochester Division
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None
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William Couch,
Assistant Vice President
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None
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Geoffrey Craddock
Executive Vice President
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None
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Terry Crady,
Assistant Vice President
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None
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Roger W. Crandall,
Director
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President, Director and Chief Executive Officer of Massachusetts Mutual Life Insurance Company; Chairman of the Board & Class A Director of Oppenheimer Acquisition Corp.
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Lisa Crotty,
Assistant Vice President
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None
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Jerry Cubbin,
Vice President
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None
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George Curry,
Vice President
|
Vice President of OppenheimerFunds Distributor, Inc.
|
Rushan Dagli,
Vice President
|
Vice President of OFI Private Investments Inc., Shareholder Financial Services, Inc. and Shareholder Services, Inc.
|
John Damian,
Senior Vice President
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Vice President of OFI Institutional Asset Management, Inc.
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John Delano,
Vice President
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None
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Madeline Delianides,
Vice President
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None
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Kendra Delisa,
Assistant Vice President
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None
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Alessio de Longis,
Vice President
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None
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Brendan Deasy,
Vice President
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None
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Damaris De Los Santos,
Assistant Vice President
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None
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Richard Demarco,
Assistant Vice President
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None
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Mark Demitry,
Vice President
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None
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Robin Dey,
Vice President
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None
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Craig P. Dinsell,
Executive Vice President
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None
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Randall C. Dishmon,
Vice President
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None
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Ryan Dolan,
Assistant Vice President
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None
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Steven D. Dombrower,
Vice President
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Senior Vice President of OFI Private Investments Inc.; Vice President of OppenheimerFunds Distributor, Inc.
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Andrew Doyle,
Senior Vice President
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None
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Thomas Doyle,
Assistant Vice President
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None
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Adam Drvenkar,
Assistant Vice President
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None
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Robert Dunphy,
Vice President
|
None
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Brian Dvorak,
Vice President
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None
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Taylor Edwards,
Vice President & Senior Counsel
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None
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Eden Elder,
Vice President
|
None
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Peter Ellman,
Assistant Vice President
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None
|
Christopher Emanuel,
Vice President
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None
|
Daniel R. Engstrom,
Vice President
|
None
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James Robert Erven,
Vice President
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None
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Dana Espinel,
Assistant Vice President
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Senior Meetings Events Manager at Wolters Kluwer (May 2007 – October 2010).
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George R. Evans,
Senior Vice President & Director of Equities
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None
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Kathy Faber,
Assistant Vice President
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None
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David Falicia,
Assistant Vice President
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Assistant Secretary of HarbourView Asset Management Corporation.
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Matthew Farkas,
Vice President and Senior Counsel
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None
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Jason Farrell,
Assistant Vice President
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None
|
Kristie Feinberg,
Senior Vice President and Treasurer
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Assistant Treasurer of Oppenheimer Acquisition Corp., Centennial Asset Management Corp., OFI Trust Company; Vice President of OFI Institutional Asset Management, Inc.; Treasurer of OppenheimerFunds Legacy Program, OFI Private Investments Inc.; Oppenheimer Real Asset Management, Inc. and HarbourView Asset Management Corporation.
|
Tracy Firmin,
Assistant Vice President
|
Branch Supervision Manager (December 2010 – November 2011) and Supervisory Principal (December 2005 – November 2011) at TIAA CREF.
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Jonathan Fischer,
Assistant Vice President
|
None
|
Steven Fling,
Assistant Vice President
|
None
|
Colleen M. Franca,
Vice President
|
None
|
Debbie Francis,
Assistant Vice President
|
None
|
Diane Frankenfield,
Senior Vice President
|
None
|
Arthur Gabinet,
Executive Vice President and General Counsel
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Executive Vice President (since May 2010) and General Counsel (since January 2011) of the Manager; General Counsel of the Distributor (since January 2011); General Counsel of Centennial Asset Management Corporation (since January 2011); Executive Vice President and General Counsel of HarbourView Asset Management Corporation (since January 2011); Assistant Secretary (since January 2011) and Director (since January 2011) of OppenheimerFunds International Ltd. and OppenheimerFunds plc; Vice President and Director of Oppenheimer Partnership Holdings, Inc. (since January 2011); Director of Oppenheimer Real Asset Management, Inc. (since January 2011); Executive Vice President and General Counsel of Shareholder Financial Services, Inc. and Shareholder Services, Inc. (since January 2011); Executive Vice President and General Counsel of OFI Private Investments, Inc. (since January 2011); Vice President of OppenheimerFunds Legacy Program (since January 2011); Vice President of Oppenheimer Acquisition Corp (since February 2011); Executive Vice President and General Counsel of OFI Institutional Asset Management, Inc. (since January 2011); General Counsel, Asset Management of the Manager (May 2010-December 2010).
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Charles Gapay,
Assistant Vice President
|
None
|
Selin Gucelik,
Vice President
|
None
|
Anthony W. Gennaro, Jr.,
Vice President
|
Vice President of OFI Institutional Asset Management, Inc.
|
Timothy Gerlach,
Assistant Vice President
|
None
|
Charles Gilbert,
Assistant Vice President
|
None
|
Alan C. Gilston,
Vice President
|
Director of OFI Trust Company.
|
Edward Gizzi,
Vice President and Assistant Counsel
|
Associate at Willkie Farr & Gallagher, LLP (February 2006 – October 2010).
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William F. Glavin, Jr., Chairman, Chief Executive Officer, President and Director
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Formerly Executive Vice President and co-Chief Operating Officer of MassMutual Financial Group; Director of OFI Institutional Asset Management, Inc. Tremont Group Holdings, Inc. and Oppenheimer Real Asset Management, Inc.; Chief Executive Officer, President & Management Director of Oppenheimer Acquisition Corp.
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Jill E. Glazerman,
Senior Vice President
|
None
|
Kevin Glenn,
Vice President
|
None
|
David Goldberg,
Assistant Vice President
|
None
|
Jennifer Goldstein,
Vice President & Assistant Counsel
|
Director at BlackRock Inc. (December 2009 – August 2011).
|
Jennifer Gomez,
Vice President
|
None
|
Manind Govil,
Senior Vice President
|
Senior Vice President of OFI Institutional Asset Management, Inc.
|
Raquel Granahan,
Senior Vice President
|
Senior Vice President of OFI Private Investments Inc.; Vice President of OppenheimerFunds Distributor, Inc., and OppenheimerFunds Legacy Program.
|
Daniel Grasman,
Senior Vice President
|
None
|
Samuel Groban,
Assistant Vice President
|
None
|
Selin Gulcelik,
Vice President
|
None
|
Daniel Gulko,
Assistant Vice President
|
None
|
Jeff Guszak,
Assistant Vice President
|
None
|
Jonathan Hagen,
Assistant Vice President
|
None
|
Marilyn Hall,
Vice President
|
None
|
Cheryl Hampton,
Vice President
|
None
|
Kelly Haney,
Assistant Vice President
|
None
|
Jason Harubin,
Assistant Vice President
|
None
|
Steve Hauenstein,
Assistant Vice President
|
None
|
Thomas B. Hayes,
Vice President
|
None
|
Heidi Heikenfeld,
Vice President
|
None
|
Lori Heinel
Senior Vice President
|
Formerly a managing director and Head of Investment Solutions at Citi Private Bank.
|
Nicholas Henry,
Assistant Vice President
|
None
|
Philipp Hensler,
Executive Vice President
|
Formerly CEO, Chairman and Managing Director at DWS Investment Distributors, Inc.; Director, Chairman of the Board & President of OppenheimerFunds Distributor, Inc.; Chairman, Chief Executive Officer & Director of Centennial Asset Management, Inc.
|
Kenneth Herold,
Assistant Vice President
|
None
|
Robert Herz,
Vice President
|
Managing Director at John W. Bristol & Co., Inc. (May 2003 – January 2011).
|
Brian Hickey,
Assistant Vice President
|
None
|
Joseph Higgins,
Vice President
|
Vice President of OFI Institutional Asset Management, Inc. and OFI Private Investments Inc.
|
Todd Hiller,
Vice President
|
None
|
Daniel Hoelscher,
Assistant Vice President
|
None
|
Eivind Holte,
Vice President
|
None
|
Craig Holloway,
Vice President
|
None
|
Brian Hourihan,
Senior Vice President & Deputy General Counsel
|
Assistant Secretary of Oppenheimer Real Asset Management, Inc., OFI Private Investments Inc., HarbourView Asset Management Corporation, OFI Institutional Asset Management, Inc. (since April 2006) and Trinity Investment Management Corporation; Secretary of OFI Trust Company.
|
Lucienne Howell,
Vice President
|
None
|
Edward Hrybenko,
Senior Vice President
|
Vice President of OppenheimerFunds Distributor, Inc.
|
Douglas Huffman,
Assistant Vice President
|
None
|
Margaret Hui,
Vice President
|
Vice President of HarbourView Asset Management Corporation.
|
Dana Hunter,
Assistant Vice President
|
None
|
Patrick Hurley,
Assistant Vice President
|
None
|
Keith Hylind,
Vice President
|
None
|
Kelly Bridget Ireland,
Vice President
|
None
|
Christopher Ivezic,
Assistant Vice President
|
None
|
Kathleen T. Ives,
Senior Vice President
|
Vice President and Assistant Secretary of OppenheimerFunds Distributor, Inc. and Shareholder Services, Inc.; Assistant Secretary of Centennial Asset Management Corporation, HarbourView Asset Management Corporation, OppenheimerFunds Legacy Program and Shareholder Financial Services, Inc.
|
Steel Jaykus,
Vice President
|
Global Head of Performance & Attribution (December 2009 – October 2011) at Morgan Stanley.
|
Frank V. Jennings,
Senior Vice President
|
None
|
Diane Johnston,
Vice President
|
Director at Fidelity Investments (May 2009 – August 2011).
|
Avinand Jutagir,
Assistant Vice President
|
None
|
Lisa Kadehjian,
Vice President
|
None
|
Rezo Kanovich,
Vice President
|
None
|
Amee Kantesaria,
Vice President, Assistant Counsel & Assistant Secretary
|
Assistant Secretary of Oppenheimer Acquisition Corp.
|
Cem Karacadag,
Vice President
|
None
|
Sean Keller,
Vice President
|
None
|
James Kennedy,
Senior Vice President
|
None
|
John Kiernan,
Vice President & Associate Counsel
|
None
|
Robert Kinsey,
Vice President
|
Formerly a Senior Vice President and Senior Portfolio Specialist at ING Investment Management.
|
Turgot Kisinbay,
Assistant Vice President
|
Economist at the International Monetary Fund (June 2002 – July 2011).
|
Audrey Kiszla,
Vice President
|
None
|
Daniel Kohn,
Vice President
|
None
|
Martin S. Korn,
Senior Vice President
|
None
|
Arin Kornschankul,
Assistant Vice President
|
None
|
Michael Kotlarz,
Vice President
|
None
|
Brian Kramer,
Vice President
|
Assistant Treasurer of Oppenheimer Acquisition Corp.
|
Magnus Krantz,
Vice President
|
None
|
Alen Kreso,
Assistant Vice President
|
None
|
Robert Kuhta,
Vice President
|
Client Service Lead at Slalom Consulting (September 2009 – June 2011)
|
Alexander Kurinets,
Assistant Vice President
|
None
|
Gloria LaFond,
Assistant Vice President
|
None
|
Lisa Lamentino,
Vice President
|
None
|
Eric Larson,
Vice President
|
None
|
John Lech,
Vice President
|
None
|
Helena Lee,
Assistant Vice President
|
Previously an associate at Citigroup (October 2006 – February 2011).
|
Johnny C. Lee,
Vice President & Assistant Counsel
|
None
|
Young-Sup Lee,
Vice President
|
None
|
Randy Legg,
Vice President & Senior Counsel
|
None
|
Michael Leskinen,
Vice President
|
None
|
Michael S. Levine,
Vice President
|
None
|
Brian Levitt,
Vice President
|
None
|
Justin Leverenz,
Senior Vice President
|
None
|
Gang Li,
Vice President
|
None
|
Shanquan Li,
Senior Vice President
|
None
|
Julie A. Libby,
Senior Vice President
|
President and Chief Operating Officer of OFI Private Investments Inc.
|
Mitchell J. Lindauer,
Vice President & Assistant General Counsel
|
None
|
William Linden,
Vice President
|
None
|
Jay Lisowski,
Vice President
|
None
|
Justin Livengood,
Vice President
|
None
|
Jennifer Loew,
Vice President
|
Director of Business Development at Michael C. Fina Corporate Sales, Inc. (April 2010 – May 2011).
|
Christina Loftus,
Senior Vice President
|
None
|
David P. Lolli,
Assistant Vice President
|
None
|
Daniel G. Loughran,
Senior Vice President:
Rochester Division
|
None
|
David Lukkes,
Assistant Vice President
|
None
|
Misha Lozovik,
Vice President
|
None
|
Dongyan Ma,
Assistant Vice President
|
None
|
Chris Marlowe,
Assistant Vice President
|
None
|
Kenneth Martin,
Vice President
|
None
|
William T. Mazzafro,
Vice President
|
None
|
Melissa Mazer,
Vice President
|
None
|
Neil McCarthy,
Vice President
|
Vice President of OFI Institutional Asset Management, Inc. and OFI Private Investments Inc.
|
Elizabeth McCormack,
Vice President
|
Vice President and Assistant Secretary of HarbourView Asset Management Corporation; Vice President of OFI Institutional Asset Management, Inc., and OFI Trust Company.
|
Joseph McDonnell,
Vice President
|
None
|
Annika McGovern,
Vice President
|
None
|
Joseph McGovern,
Vice President
|
None
|
Benedict Mclaughlin,
Assistant Vice President
|
None
|
William McNamara,
Vice President
|
Vice President of OFI Private Investments Inc.
|
Michael Medev,
Assistant Vice President
|
None
|
Krishna Memani,
Senior Vice President and Director of Fixed Income
|
Senior Vice President of OFI Institutional Asset Management, Inc.
|
Carlos Mena,
Assistant Vice President
|
Assistant Vice President of HarbourView Asset Management Corporation; Vice President at Bank of New York Mellon (February 2000 – January 2011).
|
Jay Mewhirter,
Vice President
|
None
|
Andrew J. Mika,
Senior Vice President
|
None
|
Jan Miller,
Assistant Vice President
|
None
|
Rejeev Mohammed,
Assistant Vice President
|
None
|
David Moore,
Vice President
|
None
|
Sarah Morrison,
Assistant Vice President
|
None
|
Elizabeth Mossow,
Assistant Vice President
|
None
|
Jill Mulcahy,
Vice President:
Rochester Division
|
None
|
Christina Nasta,
Senior Vice President
|
Vice President of OppenheimerFunds Distributor, Inc.
|
Amie Nelson,
Vice President
|
None
|
Eugene Nemirovsky,
Assistant Vice President
|
Senior Interactive Developer at Ogilvy & Mather (August 2006 – May 2011).
|
Derek Newman,
Vice President and Assistant Counsel
|
None
|
Paul Newman,
Assistant Vice President
|
None
|
Linh Nguyen,
Assistant Vice President
|
None
|
Christopher Nicholson,
Vice President
|
None
|
James B. O’Connell,
Assistant Vice President
|
None
|
Patricia O’Connor,
Assistant Vice President
|
None
|
Matthew O’Donnell,
Vice President
|
None
|
Lisa Ogren,
Vice President
|
None
|
Tony Oh,
Vice President
|
None
|
Kristin Pak,
Vice President
|
None
|
Lerae A. Palumbo,
Assistant Vice President
|
None
|
Phillip Parrotta,
Senior Vice President
|
None
|
Kim Pascalau,
Vice President
|
Assistant Vice President of Shareholder Services, Inc. and Shareholder Financial Services, Inc.
|
Monica Patel,
Vice President
|
Vice President and Senior HR Generalist (May 2010 – May 2011) and Lead HR Generalist (May 2011 – May 2012) at CITI.
|
Robert H. Pemble,
Vice President
|
None
|
Lori L. Penna,
Vice President
|
None
|
Nadia Persaud,
Assistant Vice President and Assistant Counsel
|
Formerly an associate at Sidley Austin, LLP.
|
Brian Petersen,
Vice President
|
Assistant Treasurer of OppenheimerFunds Legacy Program.
|
Marmeline Petion-Midy,
Vice President
|
None
|
David Pfeffer,
Executive Vice President, Chief Financial Officer & Director
|
Management Director and Treasurer of Oppenheimer Acquisition Corp.; Director of OppenheimerFunds Distributor, Inc., OFI Private Investments Inc. and Oppenheimer Real Asset Management, Inc.; Director & Executive Vice President OFI Institutional Asset Management, Inc. and Trinity Investment Management Corporation; Senior Vice President of OFI Trust Company; Director & President of HarbourView Asset Management Corporation; Director of Shareholder Services, Inc., Centennial Asset Management Corporation, Tremont Group Holdings, Inc. and Shareholder Financial Services, Inc.
|
James F. Phillips,
Senior Vice President
|
None
|
Gary Pilc,
Vice President
|
None
|
Cheryl Pipia,
Senior Vice President
|
None
|
Michael Pleet,
Assistant Vice President
|
None
|
Sergei Polevikov,
Assistant Vice President
|
None
|
Stacy Pottinger,
Vice President
|
None
|
Christopher Proctor,
Vice President
|
None
|
John Ptasinski,
Assistant Vice President
|
Formerly a Senior Manager at Jeppesen Sanderson, and Boeing Company (November 2003 – January 2011).
|
Ellen Puckett,
Assistant Vice President
|
None
|
Charlie Pulire,
Assistant Vice President
|
None
|
Jodi Pullman,
Vice President
|
None
|
Paul Quarles,
Assistant Vice President
|
None
|
Michael E. Quinn,
Vice President
|
None
|
Jodi Robinowitz,
Senior Vice President
|
Head of Talent Management and Acquisition at BNP Paribas (October 2008 – June 2011).
|
Julie S. Radtke,
Vice President
|
None
|
Benjamin Ram,
Vice President
|
Vice President of OFI Institutional Asset Management, Inc.
|
Lun Rao,
Assistant Vice President
|
None
|
Amber Reilly,
Assistant Vice President
|
None
|
Jill Reiter,
Assistant Vice President
|
None
|
Maria Ribeiro De Castro,
Vice President
|
None
|
Benjamin Rockmuller,
Vice President
|
None
|
Antoinette Rodriguez,
Vice President
|
None
|
Lucille Rodriguez,
Assistant Vice President
|
None
|
Michael Rollings,
Director
|
Executive Vice President and Chief Financial Officer of Massachusetts Mutual Life Insurance Company; Class A Director of Oppenheimer Acquisition Corp.
|
Stacey Roode,
Senior Vice President
|
Senior Vice President of OppenheimerFunds Legacy Program, Shareholder Financial Services, Inc. and Shareholder Services, Inc.
|
Jacob Rothschild,
Vice President
|
Director of Digital Media & Business Development (June 2008 – November 2010).
|
Sara Rosenblatt,
Vice President
|
None
|
Erica Rualo,
Vice President
|
None
|
Adrienne Ruffle,
Vice President & Associate Counsel
|
Assistant Secretary of OppenheimerFunds Legacy Program and OFI Private Investments Inc.
|
Gerald Rutledge,
Vice President
|
None
|
Sean Ryan,
Vice President and Assistant Counsel
|
None
|
Gary Salerno,
Assistant Vice President
|
None
|
Catherine Sanders,
Assistant Vice President
|
President & Consultant (July 2009 – September 2011) of The Sanders Group.
|
Valerie Sanders,
Vice President
|
None
|
Mark Santero,
Senior Vice President
|
None
|
Carlos Santiago
Vice President
|
None
|
Kurt Savallo,
Assistant Vice President
|
Formerly Senior Business Analyst at OppenheimerFunds, Inc.
|
Marc Schmidt,
Assistant Vice President
|
None
|
Erik Schneberger,
Vice President
|
Vice President at Morgan Stanley Smith Barney (January 2008 – May 2011).
|
Patrick Schneider,
Vice President
|
None
|
Scott A. Schwegel,
Assistant Vice President
|
None
|
Melinda Scott,
Assistant Vice President
|
Assistant Controller at Transamerica Corporation (August 2002 – May 2012)
|
Sibil Sebastian,
Assistant Vice President
|
Product Marketing associate at BlackRock (October 2010 – February 2012).
|
Allan P. Sedmak,
Assistant Vice President
|
None
|
Matthew Severski,
Assistant Vice President
|
None
|
Jennifer L. Sexton,
Vice President
|
Senior Vice President of OFI Private Investments Inc.
|
Amy Shapiro,
Vice President and Assistant Counsel
|
Counsel at Lord, Abbett & Co. LLC (June 2005 – January 2012).
|
Asutosh Shah,
Vice President
|
None
|
Kamal Shah,
Vice President
|
None
|
Tammy Sheffer,
Senior Vice President
|
None
|
Richard Shepley,
Vice President
|
None
|
William Sheppard,
Vice President
|
None
|
Mary Dugan Sheridan,
Vice President
|
None
|
Nicholas Sherwood,
Assistant Vice President
|
None
|
Joel Simon,
Vice President
|
None
|
David C. Sitgreaves,
Assistant Vice President
|
None
|
Jan Smith,
Assistant Vice President
|
None
|
Stuart Smith,
Assistant Vice President
|
None
|
Marc Sommer,
Assistant Vice President
|
Director of Finance & Administration at Hearst Corporation (February 2008 – August 2011).
|
Louis Sortino,
Vice President:
Rochester Division
|
None
|
Keith J. Spencer,
Senior Vice President
|
None
|
Tim Spitz,
Assistant Vice President
|
None
|
Kirti Srikant,
Assistant Vice President
|
None
|
Brett Stein,
Vice President
|
None
|
Richard A. Stein,
Senior Vice President:
Rochester Division
|
None
|
Arthur P. Steinmetz,
Executive Vice President & Chief Investment Officer
|
Director and Senior Vice President of HarbourView Asset Management Corporation; Vice President of OFI Institutional Asset Management, Inc.; Director & President of Oppenheimer Real Asset Management, Inc.
|
Michael Sternhell,
Vice President & Associate Counsel
|
Formerly a securities litigator at Kramer Leven Naftalis & Frankel LLP.
|
Benjamin Stewart,
Senior Vice President
|
None
|
Shannon Steward,
Assistant Vice President
|
None
|
Wayne Strauss,
Vice President
|
None
|
Peter Strzalkowski,
Vice President
|
Vice President of HarbourView Asset Management, Inc.
|
Agata Strzelichowski,
Assistant Vice President
|
None
|
Stuart Smith,
Assistant Vice President
|
None
|
Amy Sullivan,
Assistant Vice President
|
Assistant Secretary of HarbourView Asset Management, Inc.
|
Michael Sussman,
Vice President
|
Vice President of OppenheimerFunds Distributor, Inc.
|
Saul Tessler,
Assistant Vice President
|
None
|
Christopher Thabet,
Assistant Vice President
|
Assistant Vice President at ING Investment Management (May 2012 – April 2012).
|
Kelly Thomas,
Assistant Vice President
|
None
|
Tina Timm,
Assistant Vice President
|
None
|
Igor Tishin,
Vice President
|
Formerly an employee at Troika Dialog USA (February 2005 – January 2011).
|
Matthew Torpey,
Vice President
|
None
|
Melinda Trujillo,
Vice President
|
None
|
Leonid Tsvayg,
Assistant Vice President
|
None
|
Angela Uttaro,
Vice President: Rochester Division
|
None
|
Tanya Valle,
Assistant Vice President
|
None
|
Julie Van Cleave,
Vice President
|
None
|
Clint Van Hellemont,
Assistant Vice President
|
None
|
Mark S. Vandehey,
Senior Vice President & Chief Compliance Officer
|
Vice President and Chief Compliance Officer of OppenheimerFunds Distributor, Inc., Centennial Asset Management Corporation and Shareholder Services, Inc.; Chief Compliance Officer of HarbourView Asset Management Corporation, Oppenheimer Real Asset Management, Inc., Shareholder Financial Services, Inc., Trinity Investment Management Corporation, OppenheimerFunds Legacy Program, OFI Private Investments Inc. and OFI Trust Company and OFI Institutional Asset Management, Inc.
|
Raman Vardharaj,
Vice President
|
Vice President of OFI Institutional Asset Management, Inc.
|
Rene Vecka,
Vice President:
Rochester Division
|
None
|
Ryan Virag,
Assistant Vice President
|
None
|
Alyse Vishnick,
Assistant Vice President
|
None
|
Jake Vogelaar,
Assistant Vice President
|
None
|
Phillip F. Vottiero,
Senior Vice President
|
None
|
Mark Wachter,
Vice President
|
None
|
Kenneth Waddell,
Assistant Vice President
|
None
|
Darren Walsh,
Executive Vice President
|
President and Director of Shareholder Financial Services, Inc. and Shareholder Services, Inc.
|
Eliot Walsh,
Assistant Vice President
|
None
|
Richard Walsh,
Vice President
|
Vice President of OFI Private Investments.
|
Christopher Walston,
Assistant Vice President
|
None
|
Samuel Wang,
Vice President
|
Director of Global Communications and Public Affairs at Citigroup, Inc. (January 2010 – October 2010).
|
Elizabeth Ward,
Director
|
Senior Vice President and Chief Enterprise Risk Officer of Massachusetts Mutual Life Insurance Company; Class A Director of Oppenheimer Acquisition Corp.
|
Teresa Ward,
Vice President
|
None
|
Margaret Weaver,
Vice President
|
None
|
Jerry A. Webman,
Senior Vice President
|
Senior Vice President of HarbourView Asset Management Corporation.
|
Christopher D. Weiler,
Vice President:
Rochester Division
|
None
|
Adam Weiner,
Vice President
|
None
|
Christine Wells,
Vice President
|
None
|
Joseph J. Welsh,
Senior Vice President
|
Vice President of HarbourView Asset Management Corporation; Vice President of OFI Institutional Asset Management, Inc.
|
Lindsay Whetton,
Vice President
|
Wealth Management Director at TIAA-CREF (April 2006 – June 2011).
|
Thomas Whitaker,
Vice President
|
None
|
Laura White,
Vice President
|
Formerly a Vice President at Diversified (July 2010 – May 2012)
|
Adam Wilde,
Vice President
|
Assistant Secretary of HarbourView Asset Management Corporation
|
Mitchell Williams,
Vice President
|
None
|
Martha Willis,
Executive Vice President
|
Formerly Executive Vice President of Investment Product Management at Fidelity Investments; Director of OFI Private Investments Inc., Centennial Asset Management Corporation; President & Director of OppenheimerFunds Legacy Program.
|
Troy Willis,
Vice President,
Rochester Division
|
None
|
John Wilson,
Assistant Vice President
|
None
|
Brian W. Wixted,
Senior Vice President
|
Treasurer of HarbourView Asset Management Corporation; OppenheimerFunds International Ltd., Oppenheimer Real Asset Management, Inc., Shareholder Services, Inc., Shareholder Financial Services, Inc., OFI Institutional Asset Management, Inc., OppenheimerFunds plc and OppenheimerFunds Legacy Program; Senior Vice President of OFI Private Investments Inc.; Treasurer and Chief Financial Officer of OFI Trust Company; Assistant Treasurer of Oppenheimer Acquisition Corp.
|
Carol E. Wolf,
Senior Vice President
|
Senior Vice President of HarbourView Asset Management Corporation; Vice President of OFI Institutional Asset Management, Inc. and Centennial Asset Management Corporation; serves on the Board of the Colorado Ballet.
|
Oliver Wolff,
Assistant Vice President
|
Assistant Secretary of HarbourView Asset Management Corporation.
|
Caleb C. Wong,
Vice President
|
Vice President of OFI Institutional Asset Management, Inc.
|
Geoffrey Yaworski,
Assistant Vice President
|
None
|
Sookhee Yee,
Assistant Vice President
|
None
|
John Yoder,
Vice President and Assistant Counsel
|
Senior Counsel at the U.S. Securities and Exchange Commission (August 2005 – June 2011).
|
Edward C. Yoensky,
Assistant Vice President
|
None
|
Geoff Youell,
Assistant Vice President
|
None
|
Anna Zatulovskaya,
Assistant Vice President
|
None
|
Sara Zervos,
Senior Vice President
|
None
|
Steven Zhang,
Vice President
|
Director of Marketing and Business Analytics Lord Abbett & Co. (August 2005 – February 2012).
|
Ronald Zibelli, Jr.
Vice President
|
None
|
Matthew Ziehl,
Vice President
|
None
|
|
Limited Term New York Municipal Fund (a series of Rochester Portfolio Series)
|
|
Oppenheimer AMT-Free Municipals
|
|
Oppenheimer AMT-Free New York Municipals
|
|
Oppenheimer California Municipal Fund
|
|
Oppenheimer Capital Appreciation Fund
|
|
Oppenheimer Capital Income Fund
|
|
Oppenheimer Cash Reserves
|
|
Oppenheimer Champion Income Fund
|
|
Oppenheimer Commodity Strategy Total Return Fund
|
|
Oppenheimer Core Bond Fund (a series of Oppenheimer Integrity Funds)
|
|
Oppenheimer Corporate Bond Fund
|
|
Oppenheimer Currency Opportunities Fund
|
|
Oppenheimer Discovery Fund
|
|
Oppenheimer Emerging Markets Debt Fund
|
|
Oppenheimer Equity Fund
|
|
Oppenheimer Equity Income Fund, Inc.
|
|
Oppenheimer Global Strategic Income Fund
|
|
Oppenheimer Global Value Fund
|
|
Oppenheimer Gold & Special Minerals Fund
|
|
Oppenheimer International Bond Fund
|
|
Oppenheimer Institutional Money Market Fund
|
|
Oppenheimer International Diversified Fund
|
|
Oppenheimer International Growth Fund
|
|
Oppenheimer International Small Company Fund
|
|
Oppenheimer International Value Fund
|
|
Oppenheimer Limited Term California Municipal Fund
|
|
Oppenheimer Limited-Term Government Fund
|
|
Oppenheimer Limited Term Municipal Fund (a series of Oppenheimer Municipal Fund)
|
|
Oppenheimer Main Street Fund (a series of Oppenheimer Main Street Funds)
|
|
Oppenheimer Main Street Select Fund
|
|
Oppenheimer Main Street Small- & Mid-Cap Fund
|
|
Oppenheimer Master Event-Linked Bond Fund, LLC
|
|
Oppenheimer Master Loan Fund, LLC
|
|
Oppenheimer Master Inflation Protected Securities Fund, LLC
|
|
Oppenheimer Master International Value Fund, LLC
|
|
Oppenheimer Money Market Fund, Inc.
|
|
Oppenheimer New Jersey Municipal Fund
|
|
Oppenheimer Pennsylvania Municipal Fund
|
|
Oppenheimer Rochester National Municipals
|
|
Moderate Investor Fund
|
|
Oppenheimer Flexible Strategies Fund
|
|
Oppenheimer Small- & Mid-Cap Value Fund
|
|
Oppenheimer Real Estate Fund
|
|
Oppenheimer Rising Dividends Fund
|
|
Oppenheimer Rochester Maryland Municipal Fund
|
|
Oppenheimer Rochester Massachusetts Municipal Fund
|
|
Oppenheimer Rochester Michigan Municipal Fund
|
|
Oppenheimer Rochester Minnesota Municipal Fund
|
|
Oppenheimer Rochester North Carolina Municipal Fund
|
|
Oppenheimer Senior Floating Rate Fund
|
|
Oppenheimer Value Fund
|
|
Oppenheimer Transition 2010 Fund
|
|
Oppenheimer Transition 2015 Fund
|
|
Oppenheimer Transition 2020 Fund
|
|
Oppenheimer Transition 2025 Fund
|
|
Oppenheimer Transition 2030 Fund
|
|
Oppenheimer Transition 2040 Fund
|
|
Oppenheimer Transition 2050 Fund
|
|
Oppenheimer U.S. Government Trust
|
|
Oppenheimer Balanced Fund/VA
|
|
Oppenheimer Capital Appreciation Fund/VA
|
|
Oppenheimer Core Bond Fund/VA
|
|
Oppenheimer Global Securities Fund/VA
|
|
Oppenheimer Global Strategic Income Fund/VA
|
|
Oppenheimer High Income Fund/VA
|
|
Oppenheimer Main Street Fund/VA
|
|
Oppenheimer Main Street Small- & Mid- Cap Fund/VA
|
|
Oppenheimer Money Fund/VA
|
|
Oppenheimer Small- & Mid-Cap Growth Fund/VA
|
|
Oppenheimer Value Fund/VA
|
|
Oppenheimer International Growth Fund/VA
|
Name & Principal
Business Address
|
Position & Office
with Underwriter
|
Position and Office
with Registrant
|
Timothy Abbhul(1)
|
Vice President and Treasurer
|
None
|
Robert Agan(2)
|
Vice President
|
None
|
Michael Albert(1)
|
Vice President
|
None
|
Anthony Allocco(2)
|
Assistant Vice President
|
None
|
Janette Aprilante(2)
|
Secretary
|
None
|
James Austin(1)
|
Vice President
|
None
|
Paul Aynsley(2)
|
Vice President
|
None
|
James Barker
1723 W. Nelson Street
Chicago, IL 60657
|
Vice President
|
None
|
Cesar Bastidas(2)
|
Assistant Vice President
|
None
|
William Beagle(2)
|
Vice President
|
None
|
Kathleen Beichert(1)
|
Senior Vice President
|
None
|
Rocco Benedetto(2)
|
Vice President
|
None
|
Christopher Bergeron(2)
|
Vice President
|
None
|
Rick Bettridge
11504 Flowering Plum Lane
Highland, UT 84003
|
Vice President
|
None
|
Adam Bilmes(2)
|
Assistant Vice President
|
None
|
Paul Blease(2)
|
Vice President
|
None
|
William Borders(2)
|
Assistant Vice President
|
None
|
David A. Borrelli
105 Black Calla Ct.
San Ramon, CA 94583
|
Vice President
|
None
|
Jeffrey R. Botwinick
4431 Twin Pines Drive
Manlius, NY 13104
|
Vice President
|
None
|
Sarah Bourgraf(1)
|
Vice President
|
None
|
Joshua Broad(2)
|
Vice President
|
None
|
Ken Brodsky(2)
|
Vice President
|
None
|
Kevin E. Brosmith
5 Deer Path
South Natlick, MA 01760
|
Senior Vice President
|
None
|
Ross Burkstaller
211 Tulane Drive SE
Albuquerque, NM 87106
|
Vice President
|
None
|
Tracy Cairoli(2)
|
Vice President
|
None
|
Mersin Capollari
|
Vice President
|
None
|
Sean Carey(2)
|
Assistant Vice President
|
None
|
Robert Caruso
15 Deforest Road
Wilton, CT 06897
|
Vice President
|
None
|
Donelle Chisolm(2)
|
Vice President
|
None
|
Andrew Chronofsky
|
Vice President
|
None
|
Angelanto Ciaglia(2)
|
Vice President
|
None
|
Nicholas Cirbo(1)
|
Vice President
|
None
|
Kevin Clark(2)
|
Assistant Vice President
|
None
|
Sean Clark (2)
|
Vice President
|
None
|
John Corcoran(2)
|
Vice President
|
None
|
Craig Colby(2)
|
Vice President
|
None
|
Gerald James Concepcion(2)
|
Vice President
|
None
|
Rodney Constable(1)
|
Vice President
|
None
|
Cameron Cowden(2)
|
Vice President
|
None
|
Neev Crane
1530 Beacon Street, Apt. #1403
Brookline, MA 02446
|
Vice President
|
None
|
Geoffrey Crumine(2)
|
Senior Vice President
|
None
|
Scott Curran(2)
|
Vice President
|
None
|
Michael Daley
40W387 Oliver Wendell Holmes St
St. Charles, IL 60175
|
Vice President
|
None
|
Stephen J. Demetrovits(2)
|
Vice President
|
None
|
Michael Dennehy(2)
|
Vice President
|
None
|
Jeffrey Dickin(2)
|
Vice President
|
None
|
Brian Dietrich(1)
|
Assistant Vice President
|
None
|
Steven Dombrower
13 Greenbrush Court
Greenlawn, NY 11740
|
Vice President
|
None
|
Robert Duffey(2)
|
Vice President
|
None
|
Ryan Duffy(2)
|
Vice President
|
None
|
Robert Dunphy(2)
|
Vice President
|
None
|
Paul Eisenhardt(2)
|
Senior Vice President
|
None
|
Kent M. Elwell
35 Crown Terrace
Yardley, PA 19067
|
Vice President
|
None
|
Rick Ernzen(2)
|
Vice President
|
None
|
Dana Espinel(2)
|
Assistant Vice President
|
None
|
Gregg A. Everett
4328 Auston Way
Palm Harbor, FL 34685-4017
|
Vice President
|
None
|
George R. Fahey
9511 Silent Hills Lane
Lone Tree, CO 80124
|
Senior Vice President
|
None
|
Eric C. Fallon
10 Worth Circle
Newton, MA 02458
|
Vice President
|
None
|
Kristie Feinberg(2)
|
Assistant Treasurer
|
None
|
Kristin Fenik(1)
|
Vice President
|
None
|
Josean Fernandez(2)
|
Assistant Vice President
|
None
|
Joseph Fernandez
1717 Richbourg Park Drive
Brentwood, TN 37027
|
Vice President
|
None
|
Christopher Ferrara(2)
|
Assistant Vice President
|
None
|
Michael Ferrer(2)
|
Vice President
|
None
|
Mark J. Ferro
104 Beach 221st Street
Breezy Point, NY 11697
|
Senior Vice President
|
None
|
Eric P. Fishel
725 Boston Post Rd., #12
Sudbury, MA 01776
|
Vice President
|
None
|
Patrick W. Flynn
14083 East Fair Avenue
Englewood, CO 80111
|
Senior Vice President
|
None
|
John (“J”) Fortuna(2)
|
Vice President
|
None
|
Jayme Fowler(2)
|
Vice President
|
None
|
Diane Frankenfield(2)
|
Senior Vice President
|
None
|
Jerry Fraustro(2)
|
Vice President
|
None
|
William Friebel
2919 St. Albans Forest Circle
Glencoe, MO 63038
|
Vice President
|
None
|
Alice Fricke(2)
|
Vice President
|
None
|
Alyson Frost(2)
|
Assistant Vice President
|
None
|
Greg Fulginite(2)
|
Vice President
|
None
|
Arthur S. Gabinet(2)
|
General Counsel
|
Secretary and Chief Legal Officer
|
William Gahagan(2)
|
Vice President
|
None
|
Hazem Gamal(2)
|
Vice President
|
None
|
Charlotte Gardner(1)
|
Vice President
|
None
|
Jack Goldin(2)
|
Vice President
|
None
|
Michael Gottesman
255 Westchester Way
Birmingham, MI 48009
|
Vice President
|
None
|
Raquel Granahan(2)
|
Senior Vice President
|
None
|
Eric Grossjung
4002 N. 194th Street
Elkhorn, NE 68022
|
Vice President
|
None
|
Michael D. Guman
3913 Pleasant Avenue
Allentown, PA 18103
|
Vice President
|
None
|
James E. Gunter
603 Withers Circle
Wilmington, DE 19810
|
Vice President
|
None
|
LeaAnna Hartman(1)
|
Vice President
|
None
|
Kevin J. Healy(2)
|
Vice President
|
None
|
Kenneth Henry(2)
|
Vice President
|
None
|
Philipp Hensler(2)
|
Chairman, Chief Executive Officer & Director
|
None
|
Wendy G. Hetson(2)
|
Vice President
|
None
|
Jennifer Hoelscher(1)
|
Assistant Vice President
|
None
|
Eric Holquist(2)
|
Vice President
|
None
|
Edward Hrybenko(2)
|
Senior Vice President
|
None
|
Jason Hubersberger(2)
|
Vice President
|
None
|
Brian F. Husch
37 Hollow Road
Stonybrook, NY 11790
|
Vice President
|
None
|
Keith Hylind(2)
|
Vice President
|
None
|
Vincent Iacono(2)
|
Vice President
|
None
|
Kathleen T. Ives(1)
|
Vice President & Assistant Secretary
|
None
|
Shonda Rae Jaquez(2)
|
Vice President
|
None
|
Brian Johnson(1)
|
Vice President
|
None
|
Eric K. Johnson
8588 Colonial Drive
Lone Tree, CO 80124
|
Senior Vice President
|
None
|
Scott Kelley(1)
|
Vice President
|
None
|
Richard Keri (2)
|
Senior Vice President
|
None
|
Brian Kiley(2)
|
Vice President
|
None
|
Richard Klein
4820 Fremont Avenue South
Minneapolis, MN 55419
|
Senior Vice President
|
None
|
Brent A. Krantz
61500 Tam McArthur Loop
Bend, OR 97702
|
Senior Vice President
|
None
|
Eric Kristenson(2)
|
Vice President
|
None
|
Lamar Kunes(2)
|
Vice President
|
None
|
David T. Kuzia
10258 S. Dowling Way
Highlands Ranch, CO 80126
|
Vice President
|
None
|
John Laudadio(2)
|
Vice President
|
None
|
Daniel Lee(2)
|
Assistant Vice President
|
None
|
Wendy Lee(2)
|
Vice President
|
None
|
John Leonard(2)
|
Vice President
|
None
|
Jesse Levitt(2)
|
Vice President
|
None
|
Julie Libby(2)
|
Senior Vice President
|
None
|
Eric J. Liberman
27 Tappan Ave., Unit West
Sleepy Hollow, NY 10591
|
Vice President
|
None
|
Lorna Lindquist(2)
|
Vice President
|
None
|
Malissa Lischin(2)
|
Vice President
|
None
|
Christina Loftus(2)
|
Senior Vice President
|
None
|
Thomas Loncar
1401 North Taft Street, Apt. 726
Arlington, VA 22201
|
Vice President
|
None
|
Peter Maddox(2)
|
Vice President
|
None
|
Michael Malik
546 Idylberry Road
San Rafael, CA 94903
|
Vice President
|
None
|
Joseph Marich(2)
|
Vice President
|
None
|
Steven C. Manns
1627 N. Hermitage Avenue
Chicago, IL 60622
|
Vice President
|
None
|
Todd A. Marion
24 Midland Avenue
Cold Spring Harbor, NY 11724
|
Vice President
|
None
|
LuAnn Mascia(2)
|
Vice President
|
None
|
Anthony Mazzariello(2)
|
Vice President
|
None
|
Derren McDaniel(1)
|
Vice President
|
None
|
John C. McDonough
533 Valley Road
New Canaan, CT 06840
|
President and Director
|
None
|
Brian McGinty(1)
|
Vice President
|
None
|
Kent C. McGowan
9510 190th Place SW
Edmonds, WA 98020
|
Vice President
|
None
|
William McNamara(2)
|
Vice President
|
None
|
Daniel Melehan(2)
|
Vice President
|
None
|
Brian F. Medina
3009 Irving Street
Denver, CO 80211
|
Vice President
|
None
|
Toller Miller(1)
|
Vice President
|
None
|
Clint Modler(1)
|
Vice President
|
None
|
Joseph Moran(2)
|
Senior Vice President
|
None
|
Jason Morris(2)
|
Assistant Vice President
|
None
|
Amy Mosser(1)
|
Assistant Vice President
|
None
|
Robert Moser
9650 East Aspen Hill Circle
Lone Tree, CO 80124
|
Vice President
|
None
|
James Mugno(2)
|
Vice President
|
None
|
Matthew Mulcahy(2)
|
Vice President
|
None
|
Wendy Jean Murray
32 Carolin Road
Upper Montclair, NJ 07043
|
Vice President
|
None
|
Kimberly Mustin(2)
|
Senior Vice President
|
None
|
John S. Napier
17 Hillcrest Ave.
Darien, CT 06820
|
Senior Vice President
|
None
|
Christina Nasta(2)
|
Senior Vice President
|
Chief Business Officer and Vice President
|
Kevin P. Neznek(2)
|
Senior Vice President
|
None
|
Nichola Noriega(2)
|
Vice President
|
None
|
Christopher Nicholson(2)
|
Vice President
|
None
|
Chad Noel(2)
|
Vice President
|
None
|
Peter Novak(2)
|
Vice President
|
None
|
Timothy O’Connell(2)
|
Vice President
|
None
|
Alan Panzer
6755 Ridge Mill Lane
Atlanta, GA 30328
|
Vice President
|
None
|
Maria Paster(2)
|
Assistant Vice President
|
None
|
Ashley Patten(1)
|
Vice President
|
None
|
Donald Pawluk(2)
|
Vice President
|
None
|
Brian C. Perkes
6 Lawton Ct.
Frisco, TX 75034
|
Vice President
|
None
|
Charles K. Pettit(2)
|
Vice President
|
None
|
David Pfeffer(2)
|
Director
|
None
|
Andrew Phillips(1)
|
Assistant Vice President
|
None
|
Megan Pigott(2)
|
Assistant Vice President
|
None
|
Cheryl Pipia(2)
|
Senior Vice President
|
None
|
Rachel Powers(1)
|
Vice President
|
None
|
Nicole Pretzel(2)
|
Vice President
|
None
|
Minnie Ra
100 Dolores Street, #203
Carmel, CA 93923
|
Vice President
|
None
|
Dustin Raring
27 Blakemore Drive
Ladera Ranch, CA 92797
|
Vice President
|
None
|
Richard E. Rath
46 Mt. Vernon Ave.
Alexandria, VA 22301
|
Vice President
|
None
|
William J. Raynor(2)
|
Vice President
|
None
|
Dennis Robinson(1)
|
Vice President
|
None
|
Ian M. Roche
7070 Bramshill Circle
Bainbridge, OH 44023
|
Vice President
|
None
|
Michael Rock(2)
|
Vice President
|
None
|
Stacy Roode(1)
|
Vice President
|
None
|
Thomas Sabow
6617 Southcrest Drive
Edina, MN 55435
|
Vice President
|
None
|
Mark Santero(2)
|
Senior Vice President
|
None
|
John Saunders
2251 Chantilly Ave.
Winter Park, FL 32789
|
Vice President
|
None
|
Timothy Scanlan(2)
|
Vice President
|
None
|
Alex Schardt(2)
|
Vice President
|
None
|
Thomas Schmitt
40 Rockcrest Rd
Manhasset, NY 11030
|
Vice President
|
None
|
William Schories
3 Hill Street
Hazlet, NJ 07730
|
Vice President
|
None
|
Jennifer Sexton(2)
|
Vice President
|
None
|
Jeffrey Sharon(2)
|
Vice President
|
None
|
Kenneth Shell(1)
|
Vice President
|
None
|
Debbie A. Simon
55 E. Erie St., #4404
Chicago, IL 60611
|
Vice President
|
None
|
Bryant Smith(2)
|
Vice President
|
None
|
Aaron Spatz(2)
|
Vice President
|
None
|
Christopher M. Spencer
2353 W 118th Terrace
Leawood, KS 66211
|
Vice President
|
None
|
John A. Spensley
375 Mallard Court
Carmel, IN 46032
|
Vice President
|
None
|
Michael Staples
4255 Jefferson St Apt 328
Kansas City, MO 64111
|
Vice President
|
None
|
Alfred St. John(2)
|
Vice President
|
None
|
Bryan Stein
8 Longwood Rd.
Voorhees, NJ 08043
|
Vice President
|
None
|
Robert Stidham
|
Vice President
|
None
|
Brian C. Summe
2479 Legends Way
Crestview Hills, KY 41017
|
Vice President
|
None
|
Michael Sussman(2)
|
Vice President
|
None
|
George T. Sweeney
5 Smokehouse Lane
Hummelstown, PA 17036
|
Senior Vice President
|
None
|
Leo Tallon(2)
|
Vice President
|
None
|
Brian Taylor(2)
|
Vice President
|
None
|
James Taylor(2)
|
Vice President
|
None
|
Paul Temple(2)
|
Vice President
|
None
|
David G. Thomas
16628 Elk Run Court
Leesburg, VA 20176
|
Vice President
|
None
|
Luz Touma(2)
|
Vice President
|
None
|
Cenk Toroslu(1)
|
Vice President
|
None
|
Wesley Vance(2)
|
Vice President
|
None
|
Mark S. Vandehey(1)
|
Vice President and Chief Compliance Officer
|
Vice President and Chief Compliance Officer
|
Richard Walsh(2)
|
Vice President
|
None
|
Vincent Vermette(2)
|
Vice President
|
None
|
Janeanne Weickum(1)
|
Vice President
|
None
|
Michael J. Weigner
4905 W. San Nicholas Street
Tampa, FL 33629
|
Vice President
|
None
|
Donn Weise
3249 Earlmar Drive
Los Angeles, CA 90064
|
Vice President
|
None
|
Chris G. Werner
98 Crown Point Place
Castle Rock, CO 80108
|
Vice President
|
None
|
Jason Widener(2)
|
Vice President
|
None
|
Ryan Wilde(1)
|
Vice President
|
None
|
Patrick Wisneski(1)
|
Vice President
|
None
|
Meredith Wolff(2)
|
Vice President
|
None
|
Kevin Woodson(1)
|
Assistant Vice President
|
None
|
Cary Patrick Wozniak
18808 Bravata Court
San Diego, CA 92128
|
Vice President
|
None
|
David Zicchinella(2)
|
Assistant Vice President
|
None
|
Steven Zito(1)
|
Vice President
|
None
|
Oppenheimer Capital Income Fund
|
|||
By:
|
William F. Glavin, Jr.*
|
||
William F. Glavin, Jr., President
|
|||
Principal Executive Officer and Trustee
|
Signatures
|
Title
|
Date
|
|
William L. Armstrong*
|
Chairman of the
|
August 21, 2012
|
|
William L. Armstrong
|
Board of Trustees
|
||
William F. Glavin, Jr.*
|
President, Principal
|
August 21, 2012
|
|
William F. Glavin, Jr.
|
Executive Officer and Trustee
|
||
Brian W. Wixted*
|
Treasurer, Principal
|
August 21, 2012
|
|
Brian W. Wixted
|
Financial & Accounting Officer
|
||
Edward L. Cameron*
|
Trustee
|
August 21, 2012
|
|
Edward L. Cameron
|
|||
Jon S. Fossel*
|
Trustee
|
August 21, 2012
|
|
Jon S. Fossel
|
|||
Sam Freedman*
|
Trustee
|
August 21, 2012
|
|
Sam Freedman
|
|||
Richard F. Grabish*
|
Trustee
|
August 21, 2012
|
|
Richard F. Grabish
|
|||
Beverly L. Hamilton*
|
Trustee
|
August 21, 2012
|
|
Beverly L. Hamilton
|
|||
Victoria J. Herget*
|
Trustee
|
August 21, 2012
|
|
Victoria J. Herget
|
|||
Robert J. Malone*
|
Trustee
|
August 21, 2012
|
|
Robert J. Malone
|
|||
F. William Marshall, Jr.*
|
Trustee
|
August 21, 2012
|
|
F. William Marshall, Jr.
|
|||
Karen L. Stuckey*
|
Trustee
|
August 21, 2012
|
|
Karen L. Stuckey
|
|||
James D. Vaughn*
|
Trustee
|
August 21, 2012
|
|
James D. Vaughn
|
*By:
|
/s/ Mitchell J. Lindauer
|
Mitchell J. Lindauer, Attorney-in-Fact
|
Exhibit No.
|
Description
|
||
28(a)
|
Agreement and Declaration of Trust
|
||
28(b)
|
By-Laws
|
||
28(d)
|
Amended and Restated Investment Advisory Agreement
|
||
28(i)
|
(i)
|
Opinion and Consent of Counsel
|
|
|
(ii)
|
Opinion of Delaware Counsel
|
|
(iii)
|
Opinion of Tax Counsel
|
Classes of Shares
|
Class A
Class B
Class C
Class N
Class Y
|
1
|
||
Section 1.1
|
Name
|
1
|
Section 1.2
|
Definitions
|
1
|
Article II Purpose of Trust
|
3
|
|
Article III Shares
|
3
|
|
Section 3.1
|
Division of Beneficial Interest
|
3
|
Section 3.2
|
Ownership of Shares
|
4
|
Section 3.3
|
Transfer of Shares
|
5
|
Section 3.4
|
Investments in the Trust
|
5
|
Section 3.5
|
Status of Shares and Limitation of Personal Liability
|
5
|
Section 3.6
|
Establishment of Series and Classes of Shares
|
5
|
Section 3.7
|
Constant Net Asset Value
|
8
|
Article IV The Board of Trustees
|
8
|
|
Section 4.1
|
Number, Election and Tenure
|
8
|
Section 4.2
|
Effect of Death, Resignation, etc. of a Trustee
|
9
|
Section 4.3
|
Powers
|
9
|
Section 4.4
|
Payment of Expenses by the Trust
|
13
|
Section 4.5
|
Payment of Expenses by Shareholders
|
13
|
Section 4.6
|
Small Accounts
|
14
|
Section 4.7
|
Ownership of Assets of the Trust
|
14
|
Section 4.8
|
Service Contracts.
|
14
|
Section 4.9
|
Trustees and Officers as Shareholders
|
15
|
Section 4.10
|
Determinations by Trustees
|
16
|
Section 4.11
|
Delegation by Trustees
|
16
|
Article V Shareholders’ Voting Powers and Meetings
|
16
|
|
Article VI Net Asset Value, Distributions and Redemptions
|
17
|
|
Section 6.1
|
Determination of Net Asset Value, Net Income, and Distributions
|
17
|
Section 6.2
|
Redemptions and Repurchases.
|
17
|
Article VII Compensation and Limitation of Liability of Trustees
|
19
|
|
Section 7.1
|
Compensation
|
19
|
Section 7.2
|
Limitation of Liability
|
19
|
Section 7.3
|
Trustee’s Good Faith Action, Expert Advice, No Bond or Surety
|
19
|
Section 7.4
|
Insurance
|
20
|
Section 7.5
|
Indemnification.
|
20
|
Section 7.6
|
Further Indemnification
|
22
|
Section 7.7
|
Indemnification Of Shareholders
|
22
|
Article VIII Miscellaneous
|
22
|
|
Section 8.1
|
Liability of Third Persons Dealing with Trustees
|
22
|
Section 8.2
|
Termination of the Trust or Any Series or Class.
|
23
|
Section 8.3
|
Reorganization and Master/Feeder.
|
23
|
Section 8.4
|
Amendments
|
25
|
Section 8.5
|
Filing of Copies, References, Headings, Rules of Construction
|
25
|
Section 8.6
|
Applicable Law.
|
26
|
Section 8.7
|
Provisions in Conflict with Law or Regulations.
|
26
|
Section 8.8
|
Statutory Trust Only
|
27
|
Section 8.9
|
Derivative Actions
|
27
|
Section 8.10
|
Inspection of Records and Reports
|
27
|
Section 8.11
|
Jurisdiction and Waiver of Jury Trial
|
28
|
Page
|
||
ARTICLE I OFFICES AND SEAL
|
||
Section 1.1
|
Principal Office
|
3
|
Section 1.2
|
Delaware Office
|
3
|
Section 1.3
|
Seal
|
3
|
ARTICLE II SHAREHOLDERS
|
||
Section 2.1
|
Annual Meetings
|
3
|
Section 2.2
|
Special Meetings
|
3
|
Section 2.3
|
Notice of Meetings
|
4
|
Section 2.4
|
Postponement and Adjournment
|
4
|
Section 2.5
|
Voting – Proxies
|
4
|
Section 2.6
|
Concerning Validity of Proxies, Ballots, Etc.
|
5
|
Section 2.7
|
Organization
|
6
|
Section 2.8
|
Record Date
|
6
|
Section 2.9
|
Voting Power
|
6
|
Section 2.10
|
Quorum; Required Vote
|
7
|
Section 2.11
|
Action Without Meeting
|
7
|
Section 2.12
|
Abstentions and Broker Non-Votes
|
7
|
Section 2.13
|
Application of this Article
|
7
|
ARTICLE III BOARD OF TRUSTEES
|
||
Section 3.1
|
Regular Meetings
|
7
|
Section 3.2
|
Special Meetings
|
7
|
Section 3.3
|
Meetings by Telephone; Proxies
|
8
|
Section 3.4
|
Notice
|
8
|
Section 3.5
|
Waiver of Notice
|
8
|
Section 3.6
|
Quorum and Voting
|
8
|
Section 3.7
|
Action Without a Meeting
|
8
|
ARTICLE IV COMMITTEES
|
||
Section 4.1
|
Establishment
|
9
|
Section 4.2
|
Proceedings, Quorum and Manner of Acting
|
9
|
Section 4.3
|
Powers of the Executive Committee
|
9
|
Section 4.4
|
Other Committees
|
9
|
ARTICLE V BOARD CHAIRMAN AND TRUST OFFICERS
|
||
Section 5.1
|
General
|
9
|
Section 5.2
|
Election, Term of Office and Qualifications
|
9
|
Section 5.3
|
Resignation
|
10
|
Section 5.4
|
Removal
|
10
|
Section 5.5
|
Vacancies and Newly Created Offices
|
10
|
Section 5.6
|
Powers
|
10
|
Section 5.7
|
Subordinate Officers
|
10
|
Section 5.8
|
Remuneration
|
10
|
Section 5.9
|
Surety Bond
|
10
|
ARTICLE VI EXECUTION OF INSTRUMENTS, VOTING OF SECURITIES
|
||
Section 6.1
|
General
|
11
|
Section 6.2
|
Checks, Notes, Drafts, Etc.
|
11
|
Section 6.3
|
Voting of Securities
|
11
|
ARTICLE VII MISCELLANEOUS
|
||
Section 7.1
|
Waiver of Notice
|
11
|
ARTICLE VIII AMENDMENTS
|
1.
|
General Provisions.
|
2.
|
Investment Management.
|
3.
|
Other Duties of the Manager.
|
4.
|
Allocation of Expenses to the Fund.
|
5.
|
Compensation of the Manager.
|
6.
|
Portfolio Transactions and Brokerage.
|
7.
|
Duration.
|
8.
|
Termination.
|
9.
|
Assignment or Amendment.
|
10.
|
Disclaimer of Shareholder Liability.
|
11.
|
Use of Name "Oppenheimer".
|
12.
|
Definitions.
|
Oppenheimer Capital Income Fund
|
||
By: |
/s/ Arthur S. Gabinet
|
|
Arthur S. Gabinet
|
||
Secretary and Chief Legal Officer
|
||
OppenheimerFunds, Inc.
|
||
By: |
/s/ Lisa I Bloomberg
|
|
Lisa I. Bloomberg
|
||
Senior Vice President and Deputy General Counsel
|
1.
|
The Shares to be issued pursuant to the Registration Statement have been duly authorized for issuance by the Trust; and
|
2.
|
When issued and paid for upon the terms provided in the Registration Statement, the Shares to be issued pursuant to the Registration Statement will be validly issued, fully paid and non-assessable.
|
Very truly yours,
|
|
/s/ K&L Gates LLP
|
|
K&L Gates LLP |
Board of Trustees
Oppenheimer Capital Income Fund
(a Massachusetts Business Trust)
6803 South Tucson Way
Centennial, CO 80112-3924
|
Board of Trustees
Oppenheimer Capital Income Fund
(a Delaware Statutory Trust)
6803 South Tucson Way
Centennial, CO 80112-3924
|
|
Re:
|
Reorganization of Oppenheimer Capital Income Fund (a Massachusetts Business Trust) into Oppenheimer Capital Income Fund (a Delaware Statutory Trust)
|
|
OPINION
|