0001062993-20-005325.txt : 20201102 0001062993-20-005325.hdr.sgml : 20201102 20201102151717 ACCESSION NUMBER: 0001062993-20-005325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201029 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richard Mark CENTRAL INDEX KEY: 0001767591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03492 FILM NUMBER: 201280198 MAIL ADDRESS: STREET 1: 3000 NORTH SAM HOUSTON PARKWAY EAST CITY: HOUSTON STATE: TX ZIP: 77032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALLIBURTON CO CENTRAL INDEX KEY: 0000045012 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 752677995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 NORTH SAM HOUSTON PARKWAY EAST STREET 2: 3000 NORTH SAM HOUSTON PARKWAY EAST CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 2818712699 MAIL ADDRESS: STREET 1: 3000 NORTH SAM HOUSTON PARKWAY EAST STREET 2: 3000 NORTH SAM HOUSTON PARKWAY EAST CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: HALLIBURTON OIL WELL CEMENTING CO DATE OF NAME CHANGE: 19660911 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-10-29 0000045012 HALLIBURTON CO HAL 0001767591 Richard Mark 3000 N. SAM HOUSTON PKWY E. HOUSTON TX 77032 0 1 0 0 President - Western Hemisphere Common Stock 2020-10-29 4 M 0 2134 12.51 A 164961.357 D Common Stock 2020-10-29 4 F 0 840 12.51 D 164121.357 D Restricted Stock Units (10/2015) 2020-10-29 4 M 0 2134 0 D Common Stock 2134 0 D Option to Buy Common Stock 31.65 2010-01-05 2020-01-05 Common Stock 7000 0 D Option to Buy Common Stock 40.83 2011-01-01 2021-01-01 Common Stock 4600 4600 D Option to Buy Common Stock 34.15 2012-01-03 2022-01-03 Common Stock 6400 6400 D Option to Buy Common Stock 36.31 2013-01-03 2023-01-03 Common Stock 13900 13900 D Option to Buy Common Stock 50.01 2014-01-02 2024-01-02 Common Stock 7900 7900 D Option to Buy Common Stock 39.49 2015-01-02 2025-01-02 Common Stock 14807 14807 D Option to Buy Common Stock 34.48 2016-01-04 2026-01-04 Common Stock 28604 28604 D Option to Buy Common Stock 55.68 2017-01-03 2027-01-03 Common Stock 17119 17119 D Option to Buy Common Stock (01/2018) 49.61 2018-01-02 2028-01-02 Commom Stock 24019 24019 D Option to Buy Common Stock (12/2018) 27.14 2018-12-20 2028-12-20 Common Stock 43924 43924 D Vesting of 20% of restricted stock units granted on October 27, 2015. Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer. Includes 1,012.966 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2020. Includes 2,924.861 shares of stock accumulated through dividend reinvestment as of September 30, 2020. Each Restricted Stock Unit represents the right to receive one share of common stock. The restricted stock units vest in five equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person upon vesting. Stock option expired January 5, 2020. Bruce Metzinger, by Power of Attorney 2020-11-02