N-PX 1 gfa_npx.htm N-PX Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company

Investment Company Act File Number: 811-00862



The Growth Fund of America, Inc.
(Exact Name of Registrant as Specified in Charter)

P.O. Box 7650, One Market, Steuart Tower,
San Francisco, California 94120
(Address of Principal Executive Offices)




Registrant's telephone number, including area code:  (415) 421-9360

Date of fiscal year end: August 31

Date of reporting period: July 1, 2010 - June 30, 2011





Patrick F. Quan
Capital Research and Management Company
P.O. Box 7650, One Market, Steuart Tower
San Francisco, California 94120
(Name and Address of Agent for Service)




 
 

 
 
Item 1: Proxy Voting Record
 
Fund Name: The Growth Fund of America, Inc.
 
Reporting Period:  July 01, 2010 - June 30, 2011
                 
                 
                 
3M Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMM
CUSIP 88579Y101
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linda Alvarado
 
Mgmt
For
For
For
 
 
2
Elect George Buckley
 
Mgmt
For
For
For
 
 
3
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
4
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
5
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
6
Elect Herbert Henkel
 
Mgmt
For
For
For
 
 
7
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
8
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
9
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
10
Elect Robert Ulrich
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Abbott Laboratories
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABT
CUSIP 002824100
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Alpern
 
Mgmt
For
For
For
 
 
1.2
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
1.3
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
1.4
Elect H. Laurance Fuller
 
Mgmt
For
For
For
 
 
1.5
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
1.6
Elect Phebe Novakovic
 
Mgmt
For
For
For
 
 
1.7
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.8
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
1.9
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.10
Elect Miles White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
5
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
ACC Limited (Associated Cement Companies Limited)
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACC
CINS Y0002C112
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
India
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Narotam Sekhsaria
 
Mgmt
For
For
For
 
 
4
Elect Dinesh Mehrotra
 
Mgmt
For
For
For
 
 
5
Elect Rajendra  Shah
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor
 
Mgmt
For
For
For
 
 
7
Elect Aidan Lynam
 
Mgmt
For
For
For
 
 
8
Elect Sushil Roongta
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ACC Limited (Associated Cement Companies Limited)
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACC
CINS Y0002C112
 
06/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Court
India
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger by Absorption
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Accenture PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACN
CUSIP G1151C101
 
02/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect Charles Giancarlo
 
Mgmt
For
For
For
 
 
3
Elect Dennis Hightower
 
Mgmt
For
For
For
 
 
4
Elect Blythe McGarvie
 
Mgmt
For
For
For
 
 
5
Elect Mark Moody-Stuart
 
Mgmt
For
For
For
 
 
6
Elect Pierre  Nanterme
 
Mgmt
For
For
For
 
 
7
Ratification of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
10
Authorization to Hold the 2012 Annual Meeting Outside of Ireland
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
12
Authority to Set Price of Reissued Treasury Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Ace Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACE
CUSIP H0023R105
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Evan Greenberg
 
Mgmt
For
For
For
 
 
2
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
3
Elect Olivier Steimer
 
Mgmt
For
For
For
 
 
4
Elect Michael Connors
 
Mgmt
For
For
For
 
 
5
Elect Eugene B. Shanks, Jr.
 
Mgmt
For
For
For
 
 
6
Elect John Krol
 
Mgmt
For
For
For
 
 
7
Approval of Annual Report
 
Mgmt
For
For
For
 
 
8
Approval of Statutory Financial Statements
Mgmt
For
For
For
 
 
9
Approval of Consolidated Financial Statements
Mgmt
For
For
For
 
 
10
Allocation of Disposable Profits
Mgmt
For
For
For
 
 
11
DISCHARGE OF THE BOARD OF DIRECTORS
Mgmt
For
For
For
 
 
12
Appointment of Auditor (Zurich)
Mgmt
For
For
For
 
 
13
Appointment of Auditor (US)
 
Mgmt
For
For
For
 
 
14
Appointment of Special Auditor (Zurich)
Mgmt
For
For
For
 
 
15
APPROVAL OF DIVIDENDS FROM LEGAL RESERVES
Mgmt
For
For
For
 
 
16
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Advanced Micro Devices, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMD
CUSIP 007903107
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bruce Claflin
 
Mgmt
For
For
For
 
 
2
Elect W. Michael Barnes
 
Mgmt
For
For
For
 
 
3
Elect John Caldwell
 
Mgmt
For
For
For
 
 
4
Elect Henry Chow
 
Mgmt
For
For
For
 
 
5
Elect Craig Conway
 
Mgmt
For
Against
Against
 
 
6
Elect Nicholas Donofrio
 
Mgmt
For
Against
Against
 
 
7
Elect H. Paulett Eberhart
 
Mgmt
For
Against
Against
 
 
8
Elect Waleed Al Mokarrab Al Muhairi
Mgmt
For
For
For
 
 
9
Elect Robert Palmer
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
2011 Executive Incentive Plan
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
Aetna Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AET
CUSIP 00817Y108
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mark Bertolini
 
Mgmt
For
For
For
 
 
2
Elect Frank Clark, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Betsy Cohen
 
Mgmt
For
For
For
 
 
4
Elect Molly Coye
 
Mgmt
For
For
For
 
 
5
Elect Roger Farah
 
Mgmt
For
For
For
 
 
6
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
7
Elect Jeffrey Garten
 
Mgmt
For
For
For
 
 
8
Elect Gerald Greenwald
 
Mgmt
For
For
For
 
 
9
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
10
Elect Richard Harrington
 
Mgmt
For
For
For
 
 
11
Elect Edward Ludwig
 
Mgmt
For
For
For
 
 
12
Elect Joseph Newhouse
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to the 2010 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
15
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
18
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Aflac Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AFL
CUSIP 001055102
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Amos
 
Mgmt
For
For
For
 
 
2
Elect John Shelby Amos II
 
Mgmt
For
For
For
 
 
3
Elect Paul Amos II
 
Mgmt
For
For
For
 
 
4
Elect Michael Armacost
 
Mgmt
For
For
For
 
 
5
Elect Kriss Cloninger III
 
Mgmt
For
For
For
 
 
6
Elect Elizabeth Hudson
 
Mgmt
For
For
For
 
 
7
Elect Douglas Johnson
 
Mgmt
For
For
For
 
 
8
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
9
Elect Charles Knapp
 
Mgmt
For
For
For
 
 
10
Elect E. Stephen Purdom
 
Mgmt
For
For
For
 
 
11
Elect Barbara Rimer
 
Mgmt
For
For
For
 
 
12
Elect Marvin Schuster
 
Mgmt
For
For
For
 
 
13
Elect David Thompson
 
Mgmt
For
For
For
 
 
14
Elect Robert Wright
 
Mgmt
For
For
For
 
 
15
Elect Takuro Yoshida
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
18
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Agricultural Bank of China Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1288
CINS Y00289119
 
03/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Amendments to Procedural Rules of Shareholders' Meetings
Mgmt
For
For
For
 
 
4
Amendments to Procedural Rules of Board of Directors
Mgmt
For
For
For
 
 
5
Amendments to Procedural Rules of Supervisors
Mgmt
For
For
For
 
 
6
Elect Frederick MA Si-Hang
 
Mgmt
For
For
For
 
 
7
Elect WEN Tiejun
 
Mgmt
For
For
For
 
 
8
Renewal of Liability Insurance
 
Mgmt
For
For
For
 
 
9
Issuance of Subordinated Bonds
Mgmt
For
For
For
 
 
10
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Agricultural Bank of China Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1288
CINS Y00289119
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Directors' Report
 
Mgmt
For
For
For
 
 
5
Supervisors' Report
 
Mgmt
For
For
For
 
 
6
Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Fixed Assets Investment Budget for 2011
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Elect LI Yelin
 
Mgmt
For
For
For
 
 
11
2010 Final Emoluments Plan for Directors and Supervisors
Mgmt
For
For
For
 
                 
                 
                 
                 
AIA Group Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1299
CINS Y002A1105
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Hong Kong
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Elect Edmund TSE Sze Wing
 
Mgmt
For
For
For
 
 
5
Elect Mark Tucker
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
7
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
8
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
9
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
 
10
Authority to Issue Shares under the Restricted Share Unit Scheme
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Air Products and Chemicals, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
APD
CUSIP 009158106
 
01/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Chadwick Deaton
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Donahue
 
Mgmt
For
For
For
 
 
1.3
Elect Ursula Fairbairn
 
Mgmt
For
For
For
 
 
1.4
Elect Lawrence Smith
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
Against
 
 
5
Approval of the Annual Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
AK Steel Holding Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AKS
CUSIP 001547108
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Abdoo
 
Mgmt
For
For
For
 
 
2
Elect John Brinzo
 
Mgmt
For
For
For
 
 
3
Elect Dennis Cuneo
 
Mgmt
For
For
For
 
 
4
Elect William Gerber
 
Mgmt
For
For
For
 
 
5
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
6
Elect Robert Jenkins
 
Mgmt
For
For
For
 
 
7
Elect Ralph Michael III
 
Mgmt
For
For
For
 
 
8
Elect Shirley Peterson
 
Mgmt
For
For
For
 
 
9
Elect James Thomson
 
Mgmt
For
For
For
 
 
10
Elect James Wainscott
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Akamai Technologies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AKAM
CUSIP 00971T101
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Kim Goodwin
 
Mgmt
For
For
For
 
 
2
Elect David Kenny
 
Mgmt
For
For
For
 
 
3
Elect Peter Kight
 
Mgmt
For
For
For
 
 
4
Elect Frederic Salerno
 
Mgmt
For
For
For
 
 
5
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Akzo Nobel N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AKZA
CINS N01803100
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Dividends
 
Mgmt
For
For
For
 
 
8
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
9
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
10
Elect Uwe-Ernst Bufe
 
Mgmt
For
For
For
 
 
11
Elect Peggy Bruzelius
 
Mgmt
For
For
For
 
 
12
Amendment to the Compensation Policy Regarding the Shareholding Requirement
Mgmt
For
For
For
 
 
13
Amendment to the Remuneration Policy Regarding a Sustainability Metric
Mgmt
For
For
For
 
 
14
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
15
Issuance of Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
16
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Alcoa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AA
CUSIP 013817101
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Klaus Kleinfeld
 
Mgmt
For
For
For
 
 
2
Elect James Owens
 
Mgmt
For
For
For
 
 
3
Elect Ratan Tata
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Annual Cash Incentive Plan
 
Mgmt
For
For
For
 
 
8
Elimination of Supermajority Requirement Relating to Fair Price Protection
Mgmt
For
For
For
 
 
9
Elimination of Supermajority Requirement Relating to the Board of Directors
Mgmt
For
For
For
 
 
10
Elimination of Supermajority Requirement Relating to the Removal of Directors
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Alexion Pharmaceuticals, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ALXN
CUSIP 015351109
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Leonard Bell
 
Mgmt
For
For
For
 
 
1.2
Elect Max Link
 
Mgmt
For
For
For
 
 
1.3
Elect William Keller
 
Mgmt
For
For
For
 
 
1.4
Elect Joseph Madri
 
Mgmt
For
For
For
 
 
1.5
Elect Larry Mathis
 
Mgmt
For
For
For
 
 
1.6
Elect R. Douglas Norby
 
Mgmt
For
For
For
 
 
1.7
Elect Alvin Parven
 
Mgmt
For
For
For
 
 
1.8
Elect Andreas Rummelt
 
Mgmt
For
For
For
 
 
1.9
Elect Ann Veneman
 
Mgmt
For
For
For
 
 
2
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Allegheny Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AYE
CUSIP 017361106
 
09/14/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Acquisition
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Allergan, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AGN
CUSIP 018490102
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Deborah Dunsire
 
Mgmt
For
For
For
 
 
2
Elect Trevor Jones
 
Mgmt
For
For
For
 
 
3
Elect Louis Lavigne, Jr.
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
2011 Executive Bonus Plan
 
Mgmt
For
For
For
 
 
8
2011 Incentive Award Plan
 
Mgmt
For
Against
Against
 
 
9
Repeal of Classified Board
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Altera Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ALTR
CUSIP 021441100
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Daane
 
Mgmt
For
For
For
 
 
2
Elect Robert Finocchio, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Kevin McGarity
 
Mgmt
For
For
For
 
 
4
Elect T. Michael Nevens
 
Mgmt
For
For
For
 
 
5
Elect Krish Prabhu
 
Mgmt
For
For
For
 
 
6
Elect John Shoemaker
 
Mgmt
For
For
For
 
 
7
Elect Susan Wang
 
Mgmt
For
For
For
 
 
8
Amendment to the 2005 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
9
Amendment to the 1987 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
10
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
11
Adoption of Delaware as the Exclusive Forum for Certain Disputes
Mgmt
For
For
For
 
 
12
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Altria Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MO
CUSIP 02209S103
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Elizabeth Bailey
 
Mgmt
For
For
For
 
 
2
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
3
Elect John Casteen III
 
Mgmt
For
For
For
 
 
4
Elect Dinyar Devitre
 
Mgmt
For
For
For
 
 
5
Elect Thomas Farrell II
 
Mgmt
For
For
For
 
 
6
Elect Thomas Jones
 
Mgmt
For
For
For
 
 
7
Elect George Munoz
 
Mgmt
For
For
For
 
 
8
Elect Nabil Sakkab
 
Mgmt
For
For
For
 
 
9
Elect Michael Szymanczyk
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Shareholder Proposal Regarding Flavored Tobacco
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amazon.com, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMZN
CUSIP 023135106
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Bezos
 
Mgmt
For
For
For
 
 
2
Elect Tom Alberg
 
Mgmt
For
For
For
 
 
3
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
4
Elect William Gordon
 
Mgmt
For
For
For
 
 
5
Elect Alain Monie
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Rubinstein
 
Mgmt
For
For
For
 
 
7
Elect Thomas Ryder
 
Mgmt
For
For
For
 
 
8
Elect Patricia Stonesifer
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
12
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
13
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Ambuja Cements Limited (fka Gujarat Ambuja Cements)
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ACL
CINS Y6140K106
 
04/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
India
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Mansingh Bhakta
 
Mgmt
For
For
For
 
 
4
Elect Omkar Goswami
 
Mgmt
For
For
For
 
 
5
Elect Naresh Chandra
 
Mgmt
For
For
For
 
 
6
Appointment of Statutory Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
7
Amendment to the Employee Stock Option Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
America Movil SAB de CV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMX
CUSIP 02364W105
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Election of Directors (Series L)
 
Mgmt
For
For
For
 
 
2
Election of Meeting Delegates
 
Mgmt
For
For
For
 
                 
                 
                 
                 
American Express Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AXP
CUSIP 025816109
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
1.2
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
1.3
Elect Ursula Burns
 
Mgmt
For
For
For
 
 
1.4
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
1.5
Elect Peter Chernin
 
Mgmt
For
For
For
 
 
1.6
Elect Theodore Leonsis
 
Mgmt
For
For
For
 
 
1.7
Elect Jan Leschly
 
Mgmt
For
For
For
 
 
1.8
Elect Richard Levin
 
Mgmt
For
For
For
 
 
1.9
Elect Richard McGinn
 
Mgmt
For
For
For
 
 
1.10
Elect Edward Miller
 
Mgmt
For
For
For
 
 
1.11
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
1.12
Elect Robert Walter
 
Mgmt
For
For
For
 
 
1.13
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
6
Sharehoholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
American Tower Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMT
CUSIP 029912201
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Raymond Dolan
 
Mgmt
For
For
For
 
 
2
Elect Ronald Dykes
 
Mgmt
For
For
For
 
 
3
Elect Carolyn Katz
 
Mgmt
For
For
For
 
 
4
Elect Gustavo Lara Cantu
 
Mgmt
For
For
For
 
 
5
Elect JoAnn Reed
 
Mgmt
For
For
For
 
 
6
Elect Pamela Reeve
 
Mgmt
For
For
For
 
 
7
Elect David Sharbutt
 
Mgmt
For
For
For
 
 
8
Elect James Taiclet, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Samme Thompson
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Amerigroup Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AGP
CUSIP 03073T102
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Carlson
 
Mgmt
For
For
For
 
 
1.2
Elect Jeffrey Child
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Shirk
 
Mgmt
For
For
For
 
 
1.4
Elect John Snow
 
Mgmt
For
For
For
 
 
1.5
Elect Joseph Prueher
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
AMGEN Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMGN
CUSIP 031162100
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Baltimore
 
Mgmt
For
For
For
 
 
2
Elect Frank Biondi, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Francois de Carbonnel
 
Mgmt
For
For
For
 
 
4
Elect Vance Coffman
 
Mgmt
For
For
For
 
 
5
Elect Rebecca Henderson
 
Mgmt
For
For
For
 
 
6
Elect Frank Herringer
 
Mgmt
For
For
For
 
 
7
Elect Gilbert Omenn
 
Mgmt
For
For
For
 
 
8
Elect Judith Pelham
 
Mgmt
For
For
For
 
 
9
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
10
Elect Leonard Schaeffer
 
Mgmt
For
For
For
 
 
11
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
12
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Amorepacific Corp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
90430
CINS Y01258105
 
03/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
3
Elect KWON Young So
 
Mgmt
For
For
For
 
 
4
Independent Directors to be Audit Committee Members (Slate)
Mgmt
For
For
For
 
 
5
Directors' Fees
 
Mgmt
For
For
For
 
 
6
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
AMP Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMP
CINS Q0344G101
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Re-elect J. Brian Clark
 
Mgmt
For
For
For
 
 
3
Re-elect Peter Shergold
 
Mgmt
For
For
For
 
 
4
Elect Catherine Brenner
 
Mgmt
For
For
For
 
 
5
Elect Richard Allert
 
Mgmt
For
For
For
 
 
6
Elect Patricia Akopiantz
 
Mgmt
For
For
For
 
 
7
Remuneration Report
 
Mgmt
For
For
For
 
 
8
Equity Grant (MD/CEO Craig Dunn)
Mgmt
For
For
For
 
 
9
Increase NEDs' Fee Cap
 
Mgmt
For
For
For
 
 
10
Ratify Issue of Convertible Notes
Mgmt
For
For
For
 
                 
                 
                 
                 
AMR Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMR
CUSIP 001765106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gerard Arpey
 
Mgmt
For
For
For
 
 
1.2
Elect John Bachmann
 
Mgmt
For
For
For
 
 
1.3
Elect Armando Codina
 
Mgmt
For
For
For
 
 
1.4
Elect Alberto Ibarguen
 
Mgmt
For
For
For
 
 
1.5
Elect Ann McLaughlin Korologos
Mgmt
For
For
For
 
 
1.6
Elect Michael Miles
 
Mgmt
For
For
For
 
 
1.7
Elect Philip Purcell
 
Mgmt
For
For
For
 
 
1.8
Elect Ray Robinson
 
Mgmt
For
For
For
 
 
1.9
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
1.10
Elect Matthew Rose
 
Mgmt
For
For
For
 
 
1.11
Elect Roger Staubach
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Analog Devices, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADI
CUSIP 032654105
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ray Stata
 
Mgmt
For
For
For
 
 
2
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
3
Elect James Champy
 
Mgmt
For
For
For
 
 
4
Elect John Doyle
 
Mgmt
For
For
For
 
 
5
Elect John Hodgson
 
Mgmt
For
For
For
 
 
6
Elect Yves-Andre Istel
 
Mgmt
For
For
For
 
 
7
Elect Neil Novich
 
Mgmt
For
For
For
 
 
8
Elect F. Grant Saviers
 
Mgmt
For
For
For
 
 
9
Elect Paul Severino
 
Mgmt
For
For
For
 
 
10
Elect Kenton Sicchitano
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
AOL Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AOL
CUSIP 00184X105
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Tim Armstrong
 
Mgmt
For
For
For
 
 
2
Elect Richard Dalzell
 
Mgmt
For
For
For
 
 
3
Elect Karen Dykstra
 
Mgmt
For
For
For
 
 
4
Elect Alberto Ibarguen
 
Mgmt
For
For
For
 
 
5
Elect Susan Lyne
 
Mgmt
For
For
For
 
 
6
Elect Patricia Mitchell
 
Mgmt
For
For
For
 
 
7
Elect Fredric Reynolds
 
Mgmt
For
For
For
 
 
8
Elect James Stengel
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP 037389103
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lester Knight
 
Mgmt
For
For
For
 
 
2
Elect Gregory Case
 
Mgmt
For
For
For
 
 
3
Elect Fulvio Conti
 
Mgmt
For
For
For
 
 
4
Elect Cheryl Francis
 
Mgmt
For
For
For
 
 
5
Elect Judson Green
 
Mgmt
For
For
For
 
 
6
Elect Edgar Jannotta
 
Mgmt
For
For
For
 
 
7
Elect Jan Kalff
 
Mgmt
For
For
For
 
 
8
Elect J. Michael Losh
 
Mgmt
For
For
For
 
 
9
Elect R. Eden Martin
 
Mgmt
For
For
For
 
 
10
Elect Andrew McKenna
 
Mgmt
For
For
For
 
 
11
Elect Robert Morrison
 
Mgmt
For
For
For
 
 
12
Elect Richard Myers
 
Mgmt
For
For
For
 
 
13
Elect Richard Notebaert
 
Mgmt
For
For
For
 
 
14
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
15
Elect Gloria Santona
 
Mgmt
For
For
For
 
 
16
Elect Carolyn Woo
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
20
2011 Incentive Plan
 
Mgmt
For
Against
Against
 
 
21
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Aon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AON
CUSIP 037389103
 
09/20/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Stock Issuance for Acquisition
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Apache Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
APA
CUSIP 037411105
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect G. Steven Farris
 
Mgmt
For
For
For
 
 
2
Elect Randolph Ferlic
 
Mgmt
For
For
For
 
 
3
Elect A. D. Frazier, Jr.
 
Mgmt
For
For
For
 
 
4
Elect John Kocur
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
8
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
9
Increase of Preferred Stock
 
Mgmt
For
For
For
 
 
10
2011 Omnibus Equity Compensation Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Apple Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AAPL
CUSIP 037833100
 
02/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Campbell
 
Mgmt
For
For
For
 
 
1.2
Elect Millard Drexler
 
Mgmt
For
For
For
 
 
1.3
Elect Albert Gore, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Jobs
 
Mgmt
For
For
For
 
 
1.5
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
5
Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Applied Materials, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AMAT
CUSIP 038222105
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Aart de Geus
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Forrest
 
Mgmt
For
For
For
 
 
1.3
Elect Thomas Iannotti
 
Mgmt
For
For
For
 
 
1.4
Elect Susan  James
 
Mgmt
For
For
For
 
 
1.5
Elect Alexander Karsner
 
Mgmt
For
For
For
 
 
1.6
Elect Gerhard Parker
 
Mgmt
For
For
For
 
 
1.7
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
1.8
Elect Willem Roelandts
 
Mgmt
For
For
For
 
 
1.9
Elect James Rogers
 
Mgmt
For
For
For
 
 
1.10
Elect Michael Splinter
 
Mgmt
For
For
For
 
 
1.11
Elect Robert Swan
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ArcelorMittal S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MT
CINS L0302D129
 
01/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Elect Suzanne Nimocks
 
Mgmt
For
For
For
 
 
3
Presentation of the Report of the Board of Directors
Mgmt
For
For
For
 
 
4
Presentation of the Auditor's Report
Mgmt
For
For
For
 
 
5
Approval of Spin-off
 
Mgmt
For
For
For
 
 
6
Determination of Effective Date of Spin-off
Mgmt
For
For
For
 
 
7
Reduction of Share Capital
 
Mgmt
For
For
For
 
 
8
Amendments to Articles Regarding Share Capital
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
ArcelorMittal S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MT
CINS L0302D129
 
05/10/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Consolidated Accounts and Reports
Mgmt
For
TNA
N/A
 
 
2
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
4
Directors' Fees
 
Mgmt
For
TNA
N/A
 
 
5
Ratification of Board Acts
 
Mgmt
For
TNA
N/A
 
 
6
Elect Lakshmi Mittal
 
Mgmt
For
TNA
N/A
 
 
7
Elect Antoine Spillmann
 
Mgmt
For
TNA
N/A
 
 
8
Elect Lewis B. Kaden
 
Mgmt
For
TNA
N/A
 
 
9
Elect Prince Guillaume of Luxembourg
Mgmt
For
TNA
N/A
 
 
10
Elect Bruno Lafont
 
Mgmt
For
TNA
N/A
 
 
11
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
12
2011-2020 Restricted Share Unit Plan and Performance Share Unit Plan
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
ARM Holdings plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ARM
CINS G0483X122
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Director's Remuneration Report
Mgmt
For
For
For
 
 
4
Elect Larry Hirst
 
Mgmt
For
For
For
 
 
5
Elect Janice Roberts
 
Mgmt
For
For
For
 
 
6
Elect Andy Green
 
Mgmt
For
For
For
 
 
7
Elect Doug Dunn
 
Mgmt
For
For
For
 
 
8
Elect Warren East
 
Mgmt
For
For
For
 
 
9
Elect Tudor Brown
 
Mgmt
For
For
For
 
 
10
Elect Mike Inglis
 
Mgmt
For
For
For
 
 
11
Elect Mike Muller
 
Mgmt
For
For
For
 
 
12
Elect Kathleen O'Donovan
 
Mgmt
For
For
For
 
 
13
Elect Philip Rowley
 
Mgmt
For
For
For
 
 
14
Elect Tim Score
 
Mgmt
For
For
For
 
 
15
Elect Simon Segars
 
Mgmt
For
For
For
 
 
16
Elect Young Sohn
 
Mgmt
For
For
For
 
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
 
18
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
24
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
25
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
26
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
27
Authority to Set General Meeting Period to 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
ASML Holding N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ASML
CUSIP N07059186
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
3
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Amendments to Articles
 
Mgmt
For
For
For
 
 
6
Stock Option Grants to Employees
Mgmt
For
For
For
 
 
7
Elect William Siegle
 
Mgmt
For
For
For
 
 
8
Elect Josephus Westerburgen
 
Mgmt
For
For
For
 
 
9
Supervisory Board Fees
 
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
15
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
16
Authority to Cancel Additional Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
ASML Holding N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ASML
CINS N07059178
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
6
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
9
Amendments to Articles
 
Mgmt
For
For
For
 
 
10
Stock Option Grants to Employees
Mgmt
For
For
For
 
 
11
Elect William Siegle
 
Mgmt
For
For
For
 
 
12
Elect Josephus Westerburgen
 
Mgmt
For
For
For
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Supervisory Board Fees
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
22
Authority to Cancel Additional Shares
Mgmt
For
For
For
 
 
23
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
24
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Atlas Copco AB
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ATCO-A
CINS W10020134
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Sweden
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
9
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
10
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Accounts and Reports
 
Mgmt
For
For
For
 
 
13
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
14
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
15
Dividend Record Date
 
Mgmt
For
For
For
 
 
16
Board Size
 
Mgmt
For
For
For
 
 
17
Election of Directors
 
Mgmt
For
For
For
 
 
18
Directors' Fees
 
Mgmt
For
For
For
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Compensation Guidelines
 
Mgmt
For
For
For
 
 
21
2011 Performance Option Plan
Mgmt
For
For
For
 
 
22
Authority to Repurchase Shares Pursuant to 2011 Performance Option Plan
Mgmt
For
For
For
 
 
23
Authority to Repurchase Shares Pursuant to Directors' Fees
Mgmt
For
For
For
 
 
24
Issuance of Treasury Shares Pursuant to 2011 Performance Option Plan
Mgmt
For
For
For
 
 
25
Issuance of Treasury Shares Pursuant to Directors' Fees
Mgmt
For
For
For
 
 
26
Issuance of Treasury Shares Pursuant to 2006, 2007, 2008 and 2009 Stock Option Plans
Mgmt
For
For
For
 
 
27
Amendments to Articles Regarding Stock Split
Mgmt
For
For
For
 
 
28
Stock Split
 
Mgmt
For
For
For
 
 
29
Authority to Reduce Share Capital
Mgmt
For
For
For
 
 
30
Increase in Share Capital
 
Mgmt
For
For
For
 
 
31
Nomination Committee
 
Mgmt
For
For
For
 
 
32
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Atlas Copco AB
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ATCO-A
CINS W10020118
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Sweden
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
9
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
10
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
Accounts and Reports
 
Mgmt
For
For
For
 
 
14
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
15
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
16
Dividend Record Date
 
Mgmt
For
For
For
 
 
17
Board Size
 
Mgmt
For
For
For
 
 
18
Election of Directors
 
Mgmt
For
For
For
 
 
19
Directors' Fees
 
Mgmt
For
For
For
 
 
20
Compensation Guidelines
 
Mgmt
For
For
For
 
 
21
2011 Performance Option Plan
Mgmt
For
For
For
 
 
22
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
23
Authority to Repurchase Shares Pursuant to 2011 Performance Option Plan
Mgmt
For
For
For
 
 
24
Authority to Repurchase Shares Pursuant to Directors' Fees
Mgmt
For
For
For
 
 
25
Issuance of Treasury Shares Pursuant to 2011 Performance Option Plan
Mgmt
For
For
For
 
 
26
Issuance of Treasury Shares Pursuant to Directors' Fees
Mgmt
For
For
For
 
 
27
Issuance of Treasury Shares Pursuant to 2006, 2007, 2008 and 2009 Stock Option Plans
Mgmt
For
For
For
 
 
28
Amendments to Articles Regarding Stock Split
Mgmt
For
For
For
 
 
29
Stock Split
 
Mgmt
For
For
For
 
 
30
Authority to Reduce Share Capital
Mgmt
For
For
For
 
 
31
Increase in Share Capital
 
Mgmt
For
For
For
 
 
32
Nomination Committee
 
Mgmt
For
For
For
 
 
33
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Automatic Data Processing, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADP
CUSIP 053015103
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
1.3
Elect Gary Butler
 
Mgmt
For
For
For
 
 
1.4
Elect Leon Cooperman
 
Mgmt
For
For
For
 
 
1.5
Elect Eric Fast
 
Mgmt
For
For
For
 
 
1.6
Elect Linda Gooden
 
Mgmt
For
For
For
 
 
1.7
Elect R. Glenn Hubbard
 
Mgmt
For
For
For
 
 
1.8
Elect John Jones
 
Mgmt
For
For
For
 
 
1.9
Elect Sharon Rowlands
 
Mgmt
For
For
For
 
 
1.10
Elect Enrique Salem
 
Mgmt
For
For
For
 
 
1.11
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
2
Amendment to the Employees' Savings-Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
AutoNation, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AN
CUSIP 05329W102
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mike Jackson
 
Mgmt
For
For
For
 
 
2
Elect Robert Brown
 
Mgmt
For
For
For
 
 
3
Elect Rick Burdick
 
Mgmt
For
For
For
 
 
4
Elect William Crowley
 
Mgmt
For
For
For
 
 
5
Elect David Edelson
 
Mgmt
For
For
For
 
 
6
Elect Robert Grusky
 
Mgmt
For
For
For
 
 
7
Elect Michael Larson
 
Mgmt
For
For
For
 
 
8
Elect Michael Maroone
 
Mgmt
For
For
For
 
 
9
Elect Carlos Migoya
 
Mgmt
For
For
For
 
 
10
Elect Alison Rosenthal
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Avago Technologies Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVGO
CUSIP Y0486S104
 
03/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Hock Tan
 
Mgmt
For
For
For
 
 
2
Elect Adam Clammer
 
Mgmt
For
For
For
 
 
3
Elect James Davidson
 
Mgmt
For
For
For
 
 
4
Elect James Diller
 
Mgmt
For
For
For
 
 
5
Elect Kenneth Hao
 
Mgmt
For
For
For
 
 
6
Elect John Hsuan
 
Mgmt
For
For
For
 
 
7
Elect David Kerko
 
Mgmt
For
For
For
 
 
8
Elect Justine Lien
 
Mgmt
For
For
For
 
 
9
Elect Donald Macleod
 
Mgmt
For
For
For
 
 
10
Elect Bock Seng Tan
 
Mgmt
For
For
For
 
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
12
Directors' Fees
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
15
Authority to Issue Shares Without Preemptive Rights
Mgmt
For
For
For
 
 
16
Authority to Repurchase Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Aveva Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVV
CINS G06812112
 
07/07/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Richard Longdon
 
Mgmt
For
For
For
 
 
5
Elect Paul Taylor
 
Mgmt
For
For
For
 
 
6
Elect Nick Prest
 
Mgmt
For
For
For
 
 
7
Elect Jonathan Brooks
 
Mgmt
For
For
For
 
 
8
Elect Philip Dayer
 
Mgmt
For
For
For
 
 
9
Elect Herve Couturier
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
12
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
18
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Adoption of New Articles
 
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Avon Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
AVP
CUSIP 054303102
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect W. Don Cornwell
 
Mgmt
For
For
For
 
 
1.2
Elect V. Ann Hailey
 
Mgmt
For
For
For
 
 
1.3
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
1.4
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
1.5
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Moore
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Pressler
 
Mgmt
For
For
For
 
 
1.8
Elect Gary Rodkin
 
Mgmt
For
For
For
 
 
1.9
Elect Paula Stern
 
Mgmt
For
For
For
 
 
1.10
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
                 
                 
                 
                 
Baker Hughes Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BHI
CUSIP 057224107
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Brady
 
Mgmt
For
For
For
 
 
1.2
Elect Clarence Cazalot, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Chad Deaton
 
Mgmt
For
For
For
 
 
1.4
Elect Anthony Fernandes
 
Mgmt
For
For
For
 
 
1.5
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.6
Elect Pierre Jungels
 
Mgmt
For
For
For
 
 
1.7
Elect James Lash
 
Mgmt
For
For
For
 
 
1.8
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.9
Elect H. John Riley, Jr.
 
Mgmt
For
For
For
 
 
1.10
Elect J.W. Stewart
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Reapproval of Performance Goals under the Annual Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Banco Santander S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SAN
CINS E19790109
 
06/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea
Mgmt
For
For
For
 
 
5
Elect Rodrigo Echenique Gordillo
Mgmt
For
For
For
 
 
6
Elect Terence Burns
 
Mgmt
For
For
For
 
 
7
Elect Antoine Bernheim
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Amend Articles 8, 11, 15, 16 and 18
Mgmt
For
For
For
 
 
10
Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61
Mgmt
For
For
For
 
 
11
Amend Articles 62 and 69
 
Mgmt
For
For
For
 
 
12
Amend Preamble and Article 2
 
Mgmt
For
For
For
 
 
13
Amend Articles 4, 5, 6 bis and 8
Mgmt
For
For
For
 
 
14
Amend Articles 12, 19 and 21
 
Mgmt
For
For
For
 
 
15
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Abstain
Against
 
 
16
Scrip Dividend
 
Mgmt
For
For
For
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Scrip Dividend
 
Mgmt
For
For
For
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Authority to Issue Convertible Securities w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Issue Non-Convertible Debt Instruments
Mgmt
For
For
For
 
 
22
Performance Share Plan
 
Mgmt
For
Abstain
Against
 
 
23
Deferred and Conditional Share Plan
Mgmt
For
For
For
 
 
24
Deferred and Conditional Variable Remuneration Plan
Mgmt
For
For
For
 
 
25
UK Employee Share Savings Plan
Mgmt
For
For
For
 
 
26
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
27
Remuneration Report
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Bank of America Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAC
CUSIP 060505104
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mukesh Ambani
 
Mgmt
For
For
For
 
 
2
Elect Susan Bies
 
Mgmt
For
For
For
 
 
3
Elect Frank Bramble, Sr.
 
Mgmt
For
For
For
 
 
4
Elect Virgis Colbert
 
Mgmt
For
For
For
 
 
5
Elect Charles Gifford
 
Mgmt
For
For
For
 
 
6
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
7
Elect D. Paul Jones, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
9
Elect Thomas May
 
Mgmt
For
For
For
 
 
10
Elect Brian Moynihan
 
Mgmt
For
For
For
 
 
11
Elect Donald Powell
 
Mgmt
For
For
For
 
 
12
Elect Charles Rossotti
 
Mgmt
For
For
For
 
 
13
Elect Robert Scully
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Disclosure of Prior Government Service
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Report OTC Derivative Trading
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
23
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Bank of China Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
3988
CINS Y0698A107
 
01/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Elect Jackson TAI
 
Mgmt
For
For
For
 
 
3
Authority to Issue RMB-denominated Bonds
Mgmt
For
For
For
 
                 
                 
                 
                 
Bank of China Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
3988
CINS Y0698A107
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Directors' Report
 
Mgmt
For
For
For
 
 
3
Supervisors' Report
 
Mgmt
For
For
For
 
 
4
Financial Statements
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Annual Budget
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Elect ZHANG Xiangdong
 
Mgmt
For
For
For
 
 
9
Elect ZHANG Qi
 
Mgmt
For
For
For
 
 
10
Elect MEI Xingbao
 
Mgmt
For
For
For
 
 
11
Elect BAO Guoming
 
Mgmt
For
For
For
 
 
12
Authority to Issue Financial Bonds
Mgmt
For
For
For
 
 
13
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Barrick Gold Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ABX
CUSIP 067901108
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Beck
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Birchall
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.4
Elect Gustavo Cisneros
 
Mgmt
For
For
For
 
 
1.5
Elect Peter Crossgrove
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Franklin
 
Mgmt
For
For
For
 
 
1.7
Elect J. Brett Harvey
 
Mgmt
For
For
For
 
 
1.8
Elect Dambisa Moyo
 
Mgmt
For
For
For
 
 
1.9
Elect Brian Mulroney
 
Mgmt
For
For
For
 
 
1.10
Elect Anthony Munk
 
Mgmt
For
For
For
 
 
1.11
Elect Peter Munk
 
Mgmt
For
For
For
 
 
1.12
Elect Aaron Regent
 
Mgmt
For
For
For
 
 
1.13
Elect Nathaniel Rothschild
 
Mgmt
For
For
For
 
 
1.14
Elect Steven Shapiro
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Baxter International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BAX
CUSIP 071813109
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wayne Hockmeyer
 
Mgmt
For
For
For
 
 
2
Elect Robert Parkinson, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Stallkamp
 
Mgmt
For
For
For
 
 
4
Elect Albert Stroucken
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
8
Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
9
2011 Incentive Plan
 
Mgmt
For
For
For
 
 
10
Repeal of Classified Board
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Bayerische Motoren Werke AG (BMW)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMW
CINS D12096109
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Compensation Policy
 
Mgmt
For
For
For
 
                 
                 
                 
                 
BB&T Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BBT
CUSIP 054937107
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Allison, IV
 
Mgmt
For
For
For
 
 
1.2
Elect Jennifer Banner
 
Mgmt
For
For
For
 
 
1.3
Elect K. David Boyer, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Anna Cablik
 
Mgmt
For
For
For
 
 
1.5
Elect Ronald Deal
 
Mgmt
For
For
For
 
 
1.6
Elect J. Littleton Glover, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Jane Helm
 
Mgmt
For
For
For
 
 
1.8
Elect John Howe, III
 
Mgmt
For
For
For
 
 
1.9
Elect Kelly King
 
Mgmt
For
For
For
 
 
1.10
Elect Valeria Lynch Lee
 
Mgmt
For
For
For
 
 
1.11
Elect J. Holmes Morrison
 
Mgmt
For
For
For
 
 
1.12
Elect Nido Qubein
 
Mgmt
For
For
For
 
 
1.13
Elect Thomas Skains
 
Mgmt
For
For
For
 
 
1.14
Elect Thomas Thompson
 
Mgmt
For
For
For
 
 
1.15
Elect Stephen Williams
 
Mgmt
For
For
For
 
 
2
Amendment to the short-term incentive plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Berkshire Hathaway Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BRK.A
CUSIP 084670108
 
04/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Warren Buffett
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Munger
 
Mgmt
For
For
For
 
 
1.3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
1.4
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
1.5
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.6
Elect William Gates III
 
Mgmt
For
For
For
 
 
1.7
Elect David Gottesman
 
Mgmt
For
For
For
 
 
1.8
Elect Charlotte Guyman
 
Mgmt
For
For
For
 
 
1.9
Elect Donald Keough
 
Mgmt
For
For
For
 
 
1.10
Elect Thomas Murphy
 
Mgmt
For
For
For
 
 
1.11
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
1.12
Elect Walter Scott, Jr.
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
BG Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BG
CINS G1245Z108
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Fabio de Oliveira Barbosa
Mgmt
For
For
For
 
 
5
Elect Caio Kock-Weser
 
Mgmt
For
For
For
 
 
6
Elect Patrick Thomas
 
Mgmt
For
For
For
 
 
7
Elect Peter Backhouse
 
Mgmt
For
For
For
 
 
8
Elect Frank Chapman
 
Mgmt
For
For
For
 
 
9
Elect Baroness Hogg
 
Mgmt
For
For
For
 
 
10
Elect John Hood
 
Mgmt
For
For
For
 
 
11
Elect Martin Houston
 
Mgmt
For
For
For
 
 
12
Elect Sir David Manning
 
Mgmt
For
For
For
 
 
13
Elect Mark Seligman
 
Mgmt
For
For
For
 
 
14
Elect Philippe Varin
 
Mgmt
For
For
For
 
 
15
Elect Sir Robert Wilson
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Authorisation of Political Donations
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
23
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
BHP Billiton PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BLT
CINS G10877101
 
10/21/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
2
Elect John Buchanan (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
3
Elect David Crawford (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
4
Elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
5
Elect John Schubert (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
6
Elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
7
Elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
8
Elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited)
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees (BHP Billiton plc)
Mgmt
For
For
For
 
 
10
Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc)
Mgmt
For
For
For
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc)
Mgmt
For
For
For
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
15
Authority to Repurchase Shares (BHP Billiton plc)
Mgmt
For
For
For
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Directors' Remuneration Report
Mgmt
For
For
For
 
 
18
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
19
Equity Grant (CEO Marius Kloppers)
Mgmt
For
For
For
 
 
20
Adoption of New Constitution (BHP Billiton Limited)
Mgmt
For
For
For
 
 
21
Adoption of New Articles (BHP Billiton plc)
Mgmt
For
For
For
 
 
22
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Biogen Idec Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BIIB
CUSIP 09062X103
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Caroline Dorsa
 
Mgmt
For
For
For
 
 
2
Elect Stelios Papadopoulos
 
Mgmt
For
For
For
 
 
3
Elect George Scangos
 
Mgmt
For
For
For
 
 
4
Elect Lynn Schenk
 
Mgmt
For
For
For
 
 
5
Elect Alexander Denner
 
Mgmt
For
For
For
 
 
6
Elect Nancy Leaming
 
Mgmt
For
For
For
 
 
7
Elect Richard Mulligan
 
Mgmt
For
For
For
 
 
8
Elect Robert Pangia
 
Mgmt
For
For
For
 
 
9
Elect Brian Posner
 
Mgmt
For
For
For
 
 
10
Elect Eric Rowinsky
 
Mgmt
For
For
For
 
 
11
Elect Stephen Sherwin
 
Mgmt
For
For
For
 
 
12
Elect William Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Repeal of Classified Board
 
Mgmt
For
For
For
 
                 
                 
                 
                 
BOK Financial Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BOKF
CUSIP 05561Q201
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Allen
 
Mgmt
For
For
For
 
 
1.2
Elect C. Fred Ball, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Sharon Bell
 
Mgmt
For
For
For
 
 
1.4
Elect Peter Boylan, III
 
Mgmt
For
For
For
 
 
1.5
Elect Chester Cadieux, III
 
Mgmt
For
For
For
 
 
1.6
Elect Joseph Craft III
 
Mgmt
For
For
For
 
 
1.7
Elect William Durrett
 
Mgmt
For
For
For
 
 
1.8
Elect John Gibson
 
Mgmt
For
For
For
 
 
1.9
Elect David Griffin
 
Mgmt
For
For
For
 
 
1.10
Elect V. Burns Hargis
 
Mgmt
For
For
For
 
 
1.11
Elect E. Carey Joullian, IV
 
Mgmt
For
For
For
 
 
1.12
Elect George Kaiser
 
Mgmt
For
For
For
 
 
1.13
Elect Robert LaFortune
 
Mgmt
For
For
For
 
 
1.14
Elect Stanley Lybarger
 
Mgmt
For
For
For
 
 
1.15
Elect Steven Malcolm
 
Mgmt
For
For
For
 
 
1.16
Elect E.C. Richards
 
Mgmt
For
For
For
 
 
1.17
Elect David Thompson
 
Mgmt
For
For
For
 
 
1.18
Elect Michael Turpen
 
Mgmt
For
For
For
 
 
2
Amendment to the 2003 Executive Incentive Plan
Mgmt
For
For
For
 
 
3
2011 True-Up Plan
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Bombardier Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BBD
CUSIP 097751200
 
06/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Laurent Beaudoin
 
Mgmt
For
For
For
 
 
1.2
Elect Pierre Beaudoin
 
Mgmt
For
For
For
 
 
1.3
Elect Andre Berard
 
Mgmt
For
For
For
 
 
1.4
Elect J.R. Andre Bombardier
 
Mgmt
For
For
For
 
 
1.5
Elect Janine Bombardier
 
Mgmt
For
For
For
 
 
1.6
Elect Martha Brooks
 
Mgmt
For
For
For
 
 
1.7
Elect L. Denis Desautels
 
Mgmt
For
For
For
 
 
1.8
Elect Thierry Desmarest
 
Mgmt
For
For
For
 
 
1.9
Elect Jean-Louis Fontaine
 
Mgmt
For
For
For
 
 
1.10
Elect Daniel Johnson
 
Mgmt
For
For
For
 
 
1.11
Elect Jean Monty
 
Mgmt
For
For
For
 
 
1.12
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
1.13
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.14
Elect Heinrich Weiss
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Gender Parity on the Board
Mgmt
Against
Against
For
 
 
5
Shareholder Proposal Regarding Pay Ratios
Mgmt
Against
Against
For
 
 
6
Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers
Mgmt
Against
Against
For
 
 
7
Shareholder Proposal Regarding Minority Shareholder Rights
Mgmt
Against
For
Against
 
                 
                 
                 
                 
Boston Scientific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BSX
CUSIP 101137107
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Katharine Bartlett
 
Mgmt
For
For
For
 
 
2
Elect Bruce Byrnes
 
Mgmt
For
For
For
 
 
3
Elect Nelda Connors
 
Mgmt
For
For
For
 
 
4
Elect J. Raymond Elliott
 
Mgmt
For
For
For
 
 
5
Elect Kristina Johnson
 
Mgmt
For
For
For
 
 
6
Elect Ernest Mario
 
Mgmt
For
For
For
 
 
7
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Pete Nicholas
 
Mgmt
For
For
For
 
 
9
Elect Uwe Reinhardt
 
Mgmt
For
For
For
 
 
10
Elect John Sununu
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
13
2011 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
14
2006 Global Employee Stock Ownership Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
BP plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BP
CINS G12793108
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Elect Paul Anderson
 
Mgmt
For
For
For
 
 
4
Elect Antony Burgmans
 
Mgmt
For
For
For
 
 
5
Elect Cynthia Carroll
 
Mgmt
For
For
For
 
 
6
Elect Sir William Castell
 
Mgmt
For
For
For
 
 
7
Elect Iain Conn
 
Mgmt
For
For
For
 
 
8
Elect George David
 
Mgmt
For
For
For
 
 
9
Elect Ian Davis
 
Mgmt
For
For
For
 
 
10
Elect Robert Dudley
 
Mgmt
For
For
For
 
 
11
Elect Byron Grote
 
Mgmt
For
For
For
 
 
12
Elect Frank Bowman
 
Mgmt
For
For
For
 
 
13
Elect Brendan Nelson
 
Mgmt
For
For
For
 
 
14
Elect Phuthuma Nhleko
 
Mgmt
For
For
For
 
 
15
Elect Carl-Henric Svanberg
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
21
Authorisation of Political Donations
Mgmt
For
For
For
 
 
22
Renewal of the BP ShareMatch Plan
Mgmt
For
For
For
 
 
23
Renewal of the BP Sharesave UK Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Bristol-Myers Squibb Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BMY
CUSIP 110122108
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lamberto Andreotti
 
Mgmt
For
For
For
 
 
2
Elect Lewis Campbell
 
Mgmt
For
For
For
 
 
3
Elect James Cornelius
 
Mgmt
For
For
For
 
 
4
Elect Louis Freeh
 
Mgmt
For
For
For
 
 
5
Elect Laurie Glimcher
 
Mgmt
For
For
For
 
 
6
Elect Michael Grobstein
 
Mgmt
For
For
For
 
 
7
Elect Leif Johansson
 
Mgmt
For
For
For
 
 
8
Elect Alan Lacy
 
Mgmt
For
For
For
 
 
9
Elect Vicki Sato
 
Mgmt
For
For
For
 
 
10
Elect Elliott Sigal
 
Mgmt
For
For
For
 
 
11
Elect Togo West, Jr.
 
Mgmt
For
For
For
 
 
12
Elect R. Sanders Williams
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
16
Shareholder Proposal Regarding Disclosure of Executive Compensation
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
British American Tobacco plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BATS
CINS G1510J102
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Director's Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
6
Elect Richard Burrows
 
Mgmt
For
For
For
 
 
7
Elect Karen de Segundo
 
Mgmt
For
For
For
 
 
8
Elect Nicandro Durante
 
Mgmt
For
For
For
 
 
9
Elect Robert Lerwill
 
Mgmt
For
For
For
 
 
10
Elect Christine Morin-Postel
 
Mgmt
For
For
For
 
 
11
Elect Gerard Murphy
 
Mgmt
For
For
For
 
 
12
Elect Anthony Ruys
 
Mgmt
For
For
For
 
 
13
Elect Sir Nicholas Scheele
 
Mgmt
For
For
For
 
 
14
Elect Ben Stevens
 
Mgmt
For
For
For
 
 
15
Elect John Daly
 
Mgmt
For
For
For
 
 
16
Elect Kieran Poynter
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
20
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
21
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
22
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Bureau Veritas SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BVI
CINS F96888114
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Approval of Non-Tax-Deductible Expenses
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Elect Patrick Buffet
 
Mgmt
For
For
For
 
 
9
Elect Philippe Louis-Dreyfus
 
Mgmt
For
For
For
 
 
10
Elect Pierre Hessler
 
Mgmt
For
For
For
 
 
11
Elect Aldo Cardoso
 
Mgmt
For
For
For
 
 
12
Elect Barbara Vernicos
 
Mgmt
For
For
For
 
 
13
Directors' Fees
 
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
15
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
16
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
19
Authority to Set Offering Price of Shares
Mgmt
For
Against
Against
 
 
20
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
22
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
23
Authority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
24
Authority to Increase Capital in Case of Exchange Offer
Mgmt
For
Against
Against
 
 
25
Authority to Cancel shares and Reduce Capital
Mgmt
For
For
For
 
 
26
Authority to Grant Stock Options
Mgmt
For
Against
Against
 
 
27
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
28
Global Ceiling on Increases in Capital
Mgmt
For
Against
Against
 
 
29
Amend  Article 26.3
 
Mgmt
For
For
For
 
 
30
Amend Article 26.4
 
Mgmt
For
For
For
 
 
31
Amend Article 14.1
 
Mgmt
For
For
For
 
 
32
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
33
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
34
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Canadian Natural Resources Ltd.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CNQ
CUSIP 136385101
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Catherine Best
 
Mgmt
For
For
For
 
 
1.2
Elect N. Murray Edwards
 
Mgmt
For
For
For
 
 
1.3
Elect Timothy Faithfull
 
Mgmt
For
For
For
 
 
1.4
Elect Gary Filmon
 
Mgmt
For
For
For
 
 
1.5
Elect Christopher Fong
 
Mgmt
For
For
For
 
 
1.6
Elect Gordon Giffin
 
Mgmt
For
For
For
 
 
1.7
Elect Wilfred Gobert
 
Mgmt
For
For
For
 
 
1.8
Elect Steve Laut
 
Mgmt
For
For
For
 
 
1.9
Elect Keith MacPhail
 
Mgmt
For
For
For
 
 
1.10
Elect Allan Markin
 
Mgmt
For
For
For
 
 
1.11
Elect Frank McKenna
 
Mgmt
For
For
For
 
 
1.12
Elect James Palmer
 
Mgmt
For
For
For
 
 
1.13
Elect Eldon Smith
 
Mgmt
For
For
For
 
 
1.14
Elect David Tuer
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Canon Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
7751
CINS J05124144
 
03/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Fujio Mitarai
 
Mgmt
For
For
For
 
 
4
Elect Tsuneji Uchida
 
Mgmt
For
For
For
 
 
5
Elect Toshizo Tanaka
 
Mgmt
For
For
For
 
 
6
Elect Toshiaki Ikoma
 
Mgmt
For
For
For
 
 
7
Elect Kunio Watanabe
 
Mgmt
For
For
For
 
 
8
Elect Yohroku Adachi
 
Mgmt
For
For
For
 
 
9
Elect Yasuo Mitsuhashi
 
Mgmt
For
For
For
 
 
10
Elect Tomonori Iwashita
 
Mgmt
For
For
For
 
 
11
Elect Masahiro Ohsawa
 
Mgmt
For
For
For
 
 
12
Elect Shigeyuki Matsumoto
 
Mgmt
For
For
For
 
 
13
Elect Katsuichi Shimizu
 
Mgmt
For
For
For
 
 
14
Elect Ryohichi Banba
 
Mgmt
For
For
For
 
 
15
Elect Toshio Honma
 
Mgmt
For
For
For
 
 
16
Elect Masaki Nakaoka
 
Mgmt
For
For
For
 
 
17
Elect Haruhisa Honda
 
Mgmt
For
For
For
 
 
18
Elect Hideki Ozawa
 
Mgmt
For
For
For
 
 
19
Elect Masaya Maeda
 
Mgmt
For
For
For
 
 
20
Elect Yasuhiro Tani
 
Mgmt
For
For
For
 
 
21
Elect Makoto Araki
 
Mgmt
For
For
For
 
 
22
Elect Tadashi Ohe
 
Mgmt
For
For
For
 
 
23
Bonus
 
Mgmt
For
For
For
 
 
24
Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
CapitaMalls Asia Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JS8
CINS Y1122V105
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Fees
 
Mgmt
For
For
For
 
 
4
Elect Olivier LIM Tse Ghow
 
Mgmt
For
For
For
 
 
5
Elect LIM Beng Chee
 
Mgmt
For
For
For
 
 
6
Elect Sunil Tissa Amarasuriya
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Transaction of Other Business
 
Mgmt
For
Abstain
Against
 
 
9
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
10
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
Authority to Grant Awards and Issue Shares under Employee Incentive Plans
Mgmt
For
For
For
 
 
14
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
CapitaMalls Asia Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JS8
CINS Y1122V105
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendments to Articles
 
Mgmt
For
For
For
 
 
2
Amendments to Articles Regarding Adoption of Chinese Name
Mgmt
For
For
For
 
                 
                 
                 
                 
CarMax, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KMX
CUSIP 143130102
 
06/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Thomas Folliard
 
Mgmt
For
For
For
 
 
1.2
Elect Rakesh Gangwal
 
Mgmt
For
For
For
 
 
1.3
Elect Shira Goodman
 
Mgmt
For
For
For
 
 
1.4
Elect W. Robert Grafton
 
Mgmt
For
For
For
 
 
1.5
Elect Edgar Grubb
 
Mgmt
For
For
For
 
 
1.6
Elect Mitchell Steenrod
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Carnival plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CCL
CUSIP 143658300
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Micky Arison
 
Mgmt
For
For
For
 
 
2
Elect Sir Jonathon Band
 
Mgmt
For
For
For
 
 
3
Elect Robert Dickinson
 
Mgmt
For
For
For
 
 
4
Elect Arnold Donald
 
Mgmt
For
For
For
 
 
5
Elect Pier Foschi
 
Mgmt
For
For
For
 
 
6
Elect Howard Frank
 
Mgmt
For
For
For
 
 
7
Elect Richard Glasier
 
Mgmt
For
For
For
 
 
8
Elect Modesto Maidique
 
Mgmt
For
For
For
 
 
9
Elect Sir John Parker
 
Mgmt
For
For
For
 
 
10
Elect Peter Ratcliffe
 
Mgmt
For
For
For
 
 
11
Elect Stuart Subotnick
 
Mgmt
For
For
For
 
 
12
Elect Laura Weil
 
Mgmt
For
For
For
 
 
13
Elect Randall Weisenburger
 
Mgmt
For
For
For
 
 
14
Elect Uzi Zucker
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Accounts and Reports
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
20
Directors' Remuneration Report
Mgmt
For
For
For
 
 
21
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
23
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
24
Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Caterpillar Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAT
CUSIP 149123101
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Calhoun
 
Mgmt
For
For
For
 
 
1.2
Elect Daniel Dickinson
 
Mgmt
For
For
For
 
 
1.3
Elect Eugene Fife
 
Mgmt
For
For
For
 
 
1.4
Elect Juan Gallardo
 
Mgmt
For
For
For
 
 
1.5
Elect David Goode
 
Mgmt
For
For
For
 
 
1.6
Elect Jesse Greene, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect Peter Magowan
 
Mgmt
For
For
For
 
 
1.8
Elect Dennis Muilenburg
 
Mgmt
For
For
For
 
 
1.9
Elect Douglas Oberhelman
 
Mgmt
For
For
For
 
 
1.10
Elect William Osborn
 
Mgmt
For
For
For
 
 
1.11
Elect Charles Powell
 
Mgmt
For
For
For
 
 
1.12
Elect Edward Rust, Jr.
 
Mgmt
For
For
For
 
 
1.13
Elect Susan Schwab
 
Mgmt
For
For
For
 
 
1.14
Elect Joshua Smith
 
Mgmt
For
For
For
 
 
1.15
Elect Miles White
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Executive Short-Term Incentive Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
9
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
10
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
11
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Celanese Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CE
CUSIP 150870103
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Martin McGuinn
 
Mgmt
For
For
For
 
 
2
Elect Daniel Sanders
 
Mgmt
For
For
For
 
 
3
Elect John Wulff
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Celgene Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CELG
CUSIP 151020104
 
06/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Hugin
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Casey
 
Mgmt
For
For
For
 
 
1.3
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
1.4
Elect Rodman Drake
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Friedman
 
Mgmt
For
For
For
 
 
1.6
Elect Gilla Kaplan
 
Mgmt
For
For
For
 
 
1.7
Elect James Loughlin
 
Mgmt
For
For
For
 
 
1.8
Elect Ernest Mario
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Cenovus Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVE
CUSIP 15135U109
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ralph Cunningham
 
Mgmt
For
For
For
 
 
1.2
Elect Patrick Daniel
 
Mgmt
For
For
For
 
 
1.3
Elect Ian Delaney
 
Mgmt
For
For
For
 
 
1.4
Elect Brian Ferguson
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Grandin
 
Mgmt
For
For
For
 
 
1.6
Elect Valerie Nielsen
 
Mgmt
For
For
For
 
 
1.7
Elect Charles Rampacek
 
Mgmt
For
For
For
 
 
1.8
Elect Colin Taylor
 
Mgmt
For
For
For
 
 
1.9
Elect Wayne Thomson
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
CenturyLink, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CTL
CUSIP 156700106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Virginia Boulet
 
Mgmt
For
For
For
 
 
1.2
Elect Peter Brown
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Gephardt
 
Mgmt
For
For
For
 
 
1.4
Elect Gregory McCray
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Roberts
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Equity Incentive Plan
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
CenturyLink, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CTL
CUSIP 156700106
 
08/24/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Chevron Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVX
CUSIP 166764100
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Linnet Deily
 
Mgmt
For
For
For
 
 
2
Elect Robert Denham
 
Mgmt
For
For
For
 
 
3
Elect Robert Eaton
 
Mgmt
For
For
For
 
 
4
Elect Chuck Hagel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect George Kirkland
 
Mgmt
For
For
For
 
 
7
Elect Donald Rice
 
Mgmt
For
For
For
 
 
8
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
9
Elect Charles Shoemate
 
Mgmt
For
For
For
 
 
10
Elect John Stumpf
 
Mgmt
For
For
For
 
 
11
Elect Ronald Sugar
 
Mgmt
For
For
For
 
 
12
Elect Carl Ware
 
Mgmt
For
For
For
 
 
13
Elect John Watson
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Establishment of Human Rights Committee
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Report on Hydraulic Fracturing
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Offshore Drilling Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
China Telecom Corporation Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
728
CINS Y1505D102
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
6
Elect WANG Xiaochu
 
Mgmt
For
For
For
 
 
7
Elect SHANG Bing
 
Mgmt
For
For
For
 
 
8
Elect WU Andi
 
Mgmt
For
For
For
 
 
9
Elect ZHANG Jiping
 
Mgmt
For
For
For
 
 
10
Elect ZHANG Chenshuang
 
Mgmt
For
For
For
 
 
11
Elect YANG Xiaowei
 
Mgmt
For
For
For
 
 
12
Elect YANG Jie
 
Mgmt
For
For
For
 
 
13
Elect SUN Kangmin
 
Mgmt
For
For
For
 
 
14
Elect LI Jinming
 
Mgmt
For
For
For
 
 
15
Elect WU Jichuan
 
Mgmt
For
For
For
 
 
16
Elect QIN Xiao
 
Mgmt
For
For
For
 
 
17
Elect Aloysius TSE Hau Yin
 
Mgmt
For
For
For
 
 
18
Elect Laura CHA May Lung
 
Mgmt
For
For
For
 
 
19
Elect XU Erming
 
Mgmt
For
For
For
 
 
20
Elect MIAO Jianhua
 
Mgmt
For
For
For
 
 
21
Elect ZHU Lihao
 
Mgmt
For
For
For
 
 
22
Elect XU Cailiao
 
Mgmt
For
For
For
 
 
23
Elect HAN Fang
 
Mgmt
For
For
For
 
 
24
Elect DU Zuguo
 
Mgmt
For
For
For
 
 
25
Amendments to Articles
 
Mgmt
For
For
For
 
 
26
Issuance of Debentures
 
Mgmt
For
For
For
 
 
27
Specific Terms and Conditions
Mgmt
For
For
For
 
 
28
Issuance of Bonds
 
Mgmt
For
For
For
 
 
29
Specific Terms and Conditions
Mgmt
For
For
For
 
 
30
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
31
Increase in Authorized Capital
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
China Telecom Corporation Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
728
CINS Y1505D102
 
10/25/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Renewal of Telecom CDMA Lease and Annual Caps
Mgmt
For
For
For
 
                 
                 
                 
                 
Chipotle Mexican Grill, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMG
CUSIP 169656105
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Charlesworth
 
Mgmt
For
For
For
 
 
1.2
Elect Montgomery Moran
 
Mgmt
For
For
For
 
 
2
2011 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
3
Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cimarex Energy Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XEC
CUSIP 171798101
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Hentschel
 
Mgmt
For
For
For
 
 
2
Elect F. H. Merelli
 
Mgmt
For
For
For
 
 
3
Elect L. Paul Teague
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
6
2011 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cisco Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSCO
CUSIP 17275R102
 
11/18/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
For
For
 
 
2
Elect M. Michele Burns
 
Mgmt
For
For
For
 
 
3
Elect Michael Capellas
 
Mgmt
For
For
For
 
 
4
Elect Larry Carter
 
Mgmt
For
For
For
 
 
5
Elect John Chambers
 
Mgmt
For
For
For
 
 
6
Elect Brian Halla
 
Mgmt
For
For
For
 
 
7
Elect John Hennessy
 
Mgmt
For
For
For
 
 
8
Elect Richard Kovacevich
 
Mgmt
For
For
For
 
 
9
Elect Roderick McGeary
 
Mgmt
For
For
For
 
 
10
Elect Michael Powell
 
Mgmt
For
For
For
 
 
11
Elect Arun Sarin
 
Mgmt
For
For
For
 
 
12
Elect Steven West
 
Mgmt
For
For
For
 
 
13
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Internet Fragmentation
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Restricting Sales to China
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Citigroup Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
C
CUSIP 172967101
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
Against
Against
 
 
2
Elect Timothy Collins
 
Mgmt
For
For
For
 
 
3
Elect Jerry Grundhofer
 
Mgmt
For
For
For
 
 
4
Elect Robert Joss
 
Mgmt
For
For
For
 
 
5
Elect Michael O'Neill
 
Mgmt
For
For
For
 
 
6
Elect Vikram Pandit
 
Mgmt
For
For
For
 
 
7
Elect Richard Parsons
 
Mgmt
For
Against
Against
 
 
8
Elect Lawrence Ricciardi
 
Mgmt
For
For
For
 
 
9
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
10
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
11
Elect Anthony Santomero
 
Mgmt
For
Against
Against
 
 
12
Elect Diana Taylor
 
Mgmt
For
Against
Against
 
 
13
Elect William Thompson, Jr.
 
Mgmt
For
Against
Against
 
 
14
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Amendment to the 2009 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
17
2011 Executive Performance Plan
Mgmt
For
Against
Against
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
20
Reverse Stock Split Extension
 
Mgmt
For
For
For
 
 
21
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Risk Management Report
ShrHoldr
Against
For
Against
 
 
24
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
25
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
City National Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CYN
CUSIP 178566105
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Bloch
 
Mgmt
For
For
For
 
 
1.2
Elect Bram Goldsmith
 
Mgmt
For
For
For
 
 
1.3
Elect Ashok Israni
 
Mgmt
For
For
For
 
 
1.4
Elect Kenneth Ziffren
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Omnibus Plan
Mgmt
For
For
For
 
 
4
Amendment of the Variable Bonus Plan
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Cliffs Natural Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLF
CUSIP 18683K101
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
2
Elect Susan Cunningham
 
Mgmt
For
For
For
 
 
3
Elect Barry Eldridge
 
Mgmt
For
For
For
 
 
4
Elect Andres Ricardo Gluski Weilert
Mgmt
For
For
For
 
 
5
Elect Susan Green
 
Mgmt
For
For
For
 
 
6
Elect Janice Henry
 
Mgmt
For
For
For
 
 
7
Elect James Kirsch
 
Mgmt
For
For
For
 
 
8
Elect Francis McAllister
 
Mgmt
For
For
For
 
 
9
Elect Roger Phillips
 
Mgmt
For
For
For
 
 
10
Elect Richard Riederer
 
Mgmt
For
For
For
 
 
11
Elect Richard Ross
 
Mgmt
For
For
For
 
 
12
Elect Alan Schwartz
 
Mgmt
For
For
For
 
 
13
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Cobalt International Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CIE
CUSIP 19075F106
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Joseph Bryant
 
Mgmt
For
For
For
 
 
1.2
Elect Peter Coneway
 
Mgmt
For
For
For
 
 
1.3
Elect Michael France
 
Mgmt
For
For
For
 
 
1.4
Elect Jack Golden
 
Mgmt
For
For
For
 
 
1.5
Elect N. John Lancaster, Jr.
 
Mgmt
For
For
For
 
 
1.6
Elect Scott Lebovitz
 
Mgmt
For
For
For
 
 
1.7
Elect Jon Marshall
 
Mgmt
For
For
For
 
 
1.8
Elect Kenneth Moore
 
Mgmt
For
For
For
 
 
1.9
Elect Kenneth Pontarelli
 
Mgmt
For
For
For
 
 
1.10
Elect Myles Scoggins
 
Mgmt
For
For
For
 
 
1.11
Elect D. Jeff van Steenbergen
 
Mgmt
For
For
For
 
 
1.12
Elect Martin Young, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Colgate-Palmolive Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CL
CUSIP 194162103
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Cahill
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Helene Gayle
 
Mgmt
For
For
For
 
 
4
Elect Ellen Hancock
 
Mgmt
For
For
For
 
 
5
Elect Joseph Jimenez
 
Mgmt
For
For
For
 
 
6
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
7
Elect Delano Lewis
 
Mgmt
For
For
For
 
 
8
Elect J. Pedro Reinhard
 
Mgmt
For
For
For
 
 
9
Elect Stephen Sadove
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
13
Shareholder Proposal Regarding the Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Comcast Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMCSA
CUSIP 20030N101
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect S. Decker Anstrom
 
Mgmt
For
For
For
 
 
1.2
Elect Kenneth Bacon
 
Mgmt
For
For
For
 
 
1.3
Elect Sheldon Bonovitz
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Breen
 
Mgmt
For
For
For
 
 
1.5
Elect Joseph Collins
 
Mgmt
For
For
For
 
 
1.6
Elect J. Michael Cook
 
Mgmt
For
For
For
 
 
1.7
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
1.8
Elect Jeffrey Honickman
 
Mgmt
For
For
For
 
 
1.9
Elect Eduardo Mestre
 
Mgmt
For
For
For
 
 
1.10
Elect Brian Roberts
 
Mgmt
For
For
For
 
 
1.11
Elect Ralph Roberts
 
Mgmt
For
For
For
 
 
1.12
Elect Judith Rodin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2002 Restricted Stock Plan
Mgmt
For
Against
Against
 
 
5
Amendment to the 2003 Stock Option Plan
Mgmt
For
Against
Against
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
8
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Comerica Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMA
CUSIP 200340107
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Roger Cregg
 
Mgmt
For
For
For
 
 
2
Elect T. Kevin DeNicola
 
Mgmt
For
For
For
 
 
3
Elect Alfred Piergallini
 
Mgmt
For
For
For
 
 
4
Elect Nina Vaca
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
2011 Management Incentive Plan
Mgmt
For
For
For
 
 
7
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Concho Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CXO
CUSIP 20605P101
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Timothy Leach
 
Mgmt
For
For
For
 
 
1.2
Elect William Easter III
 
Mgmt
For
For
For
 
 
1.3
Elect W. Howard Keenan, Jr.
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
ConocoPhillips
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COP
CUSIP 20825C104
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Armitage
 
Mgmt
For
For
For
 
 
2
Elect Richard Auchinleck
 
Mgmt
For
For
For
 
 
3
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
5
Elect Ruth Harkin
 
Mgmt
For
For
For
 
 
6
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
7
Elect James Mulva
 
Mgmt
For
For
For
 
 
8
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
9
Elect Harald Norvik
 
Mgmt
For
For
For
 
 
10
Elect William Reilly
 
Mgmt
For
For
For
 
 
11
Elect Victoria Tschinkel
 
Mgmt
For
For
For
 
 
12
Elect Kathryn Turner
 
Mgmt
For
For
For
 
 
13
Elect William Wade, Jr.
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
2011 Omnibus Stock and Performance Incentive Plan
Mgmt
For
Against
Against
 
 
18
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Louisiana Wetlands
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding the Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
25
Shareholder Proposal Regarding Report on Oil Sands Operations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
CONSOL Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CNX
CUSIP 20854P109
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect J. Brett Harvey
 
Mgmt
For
For
For
 
 
1.2
Elect John Whitmire
 
Mgmt
For
For
For
 
 
1.3
Elect Philip Baxter
 
Mgmt
For
For
For
 
 
1.4
Elect James Altmeyer, Sr.
 
Mgmt
For
For
For
 
 
1.5
Elect William Davis
 
Mgmt
For
For
For
 
 
1.6
Elect Raj Gupta
 
Mgmt
For
For
For
 
 
1.7
Elect Patricia Hammick
 
Mgmt
For
For
For
 
 
1.8
Elect David Hardesty, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect John Mills
 
Mgmt
For
For
For
 
 
1.10
Elect William Powell
 
Mgmt
For
For
For
 
 
1.11
Elect Joseph Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
                 
                 
                 
                 
Continental Airlines, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CAL
CUSIP 210795308
 
09/17/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
 
3
Declaration of Material Interest
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Core Laboratories N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CLB
CUSIP N22717107
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Demshur
 
Mgmt
For
For
For
 
 
1.2
Elect Rene Joyce
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Kearney
 
Mgmt
For
For
For
 
 
1.4
Elect Jan Sodderland
 
Mgmt
For
For
For
 
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
 
3
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
4
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
5
Authority to Issue Common and Preference Shares w/ Preemptive Rights
Mgmt
For
For
For
 
 
6
Elimination of Preemptive Rights
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Corning Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GLW
CUSIP 219350105
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Seely Brown
 
Mgmt
For
For
For
 
 
2
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
3
Elect Gordon Gund
 
Mgmt
For
For
For
 
 
4
Elect Kurt Landgraf
 
Mgmt
For
For
For
 
 
5
Elect H. Onno Ruding
 
Mgmt
For
For
For
 
 
6
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Costco Wholesale Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
COST
CUSIP 22160K105
 
01/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Susan Decker
 
Mgmt
For
For
For
 
 
1.2
Elect Richard Libenson
 
Mgmt
For
For
For
 
 
1.3
Elect John Meisenbach
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Munger
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Say When on Pay
 
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Covance Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVD
CUSIP 222816100
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gary Costley
 
Mgmt
For
For
For
 
 
1.2
Elect Sandra Helton
 
Mgmt
For
For
For
 
 
2
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Credit Suisse Group
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSGN
CINS H3698D419
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Remuneration Report
 
Mgmt
For
For
For
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
7
Allocation of Profits
 
Mgmt
For
For
For
 
 
8
Allocation of Dividends from Reserves
Mgmt
For
For
For
 
 
9
Authority to Increase Conditional Capital
Mgmt
For
For
For
 
 
10
Increase in Authorized Capital
 
Mgmt
For
Against
Against
 
 
11
Amendment Regarding Voting Procedure
Mgmt
For
For
For
 
 
12
Amendments to Articles
 
Mgmt
For
For
For
 
 
13
Elect Peter Brabeck-Letmathe
 
Mgmt
For
For
For
 
 
14
Elect Jean Lanier
 
Mgmt
For
For
For
 
 
15
Elect Anton van Rossum
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Appointment of Special Auditor
Mgmt
For
For
For
 
 
18
Transaction of Other Business
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Crescent Point Energy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CPG
CUSIP 22576C101
 
05/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Board Size
 
Mgmt
For
For
For
 
 
2.1
Elect Peter Bannister
 
Mgmt
For
For
For
 
 
2.2
Elect Paul Colborne
 
Mgmt
For
For
For
 
 
2.3
Elect Kenney Cugnet
 
Mgmt
For
For
For
 
 
2.4
Elect D. Hugh Gillard
 
Mgmt
For
For
For
 
 
2.5
Elect Gerald Romanzin
 
Mgmt
For
For
For
 
 
2.6
Elect Scott Saxberg
 
Mgmt
For
For
For
 
 
2.7
Elect Gregory Turnbull
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
4
Amendments to Articles Regarding Shareholder Meeting Location
Mgmt
For
For
For
 
 
5
Amendments to By-Laws (Short-Form By-Laws)
Mgmt
For
For
For
 
                 
                 
                 
                 
CRH Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CRH
CINS G25508105
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Remuneration Report
Mgmt
For
For
For
 
 
4
Elect Maeve Carton
 
Mgmt
For
For
For
 
 
5
Elect William Egan
 
Mgmt
For
For
For
 
 
6
Elect Utz-Hellmuth Felcht
 
Mgmt
For
For
For
 
 
7
Elect Nicky Hartery
 
Mgmt
For
For
For
 
 
8
Elect Jan Maarten de Jong
 
Mgmt
For
For
For
 
 
9
Elect John Kennedy
 
Mgmt
For
For
For
 
 
10
Elect Myles Lee
 
Mgmt
For
For
For
 
 
11
Elect Albert Manifold
 
Mgmt
For
For
For
 
 
12
Elect Kieran McGowan
 
Mgmt
For
For
For
 
 
13
Elect Daniel O'Connor
 
Mgmt
For
For
For
 
 
14
Elect Liam O'Mahony
 
Mgmt
For
For
For
 
 
15
Elect Mark Towe
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
18
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
19
Authority to Reissue Treasury Shares
Mgmt
For
For
For
 
 
20
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
21
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
CSX Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CSX
CUSIP 126408103
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donna Alvarado
 
Mgmt
For
For
For
 
 
2
Elect John Breaux
 
Mgmt
For
For
For
 
 
3
Elect Pamela Carter
 
Mgmt
For
For
For
 
 
4
Elect Steven Halverson
 
Mgmt
For
For
For
 
 
5
Elect Edward Kelly, III
 
Mgmt
For
For
For
 
 
6
Elect Gilbert Lamphere
 
Mgmt
For
For
For
 
 
7
Elect John McPherson
 
Mgmt
For
For
For
 
 
8
Elect Timothy O'Toole
 
Mgmt
For
For
For
 
 
9
Elect David Ratcliffe
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Michael Ward
 
Mgmt
For
For
For
 
 
12
Elect J.C. Watts, Jr.
 
Mgmt
For
For
For
 
 
13
Elect J. Steven Whisler
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Cummins Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CMI
CUSIP 231021106
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Theodore Solso
 
Mgmt
For
For
For
 
 
2
Elect N. Thomas Linebarger
 
Mgmt
For
For
For
 
 
3
Elect William Miller
 
Mgmt
For
For
For
 
 
4
Elect Alexis Herman
 
Mgmt
For
For
For
 
 
5
Elect Georgia Nelson
 
Mgmt
For
For
For
 
 
6
Elect Carl Ware
 
Mgmt
For
For
For
 
 
7
Elect Robert Herdman
 
Mgmt
For
For
For
 
 
8
Elect Robert Bernhard
 
Mgmt
For
For
For
 
 
9
Elect Franklin Chang-Diaz
 
Mgmt
For
For
For
 
 
10
Elect Stephen Dobbs
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
CVS Caremark Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
CVS
CUSIP 126650100
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edwin Banks
 
Mgmt
For
For
For
 
 
2
Elect C. David Brown II
 
Mgmt
For
For
For
 
 
3
Elect David Dorman
 
Mgmt
For
For
For
 
 
4
Elect Anne Finucane
 
Mgmt
For
For
For
 
 
5
Elect Kristen Gibney Williams
 
Mgmt
For
For
For
 
 
6
Elect Marian Heard
 
Mgmt
For
For
For
 
 
7
Elect Larry Merlo
 
Mgmt
For
For
For
 
 
8
Elect Jean-Pierre Millon
 
Mgmt
For
For
For
 
 
9
Elect Terrence Murray
 
Mgmt
For
For
For
 
 
10
Elect C.A. Lance Piccolo
 
Mgmt
For
For
For
 
 
11
Elect Richard Swift
 
Mgmt
For
For
For
 
 
12
Elect Tony White
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Political Contributions or Expenditure
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
D.R. Horton, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DHI
CUSIP 23331A109
 
01/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Donald Horton
 
Mgmt
For
For
For
 
 
2
Elect Bradley Anderson
 
Mgmt
For
For
For
 
 
3
Elect Michael Buchanan
 
Mgmt
For
For
For
 
 
4
Elect Michael Hewatt
 
Mgmt
For
For
For
 
 
5
Elect Bob Scott
 
Mgmt
For
For
For
 
 
6
Elect Donald Tomnitz
 
Mgmt
For
For
For
 
 
7
Amendment to the 2006 Stock Incentive Plan
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Daimler AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DAI
CINS D1668R123
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Compensation Policy
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Supervisory Board Members' Fees
Mgmt
For
For
For
 
 
11
Elect Manfred Bischoff
 
Mgmt
For
For
For
 
 
12
Elect Lynton Wilson
 
Mgmt
For
For
For
 
 
13
Elect Petraea Heynike
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Darden Restaurants, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DRI
CUSIP 237194105
 
09/14/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Leonard Berry
 
Mgmt
For
For
For
 
 
1.2
Elect Odie Donald
 
Mgmt
For
For
For
 
 
1.3
Elect Christopher Fraleigh
 
Mgmt
For
For
For
 
 
1.4
Elect Victoria Harker
 
Mgmt
For
For
For
 
 
1.5
Elect David Hughes
 
Mgmt
For
For
For
 
 
1.6
Elect Charles Ledsinger, Jr.
 
Mgmt
For
For
For
 
 
1.7
Elect William Lewis, Jr.
 
Mgmt
For
For
For
 
 
1.8
Elect Connie Mack III
 
Mgmt
For
For
For
 
 
1.9
Elect Andrew Madsen
 
Mgmt
For
For
For
 
 
1.10
Elect Clarence Otis Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Michael Rose
 
Mgmt
For
For
For
 
 
1.12
Elect Maria Sastre
 
Mgmt
For
For
For
 
 
2
Amendment to the 2002 Stock incentive Plan
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Deere & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DE
CUSIP 244199105
 
02/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Holliday, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Dipak Jain
 
Mgmt
For
For
For
 
 
3
Elect Joachim Milberg
 
Mgmt
For
For
For
 
 
4
Elect Richard Myers
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Delta Air Lines, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DALRQ
CUSIP 247361702
 
06/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Anderson
 
Mgmt
For
For
For
 
 
2
Elect Edward Bastian
 
Mgmt
For
For
For
 
 
3
Elect Roy Bostock
 
Mgmt
For
For
For
 
 
4
Elect John Brinzo
 
Mgmt
For
For
For
 
 
5
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
6
Elect John Engler
 
Mgmt
For
For
For
 
 
7
Elect Mickey Foret
 
Mgmt
For
For
For
 
 
8
Elect David Goode
 
Mgmt
For
For
For
 
 
9
Elect Paula Reynolds
 
Mgmt
For
For
For
 
 
10
Elect Kenneth Rogers
 
Mgmt
For
For
For
 
 
11
Elect Kenneth Woodrow
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Denbury Resources Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DNR
CUSIP 247916208
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Wieland Wettstein
 
Mgmt
For
For
For
 
 
1.2
Elect Michael Beatty
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Decker
 
Mgmt
For
For
For
 
 
1.4
Elect Ronald Greene
 
Mgmt
For
For
For
 
 
1.5
Elect David Heather
 
Mgmt
For
For
For
 
 
1.6
Elect Gregory McMichael
 
Mgmt
For
For
For
 
 
1.7
Elect Gareth Roberts
 
Mgmt
For
For
For
 
 
1.8
Elect Phil Rykhoek
 
Mgmt
For
For
For
 
 
1.9
Elect Randy Stein
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Dendreon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DNDN
CUSIP 24823Q107
 
06/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Brewer
 
Mgmt
For
For
For
 
 
1.2
Elect Mitchell Gold
 
Mgmt
For
For
For
 
 
1.3
Elect Pedro Granadillo
 
Mgmt
For
For
For
 
 
1.4
Elect David Stump
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Devon Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DVN
CUSIP 25179M103
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Henry
 
Mgmt
For
For
For
 
 
1.2
Elect John Hill
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Kanovsky
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Mosbacher, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect J. Larry Nichols
 
Mgmt
For
For
For
 
 
1.6
Elect Duane Radtke
 
Mgmt
For
For
For
 
 
1.7
Elect Mary Ricciardello
 
Mgmt
For
For
For
 
 
1.8
Elect John Richels
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
5
Technical Amendments to Certificate of Incorporation
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Diageo PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DGE
CINS G42089113
 
10/14/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Director's Remuneration Report
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Elect Peggy Bruzelius
 
Mgmt
For
For
For
 
 
5
Elect Laurence Danon
 
Mgmt
For
For
For
 
 
6
Elect Betsey Holden
 
Mgmt
For
For
For
 
 
7
Elect Lord Clive Hollick
 
Mgmt
For
For
For
 
 
8
Elect Franz Humer
 
Mgmt
For
For
For
 
 
9
Elect Philip Scott
 
Mgmt
For
For
For
 
 
10
Elect H. Todd Stitzer
 
Mgmt
For
For
For
 
 
11
Elect Paul Walker
 
Mgmt
For
For
For
 
 
12
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
13
Elect Lord Mervyn Davies
 
Mgmt
For
For
For
 
 
14
Elect Deirdre Mahlan
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
19
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
20
Authorisation of Political Donations
Mgmt
For
For
For
 
 
21
Share Incentive Plan Renewal
 
Mgmt
For
For
For
 
 
22
Sharesave Plan
 
Mgmt
For
For
For
 
 
23
Authority to Establish International Share Plans
Mgmt
For
For
For
 
 
24
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Diamond Offshore Drilling, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DO
CUSIP 25271C102
 
05/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Tisch
 
Mgmt
For
For
For
 
 
2
Elect Lawrence Dickerson
 
Mgmt
For
For
For
 
 
3
Elect John Bolton
 
Mgmt
For
For
For
 
 
4
Elect Charles Fabrikant
 
Mgmt
For
For
For
 
 
5
Elect Paul Gaffney II
 
Mgmt
For
For
For
 
 
6
Elect Edward Grebow
 
Mgmt
For
For
For
 
 
7
Elect Herbert Hofmann
 
Mgmt
For
For
For
 
 
8
Elect Andrew Tisch
 
Mgmt
For
For
For
 
 
9
Elect Raymond Troubh
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
DIRECTV
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DTV
CUSIP 25490A101
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect David Dillon
 
Mgmt
For
For
For
 
 
1.2
Elect Samuel DiPiazza, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Lorrie Norrington
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to Dual Class Stock
Mgmt
For
For
For
 
 
4
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
5
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
6
Limitation of Right to Call a Special Meeting
Mgmt
For
For
For
 
 
7
Adoption of Delaware as the Exclusive Forum for Certain Disputes
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Discover Financial Services
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DFS
CUSIP 254709108
 
04/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Aronin
 
Mgmt
For
For
For
 
 
2
Elect Mary Bush
 
Mgmt
For
For
For
 
 
3
Elect Gregory Case
 
Mgmt
For
For
For
 
 
4
Elect Robert Devlin
 
Mgmt
For
For
For
 
 
5
Elect Cynthia Glassman
 
Mgmt
For
For
For
 
 
6
Elect Richard Lenny
 
Mgmt
For
For
For
 
 
7
Elect Thomas Maheras
 
Mgmt
For
For
For
 
 
8
Elect Michael Moskow
 
Mgmt
For
For
For
 
 
9
Elect David Nelms
 
Mgmt
For
For
For
 
 
10
Elect E. Follin Smith
 
Mgmt
For
For
For
 
 
11
Elect Lawrence Weinbach
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
14
Amendment to the 2007 Directors' Compensation Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
DreamWorks Animation SKG, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DWA
CUSIP 26153C103
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Katzenberg
 
Mgmt
For
For
For
 
 
1.2
Elect Roger Enrico
 
Mgmt
For
For
For
 
 
1.3
Elect Lewis Coleman
 
Mgmt
For
For
For
 
 
1.4
Elect Harry Brittenham
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Freston
 
Mgmt
For
For
For
 
 
1.6
Elect Judson Green
 
Mgmt
For
For
For
 
 
1.7
Elect Mellody Hobson
 
Mgmt
For
For
For
 
 
1.8
Elect Michael Montgomery
 
Mgmt
For
For
For
 
 
1.9
Elect Nathan Myhrvold
 
Mgmt
For
For
For
 
 
1.10
Elect Richard Sherman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Omnibus Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
eAccess Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
9427
CINS J12548103
 
06/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Elect Sachio Senmoto
 
Mgmt
For
For
For
 
 
3
Elect Kohji Fukata
 
Mgmt
For
For
For
 
 
4
Elect Eric Gan
 
Mgmt
For
For
For
 
 
5
Elect Ankur Sahu
 
Mgmt
For
For
For
 
 
6
Elect Junji Inoue
 
Mgmt
For
For
For
 
 
7
Elect Glenn Gumpel
 
Mgmt
For
For
For
 
 
8
Elect Jiroh Kokuryoh
 
Mgmt
For
For
For
 
 
9
Elect Julian Horn-Smith
 
Mgmt
For
For
For
 
 
10
Elect TAN Shiong
 
Mgmt
For
For
For
 
 
11
Elect Kohichiroh Nakamoto
 
Mgmt
For
For
For
 
 
12
Elect Motokuni Takaoka
 
Mgmt
For
For
For
 
 
13
Election of Alternate Statutory Auditor
Mgmt
For
For
For
 
                 
                 
                 
                 
EADS: European Aeronautic Defence and Space Company N.V.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EAD
CINS F17114103
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Approval of Compensation Policy; Directors' Fees
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
 
 
13
Cancellation of Shares
 
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
EBay Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EBAY
CUSIP 278642103
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Fred Anderson
 
Mgmt
For
For
For
 
 
2
Elect Edward Barnholt
 
Mgmt
For
For
For
 
 
3
Elect Scott Cook
 
Mgmt
For
For
For
 
 
4
Elect John Donahoe
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Edison International
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EIX
CUSIP 281020107
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jagjeet Bindra
 
Mgmt
For
For
For
 
 
2
Elect Vanessa Chang
 
Mgmt
For
For
For
 
 
3
Elect France Cordova
 
Mgmt
For
For
For
 
 
4
Elect Theodore Craver, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Charles Curtis
 
Mgmt
For
For
For
 
 
6
Elect Bradford Freeman
 
Mgmt
For
For
For
 
 
7
Elect Luis Nogales
 
Mgmt
For
For
For
 
 
8
Elect Ronald Olson
 
Mgmt
For
For
For
 
 
9
Elect James Rosser
 
Mgmt
For
For
For
 
 
10
Elect Richard Schlosberg, III
 
Mgmt
For
For
For
 
 
11
Elect Thomas Sutton
 
Mgmt
For
For
For
 
 
12
Elect Brett White
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Amendment to the 2007 Performance Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Edwards Lifesciences Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EW
CUSIP 28176E108
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Cardis
 
Mgmt
For
For
For
 
 
2
Elect David Pyott
 
Mgmt
For
For
For
 
 
3
Amendment to the Long-Term Stock Incentive Compensation Program
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
EMC Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EMC
CUSIP 268648102
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Brown
 
Mgmt
For
For
For
 
 
2
Elect Randolph Cowen
 
Mgmt
For
For
For
 
 
3
Elect Michael Cronin
 
Mgmt
For
For
For
 
 
4
Elect Gail Deegan
 
Mgmt
For
For
For
 
 
5
Elect James DiStasio
 
Mgmt
For
For
For
 
 
6
Elect John Egan
 
Mgmt
For
For
For
 
 
7
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
8
Elect Windle Priem
 
Mgmt
For
For
For
 
 
9
Elect Paul Sagan
 
Mgmt
For
For
For
 
 
10
Elect David Strohm
 
Mgmt
For
For
For
 
 
11
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Amendment to the 2003 Stock Plan
Mgmt
For
For
For
 
 
14
Amendment to Right to Call a Special Meeting
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
EOG Resources, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EOG
CUSIP 26875P101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect George Alcorn
 
Mgmt
For
For
For
 
 
2
Elect Charles Crisp
 
Mgmt
For
For
For
 
 
3
Elect James Day
 
Mgmt
For
For
For
 
 
4
Elect Mark Papa
 
Mgmt
For
For
For
 
 
5
Elect H. Leighton Steward
 
Mgmt
For
For
For
 
 
6
Elect Donald Textor
 
Mgmt
For
For
For
 
 
7
Elect Frank Wisner
 
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
11
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Exelon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EXC
CUSIP 30161N101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Canning Jr.
 
Mgmt
For
For
For
 
 
2
Elect M. Walter D'Alessio
 
Mgmt
For
For
For
 
 
3
Elect Nicholas DeBenedictis
 
Mgmt
For
For
For
 
 
4
Elect Nelson Diaz
 
Mgmt
For
For
For
 
 
5
Elect Sue Ling Gin
 
Mgmt
For
For
For
 
 
6
Elect Rosemarie Greco
 
Mgmt
For
For
For
 
 
7
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
8
Elect Richard Mies
 
Mgmt
For
For
For
 
 
9
Elect John Palms
 
Mgmt
For
For
For
 
 
10
Elect William Richardson
 
Mgmt
For
For
For
 
 
11
Elect Thomas Ridge
 
Mgmt
For
For
For
 
 
12
Elect John Rogers, Jr.
 
Mgmt
For
For
For
 
 
13
Elect John Rowe
 
Mgmt
For
For
For
 
 
14
Elect Stephen Steinour
 
Mgmt
For
For
For
 
 
15
Elect Donald Thompson
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Fidelity National Information Services, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FIS
CUSIP 31620M106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Hunt
 
Mgmt
For
For
For
 
 
2
Elect Richard Massey
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Annual Incentive Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Fifth Third Bancorp
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FITB
CUSIP 316773100
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Darryl Allen
 
Mgmt
For
For
For
 
 
1.2
Elect Ulysses Bridgeman, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect Emerson Brumback
 
Mgmt
For
For
For
 
 
1.4
Elect James Hackett
 
Mgmt
For
For
For
 
 
1.5
Elect Gary Heminger
 
Mgmt
For
For
For
 
 
1.6
Elect Jewell Hoover
 
Mgmt
For
For
For
 
 
1.7
Elect William Isaac
 
Mgmt
For
For
For
 
 
1.8
Elect Kevin Kabat
 
Mgmt
For
For
For
 
 
1.9
Elect Mitchel Livingston
 
Mgmt
For
For
For
 
 
1.10
Elect Hendrick Meijer
 
Mgmt
For
For
For
 
 
1.11
Elect John Schiff, Jr.
 
Mgmt
For
For
For
 
 
1.12
Elect Marsha Williams
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
First Horizon National Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FHN
CUSIP 320517105
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Carter
 
Mgmt
For
For
For
 
 
2
Elect John Compton
 
Mgmt
For
For
For
 
 
3
Elect Mark Emkes
 
Mgmt
For
For
For
 
 
4
Elect Vicky Gregg
 
Mgmt
For
For
For
 
 
5
Elect James Haslam III
 
Mgmt
For
For
For
 
 
6
Elect D. Bryan Jordan
 
Mgmt
For
For
For
 
 
7
Elect R. Brad Martin
 
Mgmt
For
For
For
 
 
8
Elect Vicki Palmer
 
Mgmt
For
For
For
 
 
9
Elect Colin Reed
 
Mgmt
For
For
For
 
 
10
Elect Michael Rose
 
Mgmt
For
For
For
 
 
11
Elect William Sansom
 
Mgmt
For
For
For
 
 
12
Elect Luke Yancy III
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
First Solar, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FSLR
CUSIP 336433107
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Ahearn
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Gillette
 
Mgmt
For
For
For
 
 
1.3
Elect Craig Kennedy
 
Mgmt
For
For
For
 
 
1.4
Elect James Nolan
 
Mgmt
For
For
For
 
 
1.5
Elect William Post
 
Mgmt
For
For
For
 
 
1.6
Elect J. Thomas Presby
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Stebbins
 
Mgmt
For
For
For
 
 
1.8
Elect Michael Sweeney
 
Mgmt
For
For
For
 
 
1.9
Elect Jose Villarreal
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Report on Impacts of Immigration Reform
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Flextronics International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FLEX
CUSIP Y2573F102
 
07/23/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
2
Elect Willy Shih
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
4
Authority to Issue Ordinary Shares
Mgmt
For
For
For
 
 
5
2010 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
6
Renewal of the Share Purchase Mandate
Mgmt
For
For
For
 
                 
                 
                 
                 
Flir Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FLIR
CUSIP 302445101
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Crouch
 
Mgmt
For
For
For
 
 
1.2
Elect Angus Macdonald
 
Mgmt
For
For
For
 
 
2
2011 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
FMC Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FMC
CUSIP 302491303
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Edward Mooney
 
Mgmt
For
For
For
 
 
2
Elect Enrique Sosa
 
Mgmt
For
For
For
 
 
3
Elect Vincent Volpe Jr.
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
FMC Technologies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FTI
CUSIP 30249U101
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect C. Maury Devine
 
Mgmt
For
For
For
 
 
2
Elect John Gremp
 
Mgmt
For
For
For
 
 
3
Elect Thomas Hamilton
 
Mgmt
For
For
For
 
 
4
Elect Richard Pattarozzi
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
8
Increase of Authorized Common Stock
Mgmt
For
For
For
 
                 
                 
                 
                 
Franklin Resources, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BEN
CUSIP 354613101
 
03/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Samuel Armacost
 
Mgmt
For
For
For
 
 
2
Elect Charles Crocker
 
Mgmt
For
For
For
 
 
3
Elect Joseph Hardiman
 
Mgmt
For
For
For
 
 
4
Elect Charles Johnson
 
Mgmt
For
For
For
 
 
5
Elect Gregory Johnson
 
Mgmt
For
For
For
 
 
6
Elect Rupert Johnson, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Mark Pigott
 
Mgmt
For
For
For
 
 
8
Elect Chutta Ratnathicam
 
Mgmt
For
For
For
 
 
9
Elect Peter Sacerdote
 
Mgmt
For
For
For
 
 
10
Elect Laura Stein
 
Mgmt
For
For
For
 
 
11
Elect Anne Tatlock
 
Mgmt
For
For
For
 
 
12
Elect Geoffrey Yang
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Amendment to the 2002 Universal Stock Incentive Plan
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Freeport-McMoRan Copper & Gold, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
FCX
CUSIP 35671D857
 
06/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Adkerson
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Allison, Jr.
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect Robert Day
 
Mgmt
For
For
For
 
 
1.4
Elect Gerald Ford
 
Mgmt
For
For
For
 
 
1.5
Elect H. Devon Graham, Jr.
 
Mgmt
For
Withhold
Against
 
 
1.6
Elect Charles Krulak
 
Mgmt
For
Withhold
Against
 
 
1.7
Elect Bobby Lackey
 
Mgmt
For
Withhold
Against
 
 
1.8
Elect Jon Madonna
 
Mgmt
For
For
For
 
 
1.9
Elect Dustan McCoy
 
Mgmt
For
For
For
 
 
1.10
Elect James Moffett
 
Mgmt
For
For
For
 
 
1.11
Elect B. M. Rankin, Jr.
 
Mgmt
For
For
For
 
 
1.12
Elect Stephen Siegele
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Gazprom OAO
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OGZRY
CUSIP 368287207
 
06/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Consent
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Early Termination of Directors
 
Mgmt
For
For
For
 
 
2
Elect Andrey Akimov
 
Mgmt
For
N/A
N/A
 
 
3
Elect Alexander Ananenkov
 
Mgmt
For
For
For
 
 
4
Elect Farit Gazizullin
 
Mgmt
For
N/A
N/A
 
 
5
Elect Elena Karpel
 
Mgmt
For
For
For
 
 
6
Elect Timur Kulibayev
 
Mgmt
For
N/A
N/A
 
 
7
Elect Viktor Martynov
 
Mgmt
For
N/A
N/A
 
 
8
Elect Vladimir Mau
 
Mgmt
For
N/A
N/A
 
 
9
Elect Alexey Miller
 
Mgmt
For
For
For
 
 
10
Elect Valery Musin
 
Mgmt
For
N/A
N/A
 
 
11
Elect Mikhail Sereda
 
Mgmt
For
For
For
 
 
12
Elect Igor Yusufov
 
Mgmt
For
N/A
N/A
 
 
13
Elect Viktor Zubkov
 
Mgmt
For
N/A
N/A
 
                 
                 
                 
                 
Gazprom OAO
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OGZRY
CUSIP 368287207
 
06/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Consent
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Annual Report
 
Mgmt
For
For
For
 
 
2
Financial Statements
 
Mgmt
For
For
For
 
 
3
Allocation of Profits
 
Mgmt
For
For
For
 
 
4
Payment of Dividends
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor
 
Mgmt
For
For
For
 
 
6
Amendments to Charter
 
Mgmt
For
For
For
 
 
7
Directors' Fees
 
Mgmt
For
Against
Against
 
 
8
Audit Commission Members' Fees
Mgmt
For
For
For
 
 
9
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
10
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
11
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
12
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
13
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
14
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
15
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
16
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
17
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
18
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
19
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
20
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
21
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
22
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
23
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
24
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
25
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
26
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
27
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
28
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
29
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
30
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
31
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
32
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
33
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
34
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
35
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
36
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
37
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
38
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
39
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
40
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
41
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
42
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
43
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
44
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
45
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
46
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
47
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
48
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
49
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
50
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
51
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
52
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
53
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
54
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
55
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
56
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
57
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
58
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
59
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
60
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
61
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
62
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
63
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
64
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
65
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
66
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
67
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
68
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
69
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
70
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
71
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
72
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
73
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
74
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
75
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
76
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
77
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
78
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
79
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
80
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
81
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
82
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
83
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
84
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
85
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
86
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
87
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
88
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
89
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
90
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
91
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
92
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
93
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
94
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
95
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
96
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
97
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
 
98
Related Party Transactions
 
Mgmt
For
Abstain
Against
Against
                 
                 
                 
                 
Gazprom OAO
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OGZRY
CUSIP 368287207
 
06/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Consent
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
2
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
3
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
4
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
5
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
6
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
7
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
8
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
9
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
10
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
11
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
12
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
13
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
14
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
15
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
16
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
17
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
18
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
19
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
20
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
21
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
22
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
23
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
24
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
25
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
26
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
27
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
28
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
29
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
30
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
31
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
32
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
33
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
34
Related Party Transactions
 
Mgmt
For
Abstain
Against
 
 
35
Elect Andrey Akimov
 
Mgmt
For
N/A
N/A
 
 
36
Elect Alexander Ananenkov
 
Mgmt
For
For
For
 
 
37
Elect Farit Gazizullin
 
Mgmt
For
N/A
N/A
 
 
38
Elect Viktor Zubkov
 
Mgmt
For
N/A
N/A
 
 
39
Elect Elena Karpel
 
Mgmt
For
For
For
 
 
40
Elect Alexey Miller
 
Mgmt
For
For
For
 
 
41
Elect Valery Musin
 
Mgmt
For
N/A
N/A
 
 
42
Elect Elvira Nabiullina
 
Mgmt
For
N/A
N/A
 
 
43
Elect Mikhail Sereda
 
Mgmt
For
For
For
 
 
44
Elect Sergey Shmatko
 
Mgmt
For
N/A
N/A
 
 
45
Elect Igor Yusufov
 
Mgmt
For
N/A
N/A
 
 
46
Elect Dmitry Arkhipov
 
Mgmt
For
For
For
 
 
47
Elect Andrey Belobrov
 
Mgmt
For
Abstain
Against
 
 
48
Elect Vadim Bikulov
 
Mgmt
For
For
For
 
 
49
Elect Aleksey Mironov
 
Mgmt
For
Abstain
Against
 
 
50
Elect Lidiya Morozova
 
Mgmt
For
Abstain
Against
 
 
51
Elect Anna Nesterova
 
Mgmt
For
Abstain
Against
 
 
52
Elect Yury Nosov
 
Mgmt
For
For
For
 
 
53
Elect Karen Oganyan
 
Mgmt
For
Abstain
Against
 
 
54
Elect Konstantin Pesotsky
 
Mgmt
For
For
For
 
 
55
Elect Maria Tikhonova
 
Mgmt
For
For
For
 
 
56
Elect Aleksandr Yugov
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Gemalto N.V. (fka Axalto Holding N.V)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GTO
CINS N3465M108
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Netherlands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Ratification of Executive Acts
 
Mgmt
For
For
For
 
 
8
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
9
Elect Alex Mandl
 
Mgmt
For
For
For
 
 
10
Elect Michel Soublin
 
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
12
Appointment of Auditor
 
Mgmt
For
For
For
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
15
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Gen-Probe Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GPRO
CUSIP 36866T103
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Phillip Schneider
 
Mgmt
For
For
For
 
 
1.2
Elect Abraham Sofaer
 
Mgmt
For
For
For
 
 
1.3
Elect Patrick Sullivan
 
Mgmt
For
For
For
 
 
2
Amendment to the 2003 Incentive Award Plan
Mgmt
For
Against
Against
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
General Dynamics Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GD
CUSIP 369550108
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Barra
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
3
Elect James Crown
 
Mgmt
For
For
For
 
 
4
Elect William Fricks
 
Mgmt
For
For
For
 
 
5
Elect Jay Johnson
 
Mgmt
For
For
For
 
 
6
Elect George Joulwan
 
Mgmt
For
For
For
 
 
7
Elect Paul Kaminski
 
Mgmt
For
For
For
 
 
8
Elect John Keane
 
Mgmt
For
For
For
 
 
9
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
10
Elect William Osborn
 
Mgmt
For
For
For
 
 
11
Elect Robert Walmsley
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
15
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Electric Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GE
CUSIP 369604103
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect W. Geoffrey Beattie
 
Mgmt
For
For
For
 
 
2
Elect James Cash, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Ann Fudge
 
Mgmt
For
For
For
 
 
4
Elect Susan Hockfield
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Immelt
 
Mgmt
For
For
For
 
 
6
Elect Andrea Jung
 
Mgmt
For
For
For
 
 
7
Elect Alan Lafley
 
Mgmt
For
For
For
 
 
8
Elect Robert Lane
 
Mgmt
For
For
For
 
 
9
Elect Ralph Larsen
 
Mgmt
For
For
For
 
 
10
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
11
Elect James Mulva
 
Mgmt
For
For
For
 
 
12
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
13
Elect Roger Penske
 
Mgmt
For
For
For
 
 
14
Elect Robert Swieringa
 
Mgmt
For
For
For
 
 
15
Elect James Tisch
 
Mgmt
For
For
For
 
 
16
Elect Douglas Warner III
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
20
Shareholder Proposal Cumulative Voting
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
 
23
Shareholder Proposal Regarding Report on Financial Risks of Climate Change
ShrHoldr
Against
Against
For
 
 
24
Shareholder Proposal Regarding Transparency in Animal Research
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
General Mills, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GIS
CUSIP 370334104
 
09/27/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Bradbury Anderson
 
Mgmt
For
For
For
 
 
2
Elect R. Kerry Clark
 
Mgmt
For
For
For
 
 
3
Elect Paul Danos
 
Mgmt
For
For
For
 
 
4
Elect William Esrey
 
Mgmt
For
For
For
 
 
5
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
6
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
7
Elect Heidi Miller
 
Mgmt
For
For
For
 
 
8
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
For
 
 
9
Elect Steve Odland
 
Mgmt
For
For
For
 
 
10
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
11
Elect Lois Quam
 
Mgmt
For
For
For
 
 
12
Elect Michael Rose
 
Mgmt
For
For
For
 
 
13
Elect Robert Ryan
 
Mgmt
For
For
For
 
 
14
Elect Dorothy Terrell
 
Mgmt
For
For
For
 
 
15
Executive Incentive Plan
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
General Motors Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GM
CUSIP 37045V100
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Daniel Akerson
 
Mgmt
For
For
For
 
 
2
Elect David Bonderman
 
Mgmt
For
For
For
 
 
3
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Stephen Girsky
 
Mgmt
For
For
For
 
 
5
Elect E. Neville Isdell
 
Mgmt
For
For
For
 
 
6
Elect Robert Krebs
 
Mgmt
For
For
For
 
 
7
Elect Philip Laskawy
 
Mgmt
For
For
For
 
 
8
Elect Kathryn Marinello
 
Mgmt
For
For
For
 
 
9
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
10
Elect Carol Stephenson
 
Mgmt
For
For
For
 
 
11
Elect Cynthia Telles
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Genon Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GEN
CUSIP 37244E107
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect E. William Barnett
 
Mgmt
For
For
For
 
 
2
Elect Tery Dallas
 
Mgmt
For
For
For
 
 
3
Elect Mark Jacobs
 
Mgmt
For
For
For
 
 
4
Elect Thomas Johnson
 
Mgmt
For
For
For
 
 
5
Elect Steven Miller
 
Mgmt
For
For
For
 
 
6
Elect Edward Muller
 
Mgmt
For
For
For
 
 
7
Elect Robert Murray
 
Mgmt
For
For
For
 
 
8
Elect Laree Perez
 
Mgmt
For
For
For
 
 
9
Elect Evan Silverstein
 
Mgmt
For
For
For
 
 
10
Elect William Thacker
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the Certificate of Incorporation to Preserve Value of NOLs
Mgmt
For
For
For
 
 
13
Amendment to Shareholder Rights Plan
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Genting Berhad
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GENTING
CINS Y26926116
 
06/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Malaysia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
2
Directors' Fees
 
Mgmt
For
For
For
 
 
3
Elect CHIN Kwai Yoong
 
Mgmt
For
For
For
 
 
4
Elect Mohd Amin bin Osman
 
Mgmt
For
For
For
 
 
5
Elect Hashim bin Nik Yusoff
 
Mgmt
For
For
For
 
 
6
Elect Mohammed Hanif bin Omar
Mgmt
For
For
For
 
 
7
Elect LIN See Yan
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
10
Waiver of Mandatory Takeover Requirement
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
12
Related Party Transactions
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Genting Singapore PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
G13
CINS G3825Q102
 
08/18/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
ISLE OF MAN
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Approval of the Disposal
 
Mgmt
For
For
For
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Genting Singapore plc (fka Genting International PLC)
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
G13
CINS G3825Q102
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
ISLE OF MAN
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Fees
 
Mgmt
For
For
For
 
 
3
Elect LIM Kok Hoong
 
Mgmt
For
For
For
 
 
4
Elect KOH Seow Chuan
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
6
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
9
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
10
Related Party Transactions
 
Mgmt
For
For
For
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Genworth Financial, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GNW
CUSIP 37247D106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Alesio
 
Mgmt
For
For
For
 
 
2
Elect William Bolinder
 
Mgmt
For
For
For
 
 
3
Elect Michael Fraizer
 
Mgmt
For
For
For
 
 
4
Elect Nancy Karch
 
Mgmt
For
For
For
 
 
5
Elect J. Robert Kerrey
 
Mgmt
For
For
For
 
 
6
Elect Risa Lavizzo-Mourey
 
Mgmt
For
For
For
 
 
7
Elect Christine Mead
 
Mgmt
For
For
For
 
 
8
Elect Thomas Moloney
 
Mgmt
For
For
For
 
 
9
Elect James Parke
 
Mgmt
For
For
For
 
 
10
Elect James Riepe
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Gilead Sciences, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GILD
CUSIP 375558103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cogan
 
Mgmt
For
For
For
 
 
1.2
Elect Etienne Davignon
 
Mgmt
For
For
For
 
 
1.3
Elect James Denny
 
Mgmt
For
For
For
 
 
1.4
Elect Carla Hills
 
Mgmt
For
For
For
 
 
1.5
Elect Kevin Lofton
 
Mgmt
For
For
For
 
 
1.6
Elect John Madigan
 
Mgmt
For
For
For
 
 
1.7
Elect John Martin
 
Mgmt
For
For
For
 
 
1.8
Elect Gordon Moore
 
Mgmt
For
For
For
 
 
1.9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
1.10
Elect Richard Whitley
 
Mgmt
For
For
For
 
 
1.11
Elect Gayle Wilson
 
Mgmt
For
For
For
 
 
1.12
Elect Per Wold-Olsen
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 162(m) Bonus Plan
Mgmt
For
For
For
 
 
4
Elimination of Supermajority Requirement
Mgmt
For
For
For
 
 
5
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Google Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GOOG
CUSIP 38259P508
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Larry Page
 
Mgmt
For
For
For
 
 
1.2
Elect Sergey Brin
 
Mgmt
For
For
For
 
 
1.3
Elect Eric Schmidt
 
Mgmt
For
For
For
 
 
1.4
Elect L. John Doerr
 
Mgmt
For
Against
Against
 
 
1.5
Elect John Hennessy
 
Mgmt
For
For
For
 
 
1.6
Elect Ann Mather
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Otellini
 
Mgmt
For
Against
Against
 
 
1.8
Elect K. Ram Shriram
 
Mgmt
For
For
For
 
 
1.9
Elect Shirley Tilghman
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2004 Stock Plan
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
6
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
8
Shareholder Proposal Regarding Conflict of Interest Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Grifols SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GRF
CINS E5706X124
 
05/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Spain
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports; Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
3
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
4
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor (Consolidated)
Mgmt
For
For
For
 
 
7
Amend Article 18
 
Mgmt
For
For
For
 
 
8
Amend Article 24
 
Mgmt
For
For
For
 
 
9
Elect Luis Isasi Fernandez de Bobadilla
Mgmt
For
For
For
 
 
10
Elect Thomas Glanzmann
 
Mgmt
For
For
For
 
 
11
Board Size
 
Mgmt
For
For
For
 
 
12
Directors' Fees
 
Mgmt
For
For
For
 
 
13
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Groupe Danone
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BN
CINS F12033134
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Ratification of the Co-option of Yoshihiro Kawabata
Mgmt
For
For
For
 
 
8
Elect Bruno Bonnell
 
Mgmt
For
For
For
 
 
9
Elect Bernard Hours
 
Mgmt
For
For
For
 
 
10
Elect Yoshihiro Kawabata
 
Mgmt
For
For
For
 
 
11
Elect Jacques Vincent
 
Mgmt
For
For
For
 
 
12
Elect Isabelle Seillier
 
Mgmt
For
For
For
 
 
13
Elect Jean-Michel Severino
 
Mgmt
For
For
For
 
 
14
Related Party Transactions
 
Mgmt
For
For
For
 
 
15
Severance Package (Bernard Hours)
Mgmt
For
For
For
 
 
16
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
18
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital in Case of Exchange Offer
Mgmt
For
Against
Against
 
 
21
Autority to Increase Capital in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
22
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
23
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
24
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
25
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Harley-Davidson, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HOG
CUSIP 412822108
 
04/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barry Allen
 
Mgmt
For
For
For
 
 
1.2
Elect R. John Anderson
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Beattie
 
Mgmt
For
For
For
 
 
1.4
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.5
Elect Judson Green
 
Mgmt
For
For
For
 
 
1.6
Elect Sara Levinson
 
Mgmt
For
For
For
 
 
1.7
Elect N. Thomas Linebarger
 
Mgmt
For
For
For
 
 
1.8
Elect George Miles, Jr.
 
Mgmt
For
For
For
 
 
1.9
Elect Jochen Zeitz
 
Mgmt
For
For
For
 
 
2
Elimination of Supermajority Requirement for Transactions with an Interested Shareholder
Mgmt
For
For
For
 
 
3
Elimination of Supermajority Requirement for Special Meetings of Shareholders
Mgmt
For
For
For
 
 
4
Elimination of Supermajority Requirement for Approval of Certain Matters
Mgmt
For
For
For
 
 
5
Short-Term Incentive Plan for Senior Executives
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Harman International Industries, Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HAR
CUSIP 413086109
 
12/08/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Harald Einsmann
 
Mgmt
For
For
For
 
 
1.2
Elect Ann Korologos
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Reiss
 
Mgmt
For
For
For
 
 
2
Amendment to the 2002 Stock Option and Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Hewlett-Packard Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HPQ
CUSIP 428236103
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Marc Andreessen
 
Mgmt
For
For
For
 
 
2
Elect Leo Apotheker
 
Mgmt
For
For
For
 
 
3
Elect Lawrence Babbio Jr.
 
Mgmt
For
Against
Against
 
 
4
Elect Sari Baldauf
 
Mgmt
For
For
For
 
 
5
Elect Shumeet Banerji
 
Mgmt
For
For
For
 
 
6
Elect Rajiv Gupta
 
Mgmt
For
Against
Against
 
 
7
Elect John Hammergren
 
Mgmt
For
Against
Against
 
 
8
Elect Raymond Lane
 
Mgmt
For
For
For
 
 
9
Elect Gary Reiner
 
Mgmt
For
For
For
 
 
10
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
11
Elect Dominique Senequier
 
Mgmt
For
For
For
 
 
12
Elect G. Kennedy Thompson
 
Mgmt
For
For
For
 
 
13
Elect Margaret Whitman
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
17
2011 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
18
Amendment to the 2005 Pay-for-Results Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
High Tech Computer Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2498
CINS Y3732M103
 
06/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Accounts and Reports
 
Mgmt
For
For
For
 
 
8
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
9
Authority to Increase Paid-in Capital
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Amendment to Procedural Rules: Acquisition/Disposal of Assets
Mgmt
For
For
For
 
 
12
Elect David Bruce Yoffie
 
Mgmt
For
For
For
 
 
13
Elect Jerry H.C. Chu (Supervisor)
Mgmt
For
For
For
 
 
14
Non-Compete Restrictions for Directors
Mgmt
For
Abstain
Against
 
 
15
Extraordinary motions
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Hologic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HOLX
CUSIP 436440101
 
03/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cumming
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Cascella
 
Mgmt
For
For
For
 
 
1.3
Elect Glenn Muir
 
Mgmt
For
For
For
 
 
1.4
Elect Sally Crawford
 
Mgmt
For
For
For
 
 
1.5
Elect David LaVance, Jr.
 
Mgmt
For
For
For
 
 
1.6
Elect Nancy Leaming
 
Mgmt
For
For
For
 
 
1.7
Elect Lawrence Levy
 
Mgmt
For
For
For
 
 
1.8
Elect Elaine Ullian
 
Mgmt
For
For
For
 
 
1.9
Elect Wayne Wilson
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Hospira, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HSP
CUSIP 441060100
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Irving Bailey, II
 
Mgmt
For
For
For
 
 
2
Elect F. Michael Ball
 
Mgmt
For
For
For
 
 
3
Elect Jacque Sokolov
 
Mgmt
For
For
For
 
 
4
Elimination of Supermajority Requirement for Removal of Directors For Cause
Mgmt
For
For
For
 
 
5
Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal
Mgmt
For
For
For
 
 
6
Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Housing Development Finance Corporation Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HDFC
CINS Y37246157
 
07/14/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
India
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Keshub Mahindra
 
Mgmt
For
For
For
 
 
4
Elect Dattatraya Sukthankar
 
Mgmt
For
For
For
 
 
5
Elect Nasser Munjee
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Appointment of Branch Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Elect Deepak Parekh
 
Mgmt
For
For
For
 
 
10
Amendment to Compensation of Whole-time Directors
Mgmt
For
For
For
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Appointment of R.S. Karnad as Managing Director; Approval of Compensation
Mgmt
For
For
For
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
15
Appointment of V.S. Rangan as Executive Director; Approval of Compensation
Mgmt
For
For
For
 
 
16
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Stock Split
 
Mgmt
For
For
For
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Amendment to Memorandum of Association to Reflect Changes in Authorized Share Capital
Mgmt
For
For
For
 
 
21
Amendment to Articles to Reflect Changes in Authorized Share Capital
Mgmt
For
For
For
 
                 
                 
                 
                 
Human Genome Sciences, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HGSI
CUSIP 444903108
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Danzig
 
Mgmt
For
For
For
 
 
1.2
Elect Colin Goddard
 
Mgmt
For
For
For
 
 
1.3
Elect Maxine Gowen
 
Mgmt
For
For
For
 
 
1.4
Elect Tuan Ha-Ngoc
 
Mgmt
For
For
For
 
 
1.5
Elect Argeris Karabelas
 
Mgmt
For
For
For
 
 
1.6
Elect John LaMattina
 
Mgmt
For
For
For
 
 
1.7
Elect Augustine Lawlor
 
Mgmt
For
For
For
 
 
1.8
Elect George Morrow
 
Mgmt
For
For
For
 
 
1.9
Elect Gregory Norden
 
Mgmt
For
For
For
 
 
1.10
Elect H. Thomas Watkins
 
Mgmt
For
For
For
 
 
1.11
Elect Robert Young
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Stock Incentive Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Huntsman Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HUN
CUSIP 447011107
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jon Huntsman
 
Mgmt
For
For
For
 
 
1.2
Elect Patrick Harker
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
ICICI Bank Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ICICIBANK
CINS Y38575109
 
06/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
India
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Dividend on Preference Shares
Mgmt
For
For
For
 
 
3
Dividend on Equity Shares
 
Mgmt
For
For
For
 
 
4
Elect M.S. Ramachandran
 
Mgmt
For
For
For
 
 
5
Elect K. Ramkumar
 
Mgmt
For
For
For
 
 
6
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
7
Appointment of Branch Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Resignation of V.P. Watsa
 
Mgmt
For
For
For
 
 
9
Amendment to Compensation of C. Kochhar
Mgmt
For
For
For
 
 
10
Amendment to Compensation of N.S. Kannan
Mgmt
For
For
For
 
 
11
Amendment to Compensation of K. Ramkumar
Mgmt
For
For
For
 
 
12
Amendment to Compensation of R. Sabharwal
Mgmt
For
For
For
 
                 
                 
                 
                 
Illumina, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ILMN
CUSIP 452327109
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Bradbury
 
Mgmt
For
For
For
 
 
1.2
Elect Roy Whitfield
 
Mgmt
For
For
For
 
 
1.3
Elect Gerald Moller
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Imperial Oil Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IMO
CUSIP 453038408
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
 
Mgmt
For
For
For
 
 
2.1
Elect Krystyna Hoeg
 
Mgmt
For
For
For
 
 
2.2
Elect Bruce March
 
Mgmt
For
For
For
 
 
2.3
Elect Jack Mintz
 
Mgmt
For
For
For
 
 
2.4
Elect Robert Olsen
 
Mgmt
For
For
For
 
 
2.5
Elect David Sutherland
 
Mgmt
For
For
For
 
 
2.6
Elect Sheelagh Whittaker
 
Mgmt
For
For
For
 
 
2.7
Elect Victor Young
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Industrial & Commercial Bank Of China
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS ADPV10686
 
05/31/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Directors' Reports
 
Mgmt
For
For
For
 
 
4
Supervisors' Reports
 
Mgmt
For
For
For
 
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Property Purchase
 
Mgmt
For
For
For
 
 
8
Fixed Assets Investment Budget
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Elect ZHAO Lin as Supervisor
 
Mgmt
For
For
For
 
 
11
2010 Directors and Supervisors Remuneration
Mgmt
For
For
For
 
                 
                 
                 
                 
Industrial & Commercial Bank Of China
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS ADPV10686
 
09/21/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Other
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Types and Nominal Value of Securities to be Issued
Mgmt
For
For
For
 
 
3
Proportion and Number of Shares to be Issued
Mgmt
For
For
For
 
 
4
Subscription Price and the Basis for Price Determination
Mgmt
For
For
For
 
 
5
Target Subscribers for the Rights Issue
Mgmt
For
For
For
 
 
6
Amount and Use of Proceeds
 
Mgmt
For
For
For
 
 
7
Effective Period of the Resolutions
Mgmt
For
For
For
 
 
8
Authorization for the Rights Issue
Mgmt
For
For
For
 
 
9
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Industrial & Commercial Bank Of China
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1398
CINS ADPV10686
 
09/21/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
China
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Types and Nominal Value of Securities to be Issued
Mgmt
For
For
For
 
 
4
Proportion and Number of Shares to be Issued
Mgmt
For
For
For
 
 
5
Subscription Price and the Basis for Price Determination
Mgmt
For
For
For
 
 
6
Target Subscribers for the Rights Issue
Mgmt
For
For
For
 
 
7
Amount and Use of Proceeds
 
Mgmt
For
For
For
 
 
8
Effective Period of the Resolutions
Mgmt
For
For
For
 
 
9
Authorization for the Rights Issue
Mgmt
For
For
For
 
 
10
Distribution of Undistributed Profits
Mgmt
For
For
For
 
 
11
Feasibility Analysis Report on Use of Proceeds
Mgmt
For
For
For
 
 
12
Utilization Report on Use of Proceeds from Previous Issuance
Mgmt
For
For
For
 
 
13
Directors' and Supervisors' Fees
Mgmt
For
For
For
 
 
14
Elect XU Shanda
 
Mgmt
For
For
For
 
 
15
Elect LI Xiaopeng
 
Mgmt
For
For
For
 
 
16
Utilization Report on Use of Proceeds from Previous Issuance
Mgmt
For
For
For
 
                 
                 
                 
                 
Ingersoll-Rand Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IR
CUSIP G47791101
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ann Berzin
 
Mgmt
For
For
For
 
 
2
Elect John Bruton
 
Mgmt
For
For
For
 
 
3
Elect Jared Cohon
 
Mgmt
For
For
For
 
 
4
Elect Gary Forsee
 
Mgmt
For
For
For
 
 
5
Elect Peter Godsoe
 
Mgmt
For
For
For
 
 
6
Elect Edward Hagenlocker
 
Mgmt
For
For
For
 
 
7
Elect Constance Horner
 
Mgmt
For
For
For
 
 
8
Elect Michael Lamach
 
Mgmt
For
For
For
 
 
9
Elect Theodore Martin
 
Mgmt
For
For
For
 
 
10
Elect Richard Swift
 
Mgmt
For
For
For
 
 
11
Elect Tony White
 
Mgmt
For
For
For
 
 
12
Senior Executive Performance Plan
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
INPEX Corporation (fka INPEX Holdings Inc.)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1605
CINS J2467E101
 
06/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Yoshitsugu Takai
 
Mgmt
For
For
For
 
 
4
Elect Haruhito Totsune
 
Mgmt
For
For
For
 
 
5
Elect Kohji Sumiya
 
Mgmt
For
For
For
 
 
6
Elect Hiroshi Satoh
 
Mgmt
For
For
For
 
 
7
Elect Masaru Funai
 
Mgmt
For
For
For
 
 
8
Bonus
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Intel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTC
CUSIP 458140100
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charlene Barshefsky
 
Mgmt
For
For
For
 
 
2
Elect Susan Decker
 
Mgmt
For
For
For
 
 
3
Elect John Donahoe
 
Mgmt
For
For
For
 
 
4
Elect Reed Hundt
 
Mgmt
For
For
For
 
 
5
Elect Paul Otellini
 
Mgmt
For
For
For
 
 
6
Elect James Plummer
 
Mgmt
For
For
For
 
 
7
Elect David Pottruck
 
Mgmt
For
For
For
 
 
8
Elect Jane Shaw
 
Mgmt
For
For
For
 
 
9
Elect Frank Yeary
 
Mgmt
For
For
For
 
 
10
Elect David Yoffie
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
13
Amendment to the 2006 Stock Purchase Plan
Mgmt
For
For
For
 
 
14
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
International Business Machines Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IBM
CUSIP 459200101
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Alain Belda
 
Mgmt
For
For
For
 
 
2
Elect William Brody
 
Mgmt
For
For
For
 
 
3
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
4
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
6
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
7
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
8
Elect James Owens
 
Mgmt
For
For
For
 
 
9
Elect Samuel Palmisano
 
Mgmt
For
For
For
 
 
10
Elect Joan Spero
 
Mgmt
For
For
For
 
 
11
Elect Sidney Taurel
 
Mgmt
For
For
For
 
 
12
Elect Lorenzo Hector Zambrano Trevino
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
International Game Technology
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IGT
CUSIP 459902102
 
03/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Paget Alves
 
Mgmt
For
For
For
 
 
1.2
Elect Janice Chaffin
 
Mgmt
For
For
For
 
 
1.3
Elect Greg Creed
 
Mgmt
For
For
For
 
 
1.4
Elect Patti Hart
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Miller
 
Mgmt
For
For
For
 
 
1.6
Elect David Roberson
 
Mgmt
For
For
For
 
 
1.7
Elect Vincent Sadusky
 
Mgmt
For
For
For
 
 
1.8
Elect Philip Satre
 
Mgmt
For
For
For
 
 
2
Amendment to the 2002 Stock Inventive Plan
Mgmt
For
For
For
 
 
3
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Intuit Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
INTU
CUSIP 461202103
 
01/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Batchelder
 
Mgmt
For
For
For
 
 
2
Elect Christopher Brody
 
Mgmt
For
For
For
 
 
3
Elect William Campbell
 
Mgmt
For
For
For
 
 
4
Elect Scott Cook
 
Mgmt
For
For
For
 
 
5
Elect Diane Greene
 
Mgmt
For
For
For
 
 
6
Elect Michael Hallman
 
Mgmt
For
For
For
 
 
7
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
8
Elect Suzanne Nora Johnson
 
Mgmt
For
For
For
 
 
9
Elect Dennis Powell
 
Mgmt
For
For
For
 
 
10
Elect Brad Smith
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Amendment to the 2005 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Intuitive Surgical, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ISRG
CUSIP 46120E602
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Floyd Loop
 
Mgmt
For
For
For
 
 
2
Elect George Stalk Jr.
 
Mgmt
For
For
For
 
 
3
Elect Craig Barratt
 
Mgmt
For
For
For
 
 
4
Amendment to the 2010 Incentive Award Plan
Mgmt
For
Against
Against
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Iron Mountain Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
IRM
CUSIP 462846106
 
06/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Clarke Bailey
 
Mgmt
For
For
For
 
 
1.2
Elect Kent Dauten
 
Mgmt
For
For
For
 
 
1.3
Elect Paul Deninger
 
Mgmt
For
For
For
 
 
1.4
Elect Per-Kristian Halvorsen
 
Mgmt
For
For
For
 
 
1.5
Elect Michael Lamach
 
Mgmt
For
For
For
 
 
1.6
Elect Arthur Little
 
Mgmt
For
For
For
 
 
1.7
Elect Allan Loren
 
Mgmt
For
For
For
 
 
1.8
Elect C. Richard Reese
 
Mgmt
For
For
For
 
 
1.9
Elect Vincent Ryan
 
Mgmt
For
For
For
 
 
1.10
Elect Laurie Tucker
 
Mgmt
For
For
For
 
 
1.11
Elect Alfred Verrecchia
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Isuzu Motors Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
7202
CINS J24994105
 
06/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Masanori Katayama
 
Mgmt
For
For
For
 
 
4
Elect Ryoh Sakata
 
Mgmt
For
For
For
 
 
5
Elect Chikao Mitsuzaki
 
Mgmt
For
For
For
 
 
6
Elect Katsumasa Nagai
 
Mgmt
For
For
For
 
 
7
Elect Haruki Mizutani
 
Mgmt
For
For
For
 
 
8
Elect Yoshio Kinouchi
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Jardine Matheson Holdings Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
J36
CINS G50736100
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Bermuda
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Elect Mark Greenberg
 
Mgmt
For
For
For
 
 
3
Elect Simon Keswick
 
Mgmt
For
For
For
 
 
4
Elect Richard Lee
 
Mgmt
For
For
For
 
 
5
Elect Y. K. Pang
 
Mgmt
For
For
For
 
 
6
Directors' Fees
 
Mgmt
For
For
For
 
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
8
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
10
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Jefferies Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JEF
CUSIP 472319102
 
05/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Handler
 
Mgmt
For
For
For
 
 
1.2
Elect Brian Friedman
 
Mgmt
For
For
For
 
 
1.3
Elect W. Patrick Campbell
 
Mgmt
For
For
For
 
 
1.4
Elect Ian Cumming
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Dooley
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Joyal
 
Mgmt
For
For
For
 
 
1.7
Elect Michael O'Kane
 
Mgmt
For
For
For
 
 
1.8
Elect Joseph Steinberg
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Johnson & Johnson
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNJ
CUSIP 478160104
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mary Coleman
 
Mgmt
For
For
For
 
 
2
Elect James Cullen
 
Mgmt
For
For
For
 
 
3
Elect Ian Davis
 
Mgmt
For
For
For
 
 
4
Elect Michael Johns
 
Mgmt
For
For
For
 
 
5
Elect Susan Lindquist
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect Leo Mullin
 
Mgmt
For
For
For
 
 
8
Elect William Perez
 
Mgmt
For
For
For
 
 
9
Elect Charles Prince
 
Mgmt
For
For
For
 
 
10
Elect David Satcher
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
15
Shareholder Proposal Regarding Pharmaceutical Price Restraints
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Policy on Health Status Discrimination
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Animal Welfare
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Johnson Controls, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JCI
CUSIP 478366107
 
01/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Natalie Black
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Cornog
 
Mgmt
For
For
For
 
 
1.3
Elect William Lacy
 
Mgmt
For
For
For
 
 
1.4
Elect Stephen Roell
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
4
Amendment to the Annual Incentive Performance Plan
Mgmt
For
For
For
 
 
5
Amendment to the Long-Term Incentive Performance Plan
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Joy Global Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JOYG
CUSIP 481165108
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steven Gerard
 
Mgmt
For
For
For
 
 
1.2
Elect John Hanson
 
Mgmt
For
For
For
 
 
1.3
Elect Kenneth Johnsen
 
Mgmt
For
For
For
 
 
1.4
Elect Gale Klappa
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Loynd
 
Mgmt
For
For
For
 
 
1.6
Elect P. Eric Siegert
 
Mgmt
For
For
For
 
 
1.7
Elect Michael Sutherlin
 
Mgmt
For
For
For
 
 
1.8
Elect James Tate
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Employee Stock Purchase Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
JPMorgan Chase & Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JPM
CUSIP 46625H100
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Crandall Bowles
 
Mgmt
For
For
For
 
 
2
Elect Stephen Burke
 
Mgmt
For
For
For
 
 
3
Elect David Cote
 
Mgmt
For
For
For
 
 
4
Elect James Crown
 
Mgmt
For
For
For
 
 
5
Elect James Dimon
 
Mgmt
For
For
For
 
 
6
Elect Ellen Futter
 
Mgmt
For
For
For
 
 
7
Elect William Gray, III
 
Mgmt
For
For
For
 
 
8
Elect Laban Jackson, Jr.
 
Mgmt
For
For
For
 
 
9
Elect David Novak
 
Mgmt
For
For
For
 
 
10
Elect Lee Raymond
 
Mgmt
For
For
For
 
 
11
Elect William Weldon
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
15
Amendment to the Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
16
Shareholder Proposal Regarding Affirmation of Political Nonpartisanship
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Mortgage Loan Servicing
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
 
 
21
Shareholder Proposal Regarding an Independent Lead Director
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Juniper Networks, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
JNPR
CUSIP 48203R104
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mary Cranston
 
Mgmt
For
For
For
 
 
1.2
Elect Kevin Johnson
 
Mgmt
For
For
For
 
 
1.3
Elect J. Michael Lawrie
 
Mgmt
For
For
For
 
 
1.4
Elect David Schlotterbeck
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2012 Performance Bonus Plan
 
Mgmt
For
For
For
 
 
4
Amendment to the 2006 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
N/A
For
N/A
 
                 
                 
                 
                 
KBR, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KBR
CUSIP 48242W106
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Huff
 
Mgmt
For
For
For
 
 
1.2
Elect Lester Lyles
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Slater
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kerry Group Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KRZ
CINS G52416107
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Ireland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Kieran Breen
 
Mgmt
For
For
For
 
 
4
Elect Patrick Flahive
 
Mgmt
For
For
For
 
 
5
Elect Denis Buckley
 
Mgmt
For
For
For
 
 
6
Elect Gerry Behan
 
Mgmt
For
For
For
 
 
7
Elect Denis Carroll
 
Mgmt
For
For
For
 
 
8
Elect Michael Dowling
 
Mgmt
For
For
For
 
 
9
Elect Michael Fleming
 
Mgmt
For
For
For
 
 
10
Elect Noel Greene
 
Mgmt
For
For
For
 
 
11
Elect Flor Healy
 
Mgmt
For
For
For
 
 
12
Elect Kevin Kelly
 
Mgmt
For
For
For
 
 
13
Elect Stan McCarthy
 
Mgmt
For
For
For
 
 
14
Elect Brian Mehigan
 
Mgmt
For
For
For
 
 
15
Elect Gerard O'Hanlon
 
Mgmt
For
For
For
 
 
16
Elect Denis Wallis
 
Mgmt
For
For
For
 
 
17
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
18
Directors' Remuneration Report
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
KLA-Tencor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KLAC
CUSIP 482480100
 
11/03/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edward Barnholt
 
Mgmt
For
For
For
 
 
1.2
Elect Emiko Higashi
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Kaufman
 
Mgmt
For
For
For
 
 
1.4
Elect Richard Wallace
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Kohl's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KSS
CUSIP 500255104
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Peter Boneparth
 
Mgmt
For
For
For
 
 
2
Elect Steven Burd
 
Mgmt
For
For
For
 
 
3
Elect John Herma
 
Mgmt
For
For
For
 
 
4
Elect Dale Jones
 
Mgmt
For
For
For
 
 
5
Elect William Kellogg
 
Mgmt
For
For
For
 
 
6
Elect Kevin Mansell
 
Mgmt
For
For
For
 
 
7
Elect Frank Sica
 
Mgmt
For
For
For
 
 
8
Elect Peter Sommerhauser
 
Mgmt
For
For
For
 
 
9
Elect Stephanie Streeter
 
Mgmt
For
For
For
 
 
10
Elect Nina Vaca
 
Mgmt
For
For
For
 
 
11
Elect Stephen Watson
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Elimination of Supermajority Requirement in Article V(f)
Mgmt
For
For
For
 
 
14
Elimination of Supermajority Requirement in Article VI
Mgmt
For
For
For
 
 
15
Annual Incentive Plan
 
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding CEO Succession Planning
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Kone Oyj
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KNEBV
CINS X4551T105
 
02/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Finland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
8
Accounts and Reports
 
Mgmt
For
For
For
 
 
9
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
10
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
11
Directors' Fees
 
Mgmt
For
For
For
 
 
12
Board Size
 
Mgmt
For
For
For
 
 
13
Election of Directors
 
Mgmt
For
For
For
 
 
14
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
15
Number of Auditors
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
18
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Kraft Foods Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KFT
CUSIP 50075N104
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ajay Banga
 
Mgmt
For
For
For
 
 
2
Elect Myra Hart
 
Mgmt
For
For
For
 
 
3
Elect Peter Henry
 
Mgmt
For
For
For
 
 
4
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
5
Elect Mark Ketchum
 
Mgmt
For
For
For
 
 
6
Elect Richard Lerner
 
Mgmt
For
For
For
 
 
7
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
8
Elect John Pope
 
Mgmt
For
For
For
 
 
9
Elect Fedric Reynolds
 
Mgmt
For
For
For
 
 
10
Elect Irene Rosenfeld
 
Mgmt
For
For
For
 
 
11
Elect Jean-Francois van Boxmeer
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
14
Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
L'Oreal
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OR
CINS F58149133
 
04/22/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Elect Liliane Bettencourt
 
Mgmt
For
For
For
 
 
7
Elect Annette Roux
 
Mgmt
For
For
For
 
 
8
Elect Charles-Henri Filippi
 
Mgmt
For
For
For
 
 
9
Directors' Fees
 
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations
Mgmt
For
Against
Against
 
 
12
Authority to Grant Stock Options
Mgmt
For
For
For
 
 
13
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
14
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
15
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
16
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
17
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Las Vegas Sands Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LVS
CUSIP 517834107
 
06/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Charles Forman
 
Mgmt
For
For
For
 
 
1.2
Elect George Koo
 
Mgmt
For
For
For
 
 
1.3
Elect Irwin Siegel
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Legacy Oil + Gas Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LEG
CUSIP 524701505
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Board Size
 
Mgmt
For
For
For
 
 
2.1
Elect Paul Colborne
 
Mgmt
For
For
For
 
 
2.2
Elect James Bertram
 
Mgmt
For
For
For
 
 
2.3
Elect Randal Brockway
 
Mgmt
For
For
For
 
 
2.4
Elect J. Paul Charron
 
Mgmt
For
For
For
 
 
2.5
Elect A. Scott Dawson
 
Mgmt
For
For
For
 
 
2.6
Elect Johannes Nieuwenburg
 
Mgmt
For
For
For
 
 
2.7
Elect James Pasieka
 
Mgmt
For
For
For
 
 
2.8
Elect Trent Yanko
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Lender Processing Services, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LPS
CUSIP 52602E102
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Lee Kennedy
 
Mgmt
For
For
For
 
 
1.2
Elect Philip Heasley
 
Mgmt
For
For
For
 
 
1.3
Elect Susan Lester
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
5
Amendment to the 2008 Omnibus Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
LG Electronics Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
66570
CINS Y5275H177
 
03/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Amendments to Articles
 
Mgmt
For
For
For
 
 
3
Election of Directors (Slate)
 
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
For
For
 
 
5
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Li & Fung Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
494
CINS G5485F144
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Bermuda
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Elect William FUNG Kwok Lun
 
Mgmt
For
For
For
 
 
6
Elect Allan WONG Chi Yun
 
Mgmt
For
For
For
 
 
7
Elect Benedict CHANG Yew Teck
Mgmt
For
For
For
 
 
8
Directors' Fees
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
10
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
 
13
Stock Split
 
Mgmt
For
For
For
 
 
14
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Li & Fung Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
494
CINS G5485F144
 
09/13/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Bermuda
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Scheme of Arrangement
 
Mgmt
For
For
For
 
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Liberty Media Corporation (Capital)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LCAPA
CUSIP 53071M708
 
05/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Spin-off
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Liberty Media Corporation (Capital)
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LCAPA
CUSIP 53071M302
 
05/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Spin-off
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Life Technologies Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LIFE
CUSIP 53217V109
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Balakrishnan Iyer
 
Mgmt
For
For
For
 
 
2
Elect Gregory Lucier
 
Mgmt
For
For
For
 
 
3
Elect Ronald Matricaria
 
Mgmt
For
For
For
 
 
4
Elect David U'Prichard
 
Mgmt
For
For
For
 
 
5
Elect William Longfield
 
Mgmt
For
For
For
 
 
6
Elect Ora Pescovitz
 
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Amendments to Certificate of Incorporation
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
                 
                 
                 
                 
Linear Technology Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLTC
CUSIP 535678106
 
11/03/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Swanson, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Lothar Maier
 
Mgmt
For
For
For
 
 
1.3
Elect Arthur Agnos
 
Mgmt
For
For
For
 
 
1.4
Elect John Gordon
 
Mgmt
For
For
For
 
 
1.5
Elect David Lee
 
Mgmt
For
For
For
 
 
1.6
Elect Richard Moley
 
Mgmt
For
For
For
 
 
1.7
Elect Thomas Volpe
 
Mgmt
For
For
For
 
 
2
2010 Equity Incentive Plan
 
Mgmt
For
Against
Against
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Lloyds Banking Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LLOY
CINS G5542W106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Elect Anita Frew
 
Mgmt
For
For
For
 
 
4
Elect Antonio Horta-Osorio
 
Mgmt
For
For
For
 
 
5
Elect Sir Winfried Bischoff
 
Mgmt
For
For
For
 
 
6
Elect Sir Julian Horn-Smith
 
Mgmt
For
For
For
 
 
7
Elect Lord Sandy Leitch
 
Mgmt
For
For
For
 
 
8
Elect Glen Moreno
 
Mgmt
For
For
For
 
 
9
Elect David Roberts
 
Mgmt
For
For
For
 
 
10
Elect T. Timothy Ryan, Jr.
 
Mgmt
For
For
For
 
 
11
Elect Martin Scicluna
 
Mgmt
For
For
For
 
 
12
Elect G. Truett Tate
 
Mgmt
For
For
For
 
 
13
Elect Tim Tookey
 
Mgmt
For
For
For
 
 
14
Elect Anthony Watson
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
18
Amendment to Deferred Bonus Plan
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
20
Authority to Repurchase Ordinary Shares
Mgmt
For
For
For
 
 
21
Authority to Repurchase Preference Shares
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Lockheed Martin Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LMT
CUSIP 539830109
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Nolan Archibald
 
Mgmt
For
For
For
 
 
2
Elect Rosalind Brewer
 
Mgmt
For
For
For
 
 
3
Elect David Burritt
 
Mgmt
For
For
For
 
 
4
Elect James Ellis, Jr.
 
Mgmt
For
For
For
 
 
5
Elect Thomas Falk
 
Mgmt
For
For
For
 
 
6
Elect Gwendolyn King
 
Mgmt
For
For
For
 
 
7
Elect James Loy
 
Mgmt
For
For
For
 
 
8
Elect Douglas McCorkindale
 
Mgmt
For
For
For
 
 
9
Elect Joseph Ralston
 
Mgmt
For
For
For
 
 
10
Elect Anne Stevens
 
Mgmt
For
For
For
 
 
11
Elect Robert Stevens
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Incentive Performance Award Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lowe's Companies, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LOW
CUSIP 548661107
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Raul Alvarez
 
Mgmt
For
For
For
 
 
1.2
Elect David Bernauer
 
Mgmt
For
For
For
 
 
1.3
Elect Leonard Berry
 
Mgmt
For
For
For
 
 
1.4
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.5
Elect Dawn Hudson
 
Mgmt
For
For
For
 
 
1.6
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
1.7
Elect Marshall Larsen
 
Mgmt
For
For
For
 
 
1.8
Elect Richard Lochridge
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Niblock
 
Mgmt
For
For
For
 
 
1.10
Elect Stephen Page
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
2011 Annual Incentive Plan
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Against
Against
For
 
 
8
Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Lululemon Athletica inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LULU
CUSIP 550021109
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Michael Casey
 
Mgmt
For
For
For
 
 
1.2
Elect RoAnn Costin
 
Mgmt
For
For
For
 
 
1.3
Elect R. Brad Martin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
For
For
 
 
6
Executive Bonus Plan
 
Mgmt
For
For
For
 
 
7
Two-for-One Forward Stock Split
Mgmt
For
For
For
 
                 
                 
                 
                 
LyondellBasell Industries N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LYB
CUSIP N53745100
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jagject Bindra
 
Mgmt
For
For
For
 
 
2
Elect Milton Carroll
 
Mgmt
For
For
For
 
 
3
Elect Rudy van der Meer
 
Mgmt
For
For
For
 
 
4
Elect Robin Buchanan
 
Mgmt
For
For
For
 
 
5
Elect Jacques Aigrain
 
Mgmt
For
For
For
 
 
6
Approval of Annual Accounts
 
Mgmt
For
For
For
 
 
7
Officer Liability/Indemnification
 
Mgmt
For
For
For
 
 
8
Director Liability/Indemnification
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Remuneration of Supervisory Board
Mgmt
For
For
For
 
 
11
Amendments to Articles
 
Mgmt
For
For
For
 
 
12
Approval of Ordinary Cash Dividend
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
15
Elect Robert G. Gwin
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Magna International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MG
CUSIP 559222401
 
07/23/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elimination of Dual Class Share Structure Pursuant to Plan of Arrangement
Mgmt
N/A
For
N/A
 
                 
                 
                 
                 
Marriott International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MAR
CUSIP 571903202
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect J.W. Marriott, Jr.
 
Mgmt
For
For
For
 
 
2
Elect John Marriott III
 
Mgmt
For
For
For
 
 
3
Elect Mary Bush
 
Mgmt
For
For
For
 
 
4
Elect Lawrence Kellner
 
Mgmt
For
For
For
 
 
5
Elect Debra Lee
 
Mgmt
For
For
For
 
 
6
Elect George Munoz
 
Mgmt
For
For
For
 
 
7
Elect Harry Pearce
 
Mgmt
For
For
For
 
 
8
Elect Steven Reinemund
 
Mgmt
For
For
For
 
 
9
Elect Lawrence Small
 
Mgmt
For
For
For
 
 
10
Elect Arne Sorenson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Marsh & McLennan Companies, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMC
CUSIP 571748102
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Zachary Carter
 
Mgmt
For
For
For
 
 
2
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
3
Elect Oscar Fanjul
 
Mgmt
For
For
For
 
 
4
Elect H. Edward Hanway
 
Mgmt
For
For
For
 
 
5
Elect Lord Ian Lang
 
Mgmt
For
For
For
 
 
6
Elect Steven Mills
 
Mgmt
For
For
For
 
 
7
Elect Bruce Nolop
 
Mgmt
For
For
For
 
 
8
Elect Marc Oken
 
Mgmt
For
For
For
 
 
9
Elect Morton Schapiro
 
Mgmt
For
For
For
 
 
10
Elect Adele Simmons
 
Mgmt
For
For
For
 
 
11
Elect Lloyd Yates
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Incentive and Stock Award Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Mattel, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MAT
CUSIP 577081102
 
05/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Michael Dolan
 
Mgmt
For
For
For
 
 
2
Elect Robert Eckert
 
Mgmt
For
For
For
 
 
3
Elect Frances Fergusson
 
Mgmt
For
For
For
 
 
4
Elect Tully Friedman
 
Mgmt
For
For
For
 
 
5
Elect Dominic Ng
 
Mgmt
For
For
For
 
 
6
Elect Vasant Prabhu
 
Mgmt
For
For
For
 
 
7
Elect Andrea Rich
 
Mgmt
For
For
For
 
 
8
Elect Dean Scarborough
 
Mgmt
For
For
For
 
 
9
Elect Christopher Sinclair
 
Mgmt
For
For
For
 
 
10
Elect G. Craig Sullivan
 
Mgmt
For
For
For
 
 
11
Elect Kathy White
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
Amendment to the Bylaws Regarding the Right to Call Special Meetings
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Maxim Integrated Products, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MXIM
CUSIP 57772K101
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Tunc Doluca
 
Mgmt
For
For
For
 
 
1.2
Elect B. Kipling Hagopian
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect James Bergman
 
Mgmt
For
Withhold
Against
 
 
1.4
Elect Joseph Bronson
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Grady
 
Mgmt
For
Withhold
Against
 
 
1.6
Elect William Watkins
 
Mgmt
For
For
For
 
 
1.7
Elect A.R. Frank Wazzan
 
Mgmt
For
Withhold
Against
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2008 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Amendment to the 1996 Stock Incentive Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
McDonald's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCD
CUSIP 580135101
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
 
Mgmt
For
For
For
 
 
2
Elect Richard Lenny
 
Mgmt
For
For
For
 
 
3
Elect Cary McMillan
 
Mgmt
For
For
For
 
 
4
Elect Sheila Penrose
 
Mgmt
For
For
For
 
 
5
Elect James Skinner
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
9
Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders
Mgmt
For
For
For
 
 
10
Elimination of Supermajority Requirement in Article Regarding the Removal of Directors
Mgmt
For
For
For
 
 
11
Elimination of Supermajority Requirement in Article Regarding Shareholder Action
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
 
13
Shareholder Proposal Regarding Controlled Atmosphere Killing
ShrHoldr
Against
Against
For
 
 
14
Shareholder Proposal Regarding Report on Childhood Obesity
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Beverage Containers
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Medco Health Solutions, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MHS
CUSIP 58405U102
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Barker, Jr.
 
Mgmt
For
For
For
 
 
2
Elect John Cassis
 
Mgmt
For
For
For
 
 
3
Elect Michael Goldstein
 
Mgmt
For
For
For
 
 
4
Elect Charles Lillis
 
Mgmt
For
For
For
 
 
5
Elect Myrtle Potter
 
Mgmt
For
For
For
 
 
6
Elect William Roper
 
Mgmt
For
For
For
 
 
7
Elect David Snow, Jr.
 
Mgmt
For
For
For
 
 
8
Elect David Stevens
 
Mgmt
For
For
For
 
 
9
Elect Blenda Wilson
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Elimination of Supermajority Requirements
Mgmt
For
For
For
 
 
12
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
15
Shareholder Proposal Regarding Restricting Executive Compensation
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Media Tek Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2454
CINS Y5945U103
 
06/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
6
Accounts and Reports
 
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
Abstain
Against
 
 
8
Approval of the Merger
 
Mgmt
For
For
For
 
 
9
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Amendments to Procedural Rules: Election of Directors & Supervisors
Mgmt
For
For
For
 
 
12
Extraordinary Motions
 
Mgmt
For
Abstain
Against
 
 
13
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
14
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Medtronic, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MDT
CUSIP 585055106
 
08/25/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Anderson
 
Mgmt
For
For
For
 
 
1.2
Elect David Calhoun
 
Mgmt
For
For
For
 
 
1.3
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
1.4
Elect William Hawkins
 
Mgmt
For
For
For
 
 
1.5
Elect Shirley Jackson
 
Mgmt
For
For
For
 
 
1.6
Elect James Lenehan
 
Mgmt
For
For
For
 
 
1.7
Elect Denise O'Leary
 
Mgmt
For
For
For
 
 
1.8
Elect Kendall Powell
 
Mgmt
For
For
For
 
 
1.9
Elect Robert Pozen
 
Mgmt
For
For
For
 
 
1.10
Elect Jean-Pierre Rosso
 
Mgmt
For
For
For
 
 
1.11
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Merck & Co., Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MRK
CUSIP 58933Y105
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Leslie Brun
 
Mgmt
For
For
For
 
 
2
Elect Thomas Cech
 
Mgmt
For
For
For
 
 
3
Elect Richard Clark
 
Mgmt
For
For
For
 
 
4
Elect Kenneth Frazier
 
Mgmt
For
For
For
 
 
5
Elect Thomas Glocer
 
Mgmt
For
For
For
 
 
6
Elect Steven Goldstone
 
Mgmt
For
For
For
 
 
7
Elect William Harrison, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Harry Jacobson
 
Mgmt
For
For
For
 
 
9
Elect William Kelley
 
Mgmt
For
For
For
 
 
10
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
11
Elect Rochelle Lazarus
 
Mgmt
For
For
For
 
 
12
Elect Carlos Represas
 
Mgmt
For
For
For
 
 
13
Elect Patricia Russo
 
Mgmt
For
For
For
 
 
14
Elect Thomas Shenk
 
Mgmt
For
For
For
 
 
15
Elect Anne Tatlock
 
Mgmt
For
For
For
 
 
16
Elect Craig Thompson
 
Mgmt
For
For
For
 
 
17
Elect Wendell Weeks
 
Mgmt
For
For
For
 
 
18
Elect Peter Wendell
 
Mgmt
For
For
For
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
21
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
MetroPCS Communications, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCS
CUSIP 591708102
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Roger Linquist
 
Mgmt
For
For
For
 
 
1.2
Elect Arthur Patterson
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Microchip Technology Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCHP
CUSIP 595017104
 
08/20/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Steve Sanghi
 
Mgmt
For
For
For
 
 
1.2
Elect Albert Hugo-Martinez
 
Mgmt
For
For
For
 
 
1.3
Elect L. B. Day
 
Mgmt
For
For
For
 
 
1.4
Elect Matthew Chapman
 
Mgmt
For
For
For
 
 
1.5
Elect Wade Meyercord
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Microsoft Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MSFT
CUSIP 594918104
 
11/16/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Steven Ballmer
 
Mgmt
For
For
For
 
 
2
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
3
Elect William Gates III
 
Mgmt
For
For
For
 
 
4
Elect Raymond Gilmartin
 
Mgmt
For
For
For
 
 
5
Elect Reed Hastings
 
Mgmt
For
For
For
 
 
6
Elect Maria Klawe
 
Mgmt
For
For
For
 
 
7
Elect David Marquardt
 
Mgmt
For
For
For
 
 
8
Elect Charles Noski
 
Mgmt
For
For
For
 
 
9
Elect Helmut Panke
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Shareholder Proposal Regarding Formation of Environmental Sustainability Committee
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Molson Coors Brewing Company
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TAP
CUSIP 60871R209
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Cleghorn
 
Mgmt
For
For
For
 
 
1.2
Elect Charles Herington
 
Mgmt
For
For
For
 
 
1.3
Elect David O'Brien
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Monsanto Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MON
CUSIP 61166W101
 
01/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Laura Ipsen
 
Mgmt
For
For
For
 
 
2
Elect William Parfet
 
Mgmt
For
For
For
 
 
3
Elect George Poste
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives
Mgmt
For
For
For
 
                 
                 
                 
                 
Monster Worldwide, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MWW
CUSIP 611742107
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Salvatore Iannuzzi
 
Mgmt
For
For
For
 
 
2
Elect John Gaulding
 
Mgmt
For
For
For
 
 
3
Elect Edmund Giambastiani, Jr.
Mgmt
For
For
For
 
 
4
Elect Cynthia McCague
 
Mgmt
For
For
For
 
 
5
Elect Jeffrey Rayport
 
Mgmt
For
For
For
 
 
6
Elect Roberto Tunioli
 
Mgmt
For
For
For
 
 
7
Elect Timothy Yates
 
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
 
9
Amendment to the 2008 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
Moody's Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MCO
CUSIP 615369105
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Glauber
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Shareholder Proposal  Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
 
6
Elect Jorge Bermudez
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Morgan Stanley
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MS
CUSIP 617446448
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Roy Bostock
 
Mgmt
For
For
For
 
 
2
Elect Erskine Bowles
 
Mgmt
For
For
For
 
 
3
Elect Howard Davies
 
Mgmt
For
For
For
 
 
4
Elect James Gorman
 
Mgmt
For
For
For
 
 
5
Elect James Hance, Jr.
 
Mgmt
For
For
For
 
 
6
Elect C. Robert Kidder
 
Mgmt
For
For
For
 
 
7
Elect John Mack
 
Mgmt
For
For
For
 
 
8
Elect Donald Nicolaisen
 
Mgmt
For
For
For
 
 
9
Elect Hutham Olayan
 
Mgmt
For
For
For
 
 
10
Elect James Owens
 
Mgmt
For
For
For
 
 
11
Elect O. Griffith Sexton
 
Mgmt
For
For
For
 
 
12
Elect Masaaki Tanaka
 
Mgmt
For
For
For
 
 
13
Elect Laura Tyson
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Amendment to the 2007 Equity Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Motorola Mobility Holdings, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MMI
CUSIP 620097105
 
05/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Sanjay Jha
 
Mgmt
For
For
For
 
 
2
Elect Jon Barfield
 
Mgmt
For
For
For
 
 
3
Elect William Hambrecht
 
Mgmt
For
For
For
 
 
4
Elect Jeanne Jackson
 
Mgmt
For
For
For
 
 
5
Elect Keith Meister
 
Mgmt
For
For
For
 
 
6
Elect Thomas Meredith
 
Mgmt
For
For
For
 
 
7
Elect Daniel Ninivaggi
 
Mgmt
For
For
For
 
 
8
Elect James Stengel
 
Mgmt
For
For
For
 
 
9
Elect Anthony Vinciquerra
 
Mgmt
For
For
For
 
 
10
Elect Andrew Viterbi
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
MTU Aero Engines Holding AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MTX
CINS D5565H104
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Increase in Authorized Capital II
Mgmt
For
For
For
 
 
10
Increase in Authorized Capital III
Mgmt
For
For
For
 
                 
                 
                 
                 
Murata Manufacturing Co Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
6981
CINS J46840104
 
06/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Tsuneo Murata
 
Mgmt
For
For
For
 
 
4
Elect Hideharu Ieki
 
Mgmt
For
For
For
 
 
5
Elect Kohji Makino
 
Mgmt
For
For
For
 
 
6
Elect Yasuroh Tanahashi
 
Mgmt
For
For
For
 
 
7
Elect Yukio Yoshino
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Murphy Oil Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
MUR
CUSIP 626717102
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Blue
 
Mgmt
For
For
For
 
 
2
Elect Claiborne Deming
 
Mgmt
For
For
For
 
 
3
Elect Robert Hermes
 
Mgmt
For
For
For
 
 
4
Elect James Kelley
 
Mgmt
For
For
For
 
 
5
Elect R. Madison Murphy
 
Mgmt
For
For
For
 
 
6
Elect William Nolan, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Neal Schmale
 
Mgmt
For
For
For
 
 
8
Elect David Smith
 
Mgmt
For
For
For
 
 
9
Elect Caroline Theus
 
Mgmt
For
For
For
 
 
10
Elect David Wood
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Naspers Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NPN
CINS S53435103
 
08/27/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
South Africa
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Confirmation of Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Fees
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Elect Debra Meyer
 
Mgmt
For
For
For
 
 
6
Elect Ton Vosloo
 
Mgmt
For
For
For
 
 
7
Elect Neil van Heerden
 
Mgmt
For
For
For
 
 
8
Elect Hein Willemse
 
Mgmt
For
For
For
 
 
9
Elect Lourens Jonker
 
Mgmt
For
For
For
 
 
10
General Authority to Issue Shares
Mgmt
For
For
For
 
 
11
Authority to Issue Shares for Cash
Mgmt
For
Against
Against
 
 
12
Amendments to the Share Incentive Scheme
Mgmt
For
Against
Against
 
 
13
Authority to Issue Shares for Incentive Scheme
Mgmt
For
Against
Against
 
 
14
"Authority to Repurchase """"N"""" Shares"
Mgmt
For
For
For
 
 
15
"Authority to Repurchase """"A"""" Shares"
Mgmt
For
For
For
 
 
16
Authorisation of Legal Formalities
Mgmt
For
For
For
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
National Instruments Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NATI
CUSIP 636518102
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Kodosky
 
Mgmt
For
For
For
 
 
1.2
Elect Donald Carlton
 
Mgmt
For
For
For
 
 
1.3
Elect John Medica
 
Mgmt
For
For
For
 
 
2
Amendment to the 1994 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Nestle S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NESN
CINS H57312649
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports; Compensation Report
Mgmt
For
For
For
 
 
5
Compensation Report
 
Mgmt
For
For
For
 
 
6
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Elect Paul Bulcke
 
Mgmt
For
For
For
 
 
9
Elect Andreas Koopmann
 
Mgmt
For
For
For
 
 
10
Elect Rolf Hanggi
 
Mgmt
For
For
For
 
 
11
Elect Jean-Pierre Meyers
 
Mgmt
For
For
For
 
 
12
Elect Naina Lal Kidwai
 
Mgmt
For
For
For
 
 
13
Elect Beat Hess
 
Mgmt
For
For
For
 
 
14
Elect Ann Veneman
 
Mgmt
For
For
For
 
 
15
Appointment of Auditor
 
Mgmt
For
For
For
 
 
16
Cancellation of Shares and Reduction of Share Capital
Mgmt
For
For
For
 
                 
                 
                 
                 
New York Community Bancorp, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NYB
CUSIP 649445103
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Dominick Ciampa
 
Mgmt
For
For
For
 
 
1.2
Elect William Frederick
 
Mgmt
For
For
For
 
 
1.3
Elect Max Kupferberg
 
Mgmt
For
For
For
 
 
1.4
Elect Spiros Voutsinas
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Wann
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Management Incentive Compensation Plan
Mgmt
For
For
For
 
 
4
Amendment to the 2006 Stock Incentive Plan
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Newfield Exploration Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NFX
CUSIP 651290108
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lee Boothby
 
Mgmt
For
For
For
 
 
2
Elect Philip Burguieres
 
Mgmt
For
For
For
 
 
3
Elect Pamela Gardner
 
Mgmt
For
For
For
 
 
4
Elect John Kemp III
 
Mgmt
For
For
For
 
 
5
Elect J. Michael Lacey
 
Mgmt
For
For
For
 
 
6
Elect Joseph Netherland
 
Mgmt
For
For
For
 
 
7
Elect Howard Newman
 
Mgmt
For
For
For
 
 
8
Elect Thomas Ricks
 
Mgmt
For
For
For
 
 
9
Elect Juanita Romans
 
Mgmt
For
For
For
 
 
10
Elect Charles Shultz
 
Mgmt
For
For
For
 
 
11
Elect J. Terry Strange
 
Mgmt
For
For
For
 
 
12
2011 Omnibus Stock Plan
 
Mgmt
For
For
For
 
 
13
Performance Goals for Performance Awards Under the 2011 Omnibus Stock Plan
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Newmont Mining Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NEM
CUSIP 651639106
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Glen Barton
 
Mgmt
For
Against
Against
 
 
2
Elect Vincent Calarco
 
Mgmt
For
Against
Against
 
 
3
Elect Joseph Carrabba
 
Mgmt
For
For
For
 
 
4
Elect Noreen Doyle
 
Mgmt
For
For
For
 
 
5
Elect Veronica Hagen
 
Mgmt
For
For
For
 
 
6
Elect Michael Hamson
 
Mgmt
For
Against
Against
 
 
7
Elect Richard O'Brien
 
Mgmt
For
For
For
 
 
8
Elect John Prescott
 
Mgmt
For
Against
Against
 
 
9
Elect Donald Roth
 
Mgmt
For
For
For
 
 
10
Elect Simon Thompson
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Nexen Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NXY
CUSIP 65334H102
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Berry
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Bertram
 
Mgmt
For
For
For
 
 
1.3
Elect Dennis Flanagan
 
Mgmt
For
For
For
 
 
1.4
Elect S. Barry Jackson
 
Mgmt
For
For
For
 
 
1.5
Elect Kevin Jenkins
 
Mgmt
For
For
For
 
 
1.6
Elect A. Anne McLellan
 
Mgmt
For
For
For
 
 
1.7
Elect Eric Newell
 
Mgmt
For
For
For
 
 
1.8
Elect Thomas O'Neill
 
Mgmt
For
For
For
 
 
1.9
Elect Marvin Romanow
 
Mgmt
For
For
For
 
 
1.10
Elect Francis Saville
 
Mgmt
For
For
For
 
 
1.11
Elect John Willson
 
Mgmt
For
For
For
 
 
1.12
Elect Victor Zaleschuk
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Amendment to Shareholder Rights' Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
NIKE, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NKE
CUSIP 654106103
 
09/20/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jill Conway
 
Mgmt
For
For
For
 
 
1.2
Elect Alan Graf, Jr.
 
Mgmt
For
For
For
 
 
1.3
Elect John Lechleiter
 
Mgmt
For
For
For
 
 
1.4
Elect Phyllis Wise
 
Mgmt
For
For
For
 
 
2
Amendment to the Executive Performance Sharing Plan
Mgmt
For
For
For
 
 
3
Amendment to the 1990 Stock Incentive Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nikon Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
7731
CINS 654111103
 
06/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Michio Kariya
 
Mgmt
For
For
For
 
 
4
Elect Makoto Kimura
 
Mgmt
For
For
For
 
 
5
Elect Junichi Itoh
 
Mgmt
For
For
For
 
 
6
Elect Kyoichi Suwa
 
Mgmt
For
For
For
 
 
7
Elect Kazuo Ushida
 
Mgmt
For
For
For
 
 
8
Elect Masami Kumazawa
 
Mgmt
For
For
For
 
 
9
Elect Toshiyuki Masai
 
Mgmt
For
For
For
 
 
10
Elect Yasuyuki Okamoto
 
Mgmt
For
For
For
 
 
11
Elect Norio Hashizume
 
Mgmt
For
For
For
 
 
12
Elect Kenji Matsuo
 
Mgmt
For
For
For
 
 
13
Elect Kohkei Higuchi
 
Mgmt
For
For
For
 
 
14
Elect Kenichi Kanazawa
 
Mgmt
For
For
For
 
 
15
Elect Yoshimichi Kawai
 
Mgmt
For
For
For
 
 
16
Elect Haruya Uehara
 
Mgmt
For
For
For
 
 
17
Elect Hiroshi Hataguchi
 
Mgmt
For
For
For
 
 
18
Retirement Allowances for Director(s) and Statutory Auditor(s) and Special Allowances for Director(s) and Statutory Auditor(s)
Mgmt
For
For
For
 
 
19
Bonus
 
Mgmt
For
For
For
 
 
20
Directors' and Statutory Auditors' Compensation Policy
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Nintendo Co Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
7974
CINS J51699106
 
06/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Satoru Iwata
 
Mgmt
For
For
For
 
 
4
Elect Yoshihiro Mori
 
Mgmt
For
For
For
 
 
5
Elect Shinji Hatano
 
Mgmt
For
For
For
 
 
6
Elect Genyoh Takeda
 
Mgmt
For
For
For
 
 
7
Elect Shigeru Miyamoto
 
Mgmt
For
For
For
 
 
8
Elect Nobuo Nagai
 
Mgmt
For
For
For
 
 
9
Elect Masaharu Matsumoto
 
Mgmt
For
For
For
 
 
10
Elect Eiichi Suzuki
 
Mgmt
For
For
For
 
 
11
Elect Tatsumi Kimishima
 
Mgmt
For
For
For
 
 
12
Elect Kaoru Takemura
 
Mgmt
For
For
For
 
 
13
Elect Ichiroh Nakaji
 
Mgmt
For
For
For
 
 
14
Elect Naoki Mizutani
 
Mgmt
For
For
For
 
 
15
Elect Katashi Ozaki
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Noble Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NBL
CUSIP 655044105
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jeffrey Berenson
 
Mgmt
For
For
For
 
 
2
Elect Michael Cawley
 
Mgmt
For
For
For
 
 
3
Elect Edward Cox
 
Mgmt
For
For
For
 
 
4
Elect Charles Davidson
 
Mgmt
For
For
For
 
 
5
Elect Thomas Edelman
 
Mgmt
For
For
For
 
 
6
Elect Eric Grubman
 
Mgmt
For
For
For
 
 
7
Elect Kirby Hedrick
 
Mgmt
For
For
For
 
 
8
Elect Scott Urban
 
Mgmt
For
For
For
 
 
9
Elect William Van Kleef
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Amendment to the 1992 Stock Option and Restricted Stock Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Nokia Oyj
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOK1V
CUSIP 654902204
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Ratification of Board and Management Acts
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
Abstain
Against
 
 
5
Board Size
 
Mgmt
For
For
For
 
 
6.1
Elect Stephen Elop
 
Mgmt
For
For
For
 
 
6.2
Elect Bengt Holmstrom
 
Mgmt
For
For
For
 
 
6.3
Elect Henning Kagermann
 
Mgmt
For
For
For
 
 
6.4
Elect Per Karlsson
 
Mgmt
For
For
For
 
 
6.5
Elect Jouko Karvinen
 
Mgmt
For
For
For
 
 
6.6
Elect Finn Helge Lund
 
Mgmt
For
For
For
 
 
6.7
Elect Isabel Marey-Semper
 
Mgmt
For
For
For
 
 
6.8
Elect Jorma Ollila
 
Mgmt
For
For
For
 
 
6.9
Elect Marjorie Scardino
 
Mgmt
For
For
For
 
 
6.10
Elect Risto Siilasmaa
 
Mgmt
For
For
For
 
 
6.11
Elect Kari Stadigh
 
Mgmt
For
For
For
 
 
7
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
10
Stock Option Program 2011
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Norfolk Southern Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NSC
CUSIP 655844108
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Gerald Baliles
 
Mgmt
For
For
For
 
 
2
Elect Erskine Bowles
 
Mgmt
For
For
For
 
 
3
Elect Karen Horn
 
Mgmt
For
For
For
 
 
4
Elect J. Paul Reason
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Northern Trust Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NTRS
CUSIP 665859104
 
04/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Linda Bynoe
 
Mgmt
For
For
For
 
 
1.2
Elect Nicholas Chabraja
 
Mgmt
For
For
For
 
 
1.3
Elect Susan Crown
 
Mgmt
For
For
For
 
 
1.4
Elect Dipak Jain
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Lane
 
Mgmt
For
For
For
 
 
1.6
Elect Robert McCormack
 
Mgmt
For
For
For
 
 
1.7
Elect Edward Mooney
 
Mgmt
For
For
For
 
 
1.8
Elect John Rowe
 
Mgmt
For
For
For
 
 
1.9
Elect Martin Slark
 
Mgmt
For
For
For
 
 
1.10
Elect David Smith, Jr.
 
Mgmt
For
For
For
 
 
1.11
Elect Enrique Sosa
 
Mgmt
For
For
For
 
 
1.12
Elect Charles Tribbett III
 
Mgmt
For
For
For
 
 
1.13
Elect Frederick Waddell
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Northrop Grumman Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOC
CUSIP 666807102
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wesley Bush
 
Mgmt
For
For
For
 
 
2
Elect Lewis Coleman
 
Mgmt
For
For
For
 
 
3
Elect Victor Fazio
 
Mgmt
For
For
For
 
 
4
Elect Donald Felsinger
 
Mgmt
For
For
For
 
 
5
Elect Stephen Frank
 
Mgmt
For
For
For
 
 
6
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
7
Elect Madeleine Kleiner
 
Mgmt
For
For
For
 
 
8
Elect Karl Krapek
 
Mgmt
For
For
For
 
 
9
Elect Richard Myers
 
Mgmt
For
For
For
 
 
10
Elect Aulana Peters
 
Mgmt
For
For
For
 
 
11
Elect Kevin Sharer
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Long-Term Incentive Stock Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Novartis AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOVN
CUSIP 66987V109
 
02/22/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
2
Ratification of Management and Board Acts
Mgmt
For
TNA
N/A
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
4
Compensation Policy
 
Mgmt
For
TNA
N/A
 
 
5
Re-elect Ann Fudge
 
Mgmt
For
TNA
N/A
 
 
6
Re-elect Pierre Landolt
 
Mgmt
For
TNA
N/A
 
 
7
Re-elect Ulrich Lehner
 
Mgmt
For
TNA
N/A
 
 
8
Elect Enrico Vanni
 
Mgmt
For
TNA
N/A
 
 
9
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
10
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Novo Nordisk A/S
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NOVO-B
CINS K7314N152
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Denmark
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Approve Fiscal 2010 Directors' Fees
Mgmt
For
For
For
 
 
6
Approve Fiscal 2011 Directors' Fees
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Elect Sten Scheibye
 
Mgmt
For
For
For
 
 
9
Elect Goran Ando
 
Mgmt
For
For
For
 
 
10
Elect Bruno Angelici
 
Mgmt
For
For
For
 
 
11
Elect Henrik Gurtler
 
Mgmt
For
For
For
 
 
12
Elect Thomas Koestler
 
Mgmt
For
For
For
 
 
13
Elect Kurt Anker Nielsen
 
Mgmt
For
For
For
 
 
14
Elect Hannu Ryopponen
 
Mgmt
For
For
For
 
 
15
Elect Jorgen Wedel
 
Mgmt
For
For
For
 
 
16
Election of Chairman
 
Mgmt
For
For
For
 
 
17
Election of Vice Chairman
 
Mgmt
For
For
For
 
 
18
Appointment of Auditor
 
Mgmt
For
For
For
 
 
19
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
20
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
21
Authority to Cancel Shares
 
Mgmt
For
For
For
 
 
22
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
23
Amendments to Articles Regarding Age Limit
Mgmt
For
For
For
 
 
24
Amendments to Incentive Compensation Guidelines
Mgmt
For
For
For
 
                 
                 
                 
                 
NRG Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NRG
CUSIP 629377508
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lawrence Coben
 
Mgmt
For
For
For
 
 
2
Elect Paul Hobby
 
Mgmt
For
For
For
 
 
3
Elect Gerald Luterman
 
Mgmt
For
For
For
 
 
4
Elect Herbert Tate
 
Mgmt
For
For
For
 
 
5
Elect Walter Young
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
8
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
NRG Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NRG
CUSIP 629377508
 
07/28/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Kirbyjon Caldwell
 
Mgmt
For
For
For
 
 
2
Elect David Crane
 
Mgmt
For
For
For
 
 
3
Elect Stephen  Cropper
 
Mgmt
For
For
For
 
 
4
Elect Kathleen McGinty
 
Mgmt
For
For
For
 
 
5
Elect Thomas Weidemeyer
 
Mgmt
For
For
For
 
 
6
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Nucor Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NUE
CUSIP 670346105
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Peter Browning
 
Mgmt
For
For
For
 
 
1.2
Elect Victoria Haynes
 
Mgmt
For
For
For
 
 
1.3
Elect Christopher Kearney
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Occidental Petroleum Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OXY
CUSIP 674599105
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Spencer Abraham
 
Mgmt
For
For
For
 
 
2
Elect Howard Atkins
 
Mgmt
For
For
For
 
 
3
Elect Stephen Chazen
 
Mgmt
For
For
For
 
 
4
Elect Edward Djerejian
 
Mgmt
For
For
For
 
 
5
Elect John Feick
 
Mgmt
For
For
For
 
 
6
Elect Margaret Foran
 
Mgmt
For
For
For
 
 
7
Elect Carlos Gutierrez
 
Mgmt
For
For
For
 
 
8
Elect Ray Irani
 
Mgmt
For
For
For
 
 
9
Elect Avedick Poladian
 
Mgmt
For
For
For
 
 
10
Elect Rodolfo Segovia
 
Mgmt
For
For
For
 
 
11
Elect Aziz Syriani
 
Mgmt
For
For
For
 
 
12
Elect Rosemary Tomich
 
Mgmt
For
For
For
 
 
13
Elect Walter Weisman
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Oceaneering International, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OII
CUSIP 675232102
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect T. Jay Collins
 
Mgmt
For
For
For
 
 
1.2
Elect D. Michael Hughes
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Olam International Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
O32
CINS Y6421B106
 
10/28/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Rangareddy Jayachandran
Mgmt
For
For
For
 
 
4
Elect Jean-Paul Pinard
 
Mgmt
For
For
For
 
 
5
Elect WONG Heng Tew
 
Mgmt
For
For
For
 
 
6
Elect Robert Tomlin
 
Mgmt
For
For
For
 
 
7
Directors' Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
10
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
11
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Authority to Grant Awards and Issue Shares under Olam Employee Share Option Scheme
Mgmt
For
Against
Against
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
18
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
22
Authority to Issue Shares under Olam Scrip Dividend Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Onex Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
OCX
CUSIP 68272K103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Appointment of Auditor
 
Mgmt
For
For
For
 
 
2
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
3
Election of SVS Directors (Slate)
Mgmt
For
For
For
 
                 
                 
                 
                 
Oracle Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ORCL
CUSIP 68389X105
 
10/06/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Berg
 
Mgmt
For
Withhold
Against
 
 
1.2
Elect H. Raymond Bingham
 
Mgmt
For
For
For
 
 
1.3
Elect Michael Boskin
 
Mgmt
For
For
For
 
 
1.4
Elect Safra Catz
 
Mgmt
For
For
For
 
 
1.5
Elect Bruce Chizen
 
Mgmt
For
For
For
 
 
1.6
Elect George Conrades
 
Mgmt
For
For
For
 
 
1.7
Elect Lawrence Ellison
 
Mgmt
For
For
For
 
 
1.8
Elect Hector Garcia-Molina
 
Mgmt
For
For
For
 
 
1.9
Elect Jeffrey Henley
 
Mgmt
For
For
For
 
 
1.10
Elect Mark Hurd
 
Mgmt
For
Withhold
Against
 
 
1.11
Elect Donald Lucas
 
Mgmt
For
For
For
 
 
1.12
Elect Naomi Seligman
 
Mgmt
For
For
For
 
 
2
Executive Bonus Plan
 
Mgmt
For
Against
Against
 
 
3
Amendment to the 2000 Long-Term Equity Incentive Plan
Mgmt
For
Against
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Formation of Sustainability Committee
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PACCAR Inc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCAR
CUSIP 693718108
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Fluke, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Kirk Hachigian
 
Mgmt
For
For
For
 
 
1.3
Elect Stephen Page
 
Mgmt
For
For
For
 
 
1.4
Elect Thomas Plimpton
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Amendment to the Long Term Incentive Plan
Mgmt
For
For
For
 
 
5
Amendment to the Senior Executive Yearly Incentive Compensation Plan
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Pacific Rubiales Energy Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PRE
CUSIP 69480U206
 
05/31/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Board Size
 
Mgmt
For
For
For
 
 
2.1
Elect Serafino Iacono
 
Mgmt
For
For
For
 
 
2.2
Elect Miguel de la Campa
 
Mgmt
For
For
For
 
 
2.3
Elect Ronald Pantin
 
Mgmt
For
For
For
 
 
2.4
Elect Jose Francisco Arata
 
Mgmt
For
For
For
 
 
2.5
Elect German Efromovich
 
Mgmt
For
For
For
 
 
2.6
Elect Neil Woodyer
 
Mgmt
For
For
For
 
 
2.7
Elect Augusto Lopez
 
Mgmt
For
For
For
 
 
2.8
Elect Miguel Rodriguez
 
Mgmt
For
For
For
 
 
2.9
Elect Donald Ford
 
Mgmt
For
For
For
 
 
2.10
Elect John Zaozirny
 
Mgmt
For
For
For
 
 
2.11
Elect Victor Rivera
 
Mgmt
For
For
For
 
 
2.12
Elect Hernan Martinez
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
4
Stock Option Plan Renewal
 
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Paychex, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PAYX
CUSIP 704326107
 
10/13/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect B. Thomas Golisano
 
Mgmt
For
For
For
 
 
2
Elect David Flaschen
 
Mgmt
For
For
For
 
 
3
Elect Grant Inman
 
Mgmt
For
For
For
 
 
4
Elect Pamela Joseph
 
Mgmt
For
For
For
 
 
5
Elect Joseph Tucci
 
Mgmt
For
For
For
 
 
6
Elect Joseph Velli
 
Mgmt
For
For
For
 
 
7
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
For
For
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Peabody Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BTU
CUSIP 704549104
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Gregory Boyce
 
Mgmt
For
For
For
 
 
1.2
Elect William Coley
 
Mgmt
For
For
For
 
 
1.3
Elect William James
 
Mgmt
For
For
For
 
 
1.4
Elect Robert Karn III
 
Mgmt
For
For
For
 
 
1.5
Elect M. Frances Keeth
 
Mgmt
For
For
For
 
 
1.6
Elect Henry Lentz
 
Mgmt
For
For
For
 
 
1.7
Elect Robert Malone
 
Mgmt
For
For
For
 
 
1.8
Elect William Rusnack
 
Mgmt
For
For
For
 
 
1.9
Elect John Turner
 
Mgmt
For
For
For
 
 
1.10
Elect Sandra Van Trease
 
Mgmt
For
For
For
 
 
1.11
Elect Alan Washkowitz
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
5
2011 Long-Term Equity Incentive Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
PepsiCo, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PEP
CUSIP 713448108
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Shona Brown
 
Mgmt
For
For
For
 
 
2
Elect Ian Cook
 
Mgmt
For
For
For
 
 
3
Elect Dina Dublon
 
Mgmt
For
For
For
 
 
4
Elect Victor Dzau
 
Mgmt
For
For
For
 
 
5
Elect Ray Hunt
 
Mgmt
For
For
For
 
 
6
Elect Alberto Ibarguen
 
Mgmt
For
For
For
 
 
7
Elect Arthur Martinez
 
Mgmt
For
For
For
 
 
8
Elect Indra Nooyi
 
Mgmt
For
For
For
 
 
9
Elect Sharon Rockefeller
 
Mgmt
For
For
For
 
 
10
Elect James Schiro
 
Mgmt
For
For
For
 
 
11
Elect Lloyd Trotter
 
Mgmt
For
For
For
 
 
12
Elect Daniel Vasella
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
18
Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Petrohawk Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HK
CUSIP 716495106
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Floyd Wilson
 
Mgmt
For
For
For
 
 
1.2
Elect Gary Merriman
 
Mgmt
For
For
For
 
 
1.3
Elect Robert Stone, Jr.
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Amendment to the 2004 Employee Incentive Plan
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
01/31/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger by Absorption
 
Mgmt
For
For
For
 
 
2
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
04/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Amendments to Articles
 
Mgmt
For
For
For
 
 
2
Merger by Absorption
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Capital Expenditure Budget
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Election of Directors
 
Mgmt
For
For
For
 
 
5
Election of Chairman of the Board of Directors
Mgmt
For
For
For
 
 
6
Election of Supervisory Council Members
Mgmt
For
For
For
 
 
7
Remuneration Report
 
Mgmt
For
For
For
 
 
8
Capitalization of Reserves
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
08/12/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Ratification of Nomination of Appraiser for Treasury Notes
Mgmt
For
For
For
 
 
2
Valuation Method of Treasury Notes
Mgmt
For
For
For
 
 
3
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Petroleo Brasileiro S.A. - Petrobras
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PETR3
CUSIP 71654V408
 
12/07/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger Agreement with Marlim Participacoes SA
Mgmt
For
For
For
 
 
2
Merger Agreement with Nova Marlim Participacoes SA
Mgmt
For
For
For
 
 
3
Ratification of Appointment of Auditor
Mgmt
For
For
For
 
 
4
Valuation Reports
 
Mgmt
For
For
For
 
 
5
Merger by Absorption
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Philip Morris International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PM
CUSIP 718172109
 
05/11/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Harold Brown
 
Mgmt
For
For
For
 
 
2
Elect Mathis Cabiallavetta
 
Mgmt
For
For
For
 
 
3
Elect Louis Camilleri
 
Mgmt
For
For
For
 
 
4
Elect J. Dudley Fishburn
 
Mgmt
For
For
For
 
 
5
Elect Jennifer Li
 
Mgmt
For
For
For
 
 
6
Elect Graham Mackay
 
Mgmt
For
For
For
 
 
7
Elect Sergio Marchionne
 
Mgmt
For
For
For
 
 
8
Elect Lucio Noto
 
Mgmt
For
For
For
 
 
9
Elect Carlos Slim Helu
 
Mgmt
For
For
For
 
 
10
Elect Stephen Wolf
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
14
Shareholder proposal Regarding Food Insecurity and Tobacco Use
ShrHoldr
Against
Against
For
 
 
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Pioneer Natural Resources Company
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PXD
CUSIP 723787107
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Edison Buchanan
 
Mgmt
For
For
For
 
 
1.2
Elect R. Hartwell Gardner
 
Mgmt
For
For
For
 
 
1.3
Elect Jim Watson
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
 
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Popular, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BPOP
CUSIP 733174106
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Maria Ferre
 
Mgmt
For
For
For
 
 
2
Elect C. Kim Goodwin
 
Mgmt
For
For
For
 
 
3
Elect William Teuber, Jr.
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Potash Corporation of Saskatchewan Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
POT
CUSIP 73755L107
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christopher Burley
 
Mgmt
For
For
For
 
 
1.2
Elect William Doyle
 
Mgmt
For
For
For
 
 
1.3
Elect John Estey
 
Mgmt
For
For
For
 
 
1.4
Elect Charles Hoffman
 
Mgmt
For
For
For
 
 
1.5
Elect Dallas Howe
 
Mgmt
For
For
For
 
 
1.6
Elect Alice Laberge
 
Mgmt
For
For
For
 
 
1.7
Elect Keith Martell
 
Mgmt
For
For
For
 
 
1.8
Elect Jeffrey McCaig
 
Mgmt
For
For
For
 
 
1.9
Elect Mary Mogford
 
Mgmt
For
For
For
 
 
1.10
Elect Paul Schoenhals
 
Mgmt
For
For
For
 
 
1.11
Elect E. Robert Stromberg
 
Mgmt
For
For
For
 
 
1.12
Elect Elena Viyella de Paliza
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Performance Option Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Praxair, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PX
CUSIP 74005P104
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Stephen Angel
 
Mgmt
For
For
For
 
 
1.2
Elect Oscar Bernardes
 
Mgmt
For
For
For
 
 
1.3
Elect Nance Dicciani
 
Mgmt
For
For
For
 
 
1.4
Elect Edward Galante
 
Mgmt
For
For
For
 
 
1.5
Elect Claire Gargalli
 
Mgmt
For
For
For
 
 
1.6
Elect Ira Hall
 
Mgmt
For
For
For
 
 
1.7
Elect Raymond LeBoeuf
 
Mgmt
For
For
For
 
 
1.8
Elect Larry McVay
 
Mgmt
For
For
For
 
 
1.9
Elect Wayne Smith
 
Mgmt
For
For
For
 
 
1.10
Elect Robert Wood
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Approval of Performance Goals Under the 162(m) Plan
Mgmt
For
For
For
 
 
5
Amendment to the 2009 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Precision Castparts Corp.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCP
CUSIP 740189105
 
08/10/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Daniel Murphy
 
Mgmt
For
For
For
 
 
1.2
Elect Steven Rothmeier
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Wambold
 
Mgmt
For
For
For
 
 
1.4
Elect Timothy Wicks
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
priceline.com Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PCLN
CUSIP 741503403
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Jeffrey Boyd
 
Mgmt
For
For
For
 
 
1.2
Elect Ralph Bahna
 
Mgmt
For
For
For
 
 
1.3
Elect Howard Barker, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Jan Docter
 
Mgmt
For
For
For
 
 
1.5
Elect Jeffrey Epstein
 
Mgmt
For
For
For
 
 
1.6
Elect James Guyette
 
Mgmt
For
For
For
 
 
1.7
Elect Nancy Peretsman
 
Mgmt
For
For
For
 
 
1.8
Elect Craig Rydin
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
PT Adaro Energy Tbk
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ADRO
CINS Y7087B109
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
Indonesia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
4
Directors' Fees
 
Mgmt
For
Abstain
Against
 
 
5
Election of Directors
 
Mgmt
For
For
For
 
                 
                 
                 
                 
PT Bank Negara Indonesia (Persero) Tbk
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BBNI
CINS Y74568166
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Indonesia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Annual Report and Financial Statements
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Appointment of Auditor
 
Mgmt
For
For
For
 
 
4
Directors and Commissioners' Fees
Mgmt
For
Abstain
Against
 
 
5
Amendments to Articles
 
Mgmt
For
Abstain
Against
 
 
6
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Qiagen N.V.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
QGEN
CUSIP N72482107
 
06/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
3
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
4
Elect Detlev Riesner
 
Mgmt
For
For
For
 
 
5
Elect Werner Brandt
 
Mgmt
For
For
For
 
 
6
Elect Metin Colpan
 
Mgmt
For
For
For
 
 
7
Elect Erik Hornnaess
 
Mgmt
For
For
For
 
 
8
Elect Vera Kallmeyer
 
Mgmt
For
For
For
 
 
9
Elect Manfred Karobath
 
Mgmt
For
For
For
 
 
10
Elect Heino von Prondzynski
 
Mgmt
For
For
For
 
 
11
Elect Elizabeth Tallett
 
Mgmt
For
For
For
 
 
12
Elect Peer Schatz
 
Mgmt
For
For
For
 
 
13
Elect Roland Sackers
 
Mgmt
For
For
For
 
 
14
Elect Joachim Schorr
 
Mgmt
For
For
For
 
 
15
Elect Bernd Uder
 
Mgmt
For
For
For
 
 
16
Appointment of Auditor
 
Mgmt
For
For
For
 
 
17
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
18
Amendments to Articles
 
Mgmt
For
For
For
 
                 
                 
                 
                 
QUALCOMM Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
QCOM
CUSIP 747525103
 
03/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Barbara Alexander
 
Mgmt
For
For
For
 
 
1.2
Elect Stephen Bennett
 
Mgmt
For
For
For
 
 
1.3
Elect Donald Cruickshank
 
Mgmt
For
For
For
 
 
1.4
Elect Raymond Dittamore
 
Mgmt
For
For
For
 
 
1.5
Elect Thomas Horton
 
Mgmt
For
For
For
 
 
1.6
Elect Irwin Jacobs
 
Mgmt
For
For
For
 
 
1.7
Elect Paul Jacobs
 
Mgmt
For
For
For
 
 
1.8
Elect Robert Kahn
 
Mgmt
For
For
For
 
 
1.9
Elect Sherry Lansing
 
Mgmt
For
For
For
 
 
1.10
Elect Duane Nelles
 
Mgmt
For
For
For
 
 
1.11
Elect Francisco Ros
 
Mgmt
For
For
For
 
 
1.12
Elect Brent Scowcroft
 
Mgmt
For
For
For
 
 
1.13
Elect Marc Stern
 
Mgmt
For
For
For
 
 
2
Amendment to the 2006 Long-term Incentive Plan
Mgmt
For
Against
Against
 
 
3
Amendment to the 2001 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
7
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Quanta Computer Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2382
CINS Y7174J106
 
06/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Amendments to Procedural Rules: Acquisition and Disposal of Assets
Mgmt
For
For
For
 
 
7
Extraordinary motions
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Qwest Communications International Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
Q
CUSIP 749121109
 
08/24/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Merger
 
Mgmt
For
For
For
 
 
2
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Range Resources Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RRC
CUSIP 75281A109
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Charles Blackburn
 
Mgmt
For
For
For
 
 
2
Elect Anthony Dub
 
Mgmt
For
For
For
 
 
3
Elect V. Richard Eales
 
Mgmt
For
For
For
 
 
4
Elect Allen Finkelson
 
Mgmt
For
For
For
 
 
5
Elect James Funk
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Linker
 
Mgmt
For
For
For
 
 
7
Elect Kevin McCarthy
 
Mgmt
For
For
For
 
 
8
Elect John Pinkerton
 
Mgmt
For
For
For
 
 
9
Elect Jeffrey Ventura
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
12
Amendment to the 2005 Equity-Based Compensation Plan
Mgmt
For
Against
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Redecard S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDCD3
CINS P79941103
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Brazil
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Remuneration Policy
 
Mgmt
For
Abstain
Against
 
                 
                 
                 
                 
Redecard S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDCD3
CINS P79941103
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Brazil
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Amendment to the Stock Option Plan
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Redecard S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RDCD3
CINS P79941103
 
12/20/2010
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Special
Brazil
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Capitalization of Reserves
 
Mgmt
For
TNA
N/A
 
 
4
Reconciliation of Share Capital
Mgmt
For
TNA
N/A
 
 
5
Consolidated Version of Articles
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Regeneron Pharmaceuticals, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
REGN
CUSIP 75886F107
 
06/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Alfred Gilman
 
Mgmt
For
For
For
 
 
1.2
Elect Joseph Goldstein
 
Mgmt
For
For
For
 
 
1.3
Elect Christine Poon
 
Mgmt
For
For
For
 
 
1.4
Elect P. Roy Vagelos
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the 2000 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
ResMed Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RMD
CUSIP 761152107
 
11/11/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Kiernan Gallahue
 
Mgmt
For
For
For
 
 
2
Elect Michael Quinn
 
Mgmt
For
For
For
 
 
3
Elect Richard Sulpizio
 
Mgmt
For
For
For
 
 
4
Increase in Non-Executive Directors' Fees
Mgmt
For
For
For
 
 
5
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Rio Tinto plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIO
CINS G75754104
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Elect Tom Albanese
 
Mgmt
For
For
For
 
 
4
Elect Robert Brown
 
Mgmt
For
For
For
 
 
5
Elect Vivienne Cox
 
Mgmt
For
For
For
 
 
6
Elect Jan du Plessis
 
Mgmt
For
For
For
 
 
7
Elect Guy Elliott
 
Mgmt
For
For
For
 
 
8
Elect Michael Fitzpatrick
 
Mgmt
For
For
For
 
 
9
Elect Ann Godbehere
 
Mgmt
For
For
For
 
 
10
Elect Richard Goodmanson
 
Mgmt
For
For
For
 
 
11
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
12
Elect Lord John Kerr of Kinlochard
Mgmt
For
For
For
 
 
13
Elect Paul Tellier
 
Mgmt
For
For
For
 
 
14
Elect Samuel Walsh
 
Mgmt
For
For
For
 
 
15
Elect Stephen Mayne
 
Mgmt
Against
Against
For
 
 
16
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
17
Amendment to the Performance Share Plan
Mgmt
For
For
For
 
 
18
Amendment to and Renewal of Share Ownership Plan
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Repurchase Rio Tinto plc Shares
Mgmt
For
For
For
 
 
22
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Robert Half International Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RHI
CUSIP 770323103
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Andrew Berwick, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Edward Gibbons
 
Mgmt
For
For
For
 
 
1.3
Elect Harold Messmer, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect Barbara Novogradac
 
Mgmt
For
For
For
 
 
1.5
Elect Robert Pace
 
Mgmt
For
For
For
 
 
1.6
Elect Fredrick Richman
 
Mgmt
For
For
For
 
 
1.7
Elect M. Keith Waddell
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to the Stock Incentive Plan
Mgmt
For
Against
Against
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
                 
                 
                 
                 
Roper Industries, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ROP
CUSIP 776696106
 
06/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Wallman
 
Mgmt
For
For
For
 
 
1.2
Elect Christopher Wright
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
RRI ENERGY, INC.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RRI
CUSIP 74971X107
 
10/25/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Issuance of Shares Pursuant to the Merger
Mgmt
For
For
For
 
 
2
Reverse Stock Split
 
Mgmt
For
Against
Against
 
 
3
Company Name Change
 
Mgmt
For
For
For
 
 
4
2010 Omnibus Incentive Plan
 
Mgmt
For
For
For
 
 
5
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Samsung Electronics Co., Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
5930
CINS Y74718100
 
03/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Korea, Republic of
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Allocation of Profits/Dividends
Mgmt
For
For
For
 
 
2
Directors' Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Sands China Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
1928
CINS G7800X107
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Cayman Islands
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Elect Michael A. Leven
 
Mgmt
For
For
For
 
 
5
Elect Toh Hup Hock
 
Mgmt
For
For
For
 
 
6
Elect Jeffrey H. Schwartz
 
Mgmt
For
For
For
 
 
7
Elect David M. Turnbull
 
Mgmt
For
For
For
 
 
8
Elect Iain F. Bruce
 
Mgmt
For
For
For
 
 
9
Directors' Fees
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
11
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
                 
                 
                 
                 
Sap AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SAP
CINS D66992104
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Germany
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Management Board Acts
Mgmt
For
For
For
 
 
7
Ratification of Supervisory Board Acts
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
 
9
Cancellation of Conditional Capital VI
Mgmt
For
For
For
 
 
10
Authority to Issue Convertible Debt Instruments
Mgmt
For
Against
Against
 
 
11
Intra-company Control Agreements
Mgmt
For
For
For
 
                 
                 
                 
                 
Schlumberger Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SLB
CUSIP 806857108
 
04/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philippe Camus
 
Mgmt
For
For
For
 
 
2
Elect Peter Currie
 
Mgmt
For
For
For
 
 
3
Elect Andrew Gould
 
Mgmt
For
For
For
 
 
4
Elect Tony Isaac
 
Mgmt
For
For
For
 
 
5
Elect K.V. Kamath
 
Mgmt
For
For
For
 
 
6
Elect Nikolay Kudryavtsev
 
Mgmt
For
For
For
 
 
7
Elect Adrian Lajous
 
Mgmt
For
For
For
 
 
8
Elect Michael Marks
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Moler
 
Mgmt
For
For
For
 
 
10
Elect Leo Reif
 
Mgmt
For
For
For
 
 
11
Elect Tore Sandvold
 
Mgmt
For
For
For
 
 
12
Elect Henri Seydoux
 
Mgmt
For
For
For
 
 
13
Elect Paal Kibsgaard
 
Mgmt
For
For
For
 
 
14
Elect Lubna Olayan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
17
Increase of Authorized Common Stock
Mgmt
For
For
For
 
 
18
Amendements to Articles
 
Mgmt
For
For
For
 
 
19
Approval of Financial Statements and Dividends
Mgmt
For
For
For
 
 
20
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Schneider Electric SA
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CINS F86921107
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Ratification of the Co-option of Anand Mahindra
Mgmt
For
Abstain
Against
 
 
9
Elect Betsy Atkins
 
Mgmt
For
For
For
 
 
10
Elect Jeong H. Kim
 
Mgmt
For
For
For
 
 
11
Elect Dominique Senequier
 
Mgmt
For
For
For
 
 
12
Directors' Fees
 
Mgmt
For
For
For
 
 
13
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
14
Amendment Regarding Director Age Limit
Mgmt
For
For
For
 
 
15
Amendment Regarding Censors
Mgmt
For
Against
Against
 
 
16
Stock Split
 
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Increase Capital Through Capitalizations
Mgmt
For
Against
Against
 
 
19
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
20
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind
Mgmt
For
Against
Against
 
 
22
Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
23
Authority to Grant Stock Options
Mgmt
For
For
For
 
 
24
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
25
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
26
Authority to Increase Capital Under Foreign Employee Savings Plan
Mgmt
For
For
For
 
 
27
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
28
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
SGS Societe Generale de Surveillance SA
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SGSN
CINS H7484G106
 
03/15/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Remuneration Report
 
Mgmt
For
For
For
 
 
5
Ratification of Board Management Acts
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Elect John Elkann
 
Mgmt
For
For
For
 
 
8
Elect Cornelius Grupp
 
Mgmt
For
For
For
 
 
9
Appointment of Auditor
 
Mgmt
For
For
For
 
 
10
Increase in Authorized Capital
 
Mgmt
For
Against
Against
 
 
11
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Shionogi & Co Ltd
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
4507
CINS J74229105
 
06/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Elect Motozoh Shiono
 
Mgmt
For
For
For
 
 
4
Elect Isao Teshirogi
 
Mgmt
For
For
For
 
 
5
Elect Yasuhiro Mino
 
Mgmt
For
For
For
 
 
6
Elect Akio Nomura
 
Mgmt
For
For
For
 
 
7
Elect Teppei Mogi
 
Mgmt
For
For
For
 
 
8
Elect Sachio Tokaji
 
Mgmt
For
For
For
 
 
9
Elect Kenji Fukuda
 
Mgmt
For
For
For
 
 
10
Bonus
 
Mgmt
For
For
For
 
 
11
Stock Option Plan
 
Mgmt
For
For
For
 
 
12
Statutory Auditors' Fees
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Shoppers Drug Mart Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SC
CUSIP 82509W103
 
05/10/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect M. Shan Atkins
 
Mgmt
For
For
For
 
 
1.2
Elect James Hankinson
 
Mgmt
For
For
For
 
 
1.3
Elect Krystyna Hoeg
 
Mgmt
For
For
For
 
 
1.4
Elect Holger Kluge
 
Mgmt
For
For
For
 
 
1.5
Elect Gaetan Lussier
 
Mgmt
For
For
For
 
 
1.6
Elect David Peterson
 
Mgmt
For
For
For
 
 
1.7
Elect Martha Piper
 
Mgmt
For
For
For
 
 
1.8
Elect Sarah Raiss
 
Mgmt
For
For
For
 
 
1.9
Elect Derek Ridout
 
Mgmt
For
For
For
 
 
1.10
Elect David Williams
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Continuation of Shareholder Rights' Plan
Mgmt
For
For
For
 
                 
                 
                 
                 
Sigma-Aldrich Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SIAL
CUSIP 826552101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Rebecca Bergman
 
Mgmt
For
For
For
 
 
2
Elect George Church
 
Mgmt
For
For
For
 
 
3
Elect David Harvey
 
Mgmt
For
For
For
 
 
4
Elect W. Lee McCollum
 
Mgmt
For
For
For
 
 
5
Elect Avi Nash
 
Mgmt
For
For
For
 
 
6
Elect Steven Paul
 
Mgmt
For
For
For
 
 
7
Elect J. Pedro Reinhard
 
Mgmt
For
For
For
 
 
8
Elect Rakesh Sachdev
 
Mgmt
For
For
For
 
 
9
Elect D. Dean Spatz
 
Mgmt
For
For
For
 
 
10
Elect Barrett Toan
 
Mgmt
For
For
For
 
 
11
Approval of the Material Terms of the Performance Criteria for Performance-Based Awards Under the 2003 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Elimination of Supermajority Requirement to Amend, Alter, Change or Repeal Provisions in the Certificate of Incorporation
Mgmt
For
For
For
 
 
14
Elimination of Supermajority Requirement for Business Combinations
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Sino-Forest Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TRE
CUSIP 82934H101
 
05/30/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Allen Chan
 
Mgmt
For
For
For
 
 
1.2
Elect William Ardell
 
Mgmt
For
For
For
 
 
1.3
Elect James Bowland
 
Mgmt
For
For
For
 
 
1.4
Elect James Hyde
 
Mgmt
For
For
For
 
 
1.5
Elect Edmund Mak
 
Mgmt
For
For
For
 
 
1.6
Elect Judson Martin
 
Mgmt
For
For
For
 
 
1.7
Elect Simon Murray
 
Mgmt
For
For
For
 
 
1.8
Elect Peter Wang
 
Mgmt
For
For
For
 
 
1.9
Elect Garry West
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
                 
                 
                 
                 
Sirius XM Radio Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SIRI
CUSIP 82967N108
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Joan Amble
 
Mgmt
For
For
For
 
 
2
Elect Leon Black
 
Mgmt
For
For
For
 
 
3
Elect Lawrence Gilberti
 
Mgmt
For
For
For
 
 
4
Elect Eddy Hartenstein
 
Mgmt
For
For
For
 
 
5
Elect James Holden
 
Mgmt
For
For
For
 
 
6
Elect Mel Karmazin
 
Mgmt
For
For
For
 
 
7
Elect James Mooney
 
Mgmt
For
For
For
 
 
8
Elect Jack Shaw
 
Mgmt
For
For
For
 
 
9
Ratification of Auditor
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Softbank Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
9984
CINS J75963108
 
06/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Articles
 
Mgmt
For
Against
Against
 
 
4
Elect Masayoshi Son
 
Mgmt
For
For
For
 
 
5
Elect Ken Miyauchi
 
Mgmt
For
For
For
 
 
6
Elect Kazuhiko Kasai
 
Mgmt
For
For
For
 
 
7
Elect Masahiro Inoue
 
Mgmt
For
For
For
 
 
8
Elect Ronald Fisher
 
Mgmt
For
For
For
 
 
9
Elect Yun Mah
 
Mgmt
For
For
For
 
 
10
Elect Tadashi Yanai
 
Mgmt
For
For
For
 
 
11
Elect Mark Schwartz
 
Mgmt
For
For
For
 
 
12
Elect Sunil Bharti Mittal
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Sony Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
6758
CINS J76379106
 
06/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Japan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Elect Howard Stringer
 
Mgmt
For
For
For
 
 
3
Elect Ryohji Chubachi
 
Mgmt
For
For
For
 
 
4
Elect Yohtaroh Kobayashi
 
Mgmt
For
For
For
 
 
5
Elect Yoshiaki Yamauchi
 
Mgmt
For
For
For
 
 
6
Elect Peter Bonfield
 
Mgmt
For
For
For
 
 
7
Elect Fujio Choh
 
Mgmt
For
For
For
 
 
8
Elect Ryuji Yasuda
 
Mgmt
For
For
For
 
 
9
Elect Yukako Uchinaga
 
Mgmt
For
For
For
 
 
10
Elect Mitsuaki Yahagi
 
Mgmt
For
For
For
 
 
11
Elect Tsun-yan Hsieh
 
Mgmt
For
For
For
 
 
12
Elect Roland Hernandez
 
Mgmt
For
For
For
 
 
13
Elect Kanemitsu Anraku
 
Mgmt
For
For
For
 
 
14
Elect Yorihiko Kojima
 
Mgmt
For
For
For
 
 
15
Elect Osamu Nagayama
 
Mgmt
For
For
For
 
 
16
Elect Yuichiroh Anzai
 
Mgmt
For
For
For
 
 
17
Stock Option Plan
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Southwest Airlines Co.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
LUV
CUSIP 844741108
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Biegler
 
Mgmt
For
For
For
 
 
2
Elect Douglas Brooks
 
Mgmt
For
For
For
 
 
3
Elect William Cunningham
 
Mgmt
For
For
For
 
 
4
Elect John Denison
 
Mgmt
For
For
For
 
 
5
Elect Gary Kelly
 
Mgmt
For
For
For
 
 
6
Elect Nancy Loeffler
 
Mgmt
For
For
For
 
 
7
Elect John Montford
 
Mgmt
For
For
For
 
 
8
Elect Thomas Nealon
 
Mgmt
For
For
For
 
 
9
Elect Daniel Villanueva
 
Mgmt
For
For
For
 
 
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Southwestern Energy Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SWN
CUSIP 845467109
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lewis Epley, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Robert Howard
 
Mgmt
For
For
For
 
 
3
Elect Greg Kerley
 
Mgmt
For
For
For
 
 
4
Elect Harold Korell
 
Mgmt
For
For
For
 
 
5
Elect Vello Kuuskraa
 
Mgmt
For
For
For
 
 
6
Elect Kenneth Mourton
 
Mgmt
For
For
For
 
 
7
Elect Steven Mueller
 
Mgmt
For
For
For
 
 
8
Elect Charles Scharlau
 
Mgmt
For
For
For
 
 
9
Elect Alan Stevens
 
Mgmt
For
For
For
 
 
10
Ratification of Auditor
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Amendment to the Bylaws to Reduce the Ownership Threshold for Shareholders to Call a Special Meeting
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
St. Jude Medical, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STJ
CUSIP 790849103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Devenuti
 
Mgmt
For
For
For
 
 
2
Elect Thomas Garrett III
 
Mgmt
For
For
For
 
 
3
Elect Wendy Yarno
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
6
Amendment to the 2007 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Abstain
For
Against
 
 
8
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Staples, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SPLS
CUSIP 855030102
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Basil Anderson
 
Mgmt
For
For
For
 
 
2
Elect Arthur Blank
 
Mgmt
For
For
For
 
 
3
Elect Mary Burton
 
Mgmt
For
For
For
 
 
4
Elect Justin King
 
Mgmt
For
For
For
 
 
5
Elect Carol Meyrowitz
 
Mgmt
For
For
For
 
 
6
Elect Rowland Moriarty
 
Mgmt
For
For
For
 
 
7
Elect Robert Nakasone
 
Mgmt
For
For
For
 
 
8
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Smith
 
Mgmt
For
For
For
 
 
10
Elect Robert Sulentic
 
Mgmt
For
For
For
 
 
11
Elect Vijay Vishwanath
 
Mgmt
For
For
For
 
 
12
Elect Paul Walsh
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Starbucks Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SBUX
CUSIP 855244109
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Howard Schultz
 
Mgmt
For
For
For
 
 
2
Elect William Bradley
 
Mgmt
For
For
For
 
 
3
Elect Mellody Hobson
 
Mgmt
For
For
For
 
 
4
Elect Kevin Johnson
 
Mgmt
For
For
For
 
 
5
Elect Olden Lee
 
Mgmt
For
For
For
 
 
6
Elect Sheryl Sandberg
 
Mgmt
For
For
For
 
 
7
Elect James Shennan, Jr.
 
Mgmt
For
For
For
 
 
8
Elect Javier Teruel
 
Mgmt
For
For
For
 
 
9
Elect Myron Ullman III
 
Mgmt
For
For
For
 
 
10
Elect Craig Weatherup
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan
Mgmt
For
For
For
 
 
14
Amendment to the 2005 Long-Term Equity Incentive Plan
Mgmt
For
Against
Against
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
State Street Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STT
CUSIP 857477103
 
05/18/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Kennett Burnes
 
Mgmt
For
For
For
 
 
2
Elect Peter Coym
 
Mgmt
For
For
For
 
 
3
Elect Patrick de Saint-Aignan
 
Mgmt
For
For
For
 
 
4
Elect Amelia Fawcett
 
Mgmt
For
For
For
 
 
5
Elect David Gruber
 
Mgmt
For
For
For
 
 
6
Elect Linda Hill
 
Mgmt
For
For
For
 
 
7
Elect Joseph Hooley
 
Mgmt
For
For
For
 
 
8
Elect Robert Kaplan
 
Mgmt
For
For
For
 
 
9
Elect Charles LaMantia
 
Mgmt
For
For
For
 
 
10
Elect Richard Sergel
 
Mgmt
For
For
For
 
 
11
Elect Ronald Skates
 
Mgmt
For
For
For
 
 
12
Elect Gregory Summe
 
Mgmt
For
For
For
 
 
13
Elect Robert Weissman
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
16
2011 Senior Executive Annual Incentive Plan
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Steel Dynamics, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STLD
CUSIP 858119100
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Keith Busse
 
Mgmt
For
For
For
 
 
1.2
Elect Mark Millett
 
Mgmt
For
For
For
 
 
1.3
Elect Richard Teets, Jr.
 
Mgmt
For
For
For
 
 
1.4
Elect John Bates
 
Mgmt
For
For
For
 
 
1.5
Elect Frank Byrne
 
Mgmt
For
For
For
 
 
1.6
Elect Paul Edgerley
 
Mgmt
For
For
For
 
 
1.7
Elect Richard Freeland
 
Mgmt
For
For
For
 
 
1.8
Elect Jurgen Kolb
 
Mgmt
For
For
For
 
 
1.9
Elect James Marcuccilli
 
Mgmt
For
For
For
 
 
1.10
Elect Joseph Ruffolo
 
Mgmt
For
For
For
 
 
1.11
Elect Gabriel Shaheen
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
5
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Stericycle, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SRCL
CUSIP 858912108
 
05/24/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Mark Miller
 
Mgmt
For
For
For
 
 
2
Elect Jack Schuler
 
Mgmt
For
For
For
 
 
3
Elect Thomas Brown
 
Mgmt
For
For
For
 
 
4
Elect Rod Dammeyer
 
Mgmt
For
For
For
 
 
5
Elect William Hall
 
Mgmt
For
For
For
 
 
6
Elect Jonathan Lord
 
Mgmt
For
For
For
 
 
7
Elect John Patience
 
Mgmt
For
For
For
 
 
8
Elect James Reid-Anderson
 
Mgmt
For
For
For
 
 
9
Elect Ronald Spaeth
 
Mgmt
For
For
For
 
 
10
2011 Incentive Stock Plan
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Strayer Education, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STRA
CUSIP 863236105
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Silberman
 
Mgmt
For
For
For
 
 
2
Elect David Coulter
 
Mgmt
For
For
For
 
 
3
Elect Charlotte Beason
 
Mgmt
For
For
For
 
 
4
Elect William Brock
 
Mgmt
For
For
For
 
 
5
Elect John Casteen III
 
Mgmt
For
For
For
 
 
6
Elect Robert Grusky
 
Mgmt
For
For
For
 
 
7
Elect Robert Johnson
 
Mgmt
For
For
For
 
 
8
Elect Todd Milano
 
Mgmt
For
For
For
 
 
9
Elect G. Thomas Waite, III
 
Mgmt
For
For
For
 
 
10
Elect J. David Wargo
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
2011 Equity Compensation Plan
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Stryker Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYK
CUSIP 863667101
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Cox, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Srikant Datar
 
Mgmt
For
For
For
 
 
1.3
Elect Roch Doliveux
 
Mgmt
For
For
For
 
 
1.4
Elect Louis Francesconi
 
Mgmt
For
For
For
 
 
1.5
Elect Allan Golston
 
Mgmt
For
For
For
 
 
1.6
Elect Howard Lance
 
Mgmt
For
For
For
 
 
1.7
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
1.8
Elect William Parfet
 
Mgmt
For
For
For
 
 
1.9
Elect Ronda Stryker
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
2011 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
4
2011 Performance Incentive Award Plan
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Subsea 7 S.A. (fka Acergy S.A.)
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SUBC
CINS L8882U106
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Luxembourg
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Presentation of Accounts and Reports
Mgmt
For
For
For
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
7
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
8
Appointment of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Suncor Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CUSIP 867224107
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mel Benson
 
Mgmt
For
For
For
 
 
1.2
Elect Dominic D'Alessandro
 
Mgmt
For
For
For
 
 
1.3
Elect John Ferguson
 
Mgmt
For
For
For
 
 
1.4
Elect W. Douglas Ford
 
Mgmt
For
For
For
 
 
1.5
Elect Richard George
 
Mgmt
For
For
For
 
 
1.6
Elect Paul Haseldonckx
 
Mgmt
For
For
For
 
 
1.7
Elect John Huff
 
Mgmt
For
For
For
 
 
1.8
Elect Jacques Lamarre
 
Mgmt
For
For
For
 
 
1.9
Elect Brian MacNeill
 
Mgmt
For
For
For
 
 
1.10
Elect Maureen McCaw
 
Mgmt
For
For
For
 
 
1.11
Elect Michael O'Brien
 
Mgmt
For
For
For
 
 
1.12
Elect James Simpson
 
Mgmt
For
For
For
 
 
1.13
Elect Eira Thomas
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Suncor Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SU
CUSIP 867224107
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Mel Benson
 
Mgmt
For
For
For
 
 
1.2
Elect Dominic D'Alessandro
 
Mgmt
For
For
For
 
 
1.3
Elect John Ferguson
 
Mgmt
For
For
For
 
 
1.4
Elect W. Douglas Ford
 
Mgmt
For
For
For
 
 
1.5
Elect Richard George
 
Mgmt
For
For
For
 
 
1.6
Elect Paul Haseldonckx
 
Mgmt
For
For
For
 
 
1.7
Elect John Huff
 
Mgmt
For
For
For
 
 
1.8
Elect Jacques Lamarre
 
Mgmt
For
For
For
 
 
1.9
Elect Brian MacNeill
 
Mgmt
For
For
For
 
 
1.10
Elect Maureen McCaw
 
Mgmt
For
For
For
 
 
1.11
Elect Michael O'Brien
 
Mgmt
For
For
For
 
 
1.12
Elect James Simpson
 
Mgmt
For
For
For
 
 
1.13
Elect Eira Thomas
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Suntrust Banks, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
STI
CUSIP 867914103
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Robert Beall II
 
Mgmt
For
For
For
 
 
2
Elect Alston Correll
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Crowe
 
Mgmt
For
For
For
 
 
4
Elect Blake Garrett, Jr.
 
Mgmt
For
For
For
 
 
5
Elect David Hughes
 
Mgmt
For
For
For
 
 
6
Elect M. Douglas Ivester
 
Mgmt
For
For
For
 
 
7
Elect J. Hicks Lanier
 
Mgmt
For
For
For
 
 
8
Elect Kyle Legg
 
Mgmt
For
For
For
 
 
9
Elect William Linnenbringer
 
Mgmt
For
For
For
 
 
10
Elect G. Gilmer Minor III
 
Mgmt
For
For
For
 
 
11
Elect Frank Royal
 
Mgmt
For
For
For
 
 
12
Elect Thomas Watjen
 
Mgmt
For
For
For
 
 
13
Elect James Wells III
 
Mgmt
For
For
For
 
 
14
Elect Phail Wynn, Jr.
 
Mgmt
For
For
For
 
 
15
Amendment to 2009 Stock Plan
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
18
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
19
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Swatch Group Ltd. (The)
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UHR
CINS H83949141
 
05/31/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
3
Ratification of Board Acts
 
Mgmt
For
TNA
N/A
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
5
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
6
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Syngenta AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYNN
CINS H84140112
 
04/19/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
4
Compensation Report
 
Mgmt
For
TNA
N/A
 
 
5
Ratification of Board and Management Acts
Mgmt
For
TNA
N/A
 
 
6
Cancellation of Shares
 
Mgmt
For
TNA
N/A
 
 
7
Allocation of Profits
 
Mgmt
For
TNA
N/A
 
 
8
Dividend Distribution from Reserves
Mgmt
For
TNA
N/A
 
 
9
Elect Martin Taylor
 
Mgmt
For
TNA
N/A
 
 
10
Elect Peter Thompson
 
Mgmt
For
TNA
N/A
 
 
11
Elect Rolf Watter
 
Mgmt
For
TNA
N/A
 
 
12
Elect Felix Weber
 
Mgmt
For
TNA
N/A
 
 
13
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
 
14
Transaction of Other Business
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Sysco Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SYY
CUSIP 871829107
 
11/12/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Cassaday
 
Mgmt
For
For
For
 
 
2
Elect Manuel Fernandez
 
Mgmt
For
For
For
 
 
3
Elect Hans-Joachim Korber
 
Mgmt
For
For
For
 
 
4
Elect Jackie Ward
 
Mgmt
For
For
For
 
 
5
Amendment to the 1974 Employees' Stock Purchase Plan
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2330
CUSIP 874039100
 
06/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
 
 
4
Approve Spin-off
 
Mgmt
For
For
For
 
 
5.1
Elect Gregory C. Chow
 
Mgmt
For
For
For
 
 
5.2
Elect Kok-Choo Chen
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Taiwan Semiconductor Manufacturing
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
2330
CINS Y84629107
 
06/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Taiwan
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
 
 
7
Approve Spin-off
 
Mgmt
For
For
For
 
 
8
Elect Gregory C. Chow
 
Mgmt
For
For
For
 
 
9
Elect Kok-Choo Chen
 
Mgmt
For
For
For
 
 
10
Extraordinary motions
 
Mgmt
For
Abstain
Against
 
 
11
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
12
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
13
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Talisman Energy Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TLM
CUSIP 87425E103
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Christiane Bergevin
 
Mgmt
For
For
For
 
 
1.2
Elect Donald Carty
 
Mgmt
For
For
For
 
 
1.3
Elect William Dalton
 
Mgmt
For
For
For
 
 
1.4
Elect Kevin Dunne
 
Mgmt
For
For
For
 
 
1.5
Elect Harold Kvisle
 
Mgmt
For
For
For
 
 
1.6
Elect John Manzoni
 
Mgmt
For
For
For
 
 
1.7
Elect Lisa Stewart
 
Mgmt
For
For
For
 
 
1.8
Elect Peter Tomsett
 
Mgmt
For
For
For
 
 
1.9
Elect Charles Williamson
 
Mgmt
For
For
For
 
 
1.10
Elect Charles Winograd
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to Shareholder Rights' Plan
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Target Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TGT
CUSIP 87612E106
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Roxanne Austin
 
Mgmt
For
For
For
 
 
2
Elect Calvin Darden
 
Mgmt
For
For
For
 
 
3
Elect Mary Dillon
 
Mgmt
For
For
For
 
 
4
Elect James Johnson
 
Mgmt
For
For
For
 
 
5
Elect Mary Minnick
 
Mgmt
For
For
For
 
 
6
Elect Anne Mulcahy
 
Mgmt
For
For
For
 
 
7
Elect Derica Rice
 
Mgmt
For
For
For
 
 
8
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
9
Elect Gregg Steinhafel
 
Mgmt
For
For
For
 
 
10
Elect John Stumpf
 
Mgmt
For
For
For
 
 
11
Elect Solomon Trujillo
 
Mgmt
For
For
For
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
 
13
2011 Long-Term Incentive Plan
Mgmt
For
Against
Against
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Shareholder Proposal Regarding Compensation Benchmarking
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Electronic Waste
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Technip
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEC
CINS F90676101
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
6
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
7
Related Party Transactions
 
Mgmt
For
For
For
 
 
8
Ratification of the Co-Option of Marie-Ange Debon
Mgmt
For
For
For
 
 
9
Elect Thierry Pilenko
 
Mgmt
For
For
For
 
 
10
Elect Olivier Appert
 
Mgmt
For
For
For
 
 
11
Elect Pascal Colombani
 
Mgmt
For
For
For
 
 
12
Elect John O'Leary
 
Mgmt
For
For
For
 
 
13
Elect C. Maury Devine
 
Mgmt
For
For
For
 
 
14
Elect Leticia Costa
 
Mgmt
For
For
For
 
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
16
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
17
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
19
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
20
Authority to Issue Restricted Shares to Executives
Mgmt
For
For
For
 
 
21
Authority to Grant Stock Options
Mgmt
For
For
For
 
 
22
Authority to Grant Stock Options to Chairman/CEO and executives
Mgmt
For
For
For
 
 
23
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
24
Authority to Carry Out Formalities
Mgmt
For
For
For
 
 
25
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Telephone & Data Systems, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TDS
CUSIP 879433860
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Clarence Davis
 
Mgmt
For
For
For
 
 
1.2
Elect Christopher O'Leary
 
Mgmt
For
Withhold
Against
 
 
1.3
Elect Gary Sugarman
 
Mgmt
For
For
For
 
 
1.4
Elect Herbert Wander
 
Mgmt
For
Withhold
Against
 
                 
                 
                 
                 
Tenaris S.A.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEN
CUSIP 88031M109
 
06/01/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Presentation of Accounts and Reports
Mgmt
For
For
For
 
 
2
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
5
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
6
Election of Directors
 
Mgmt
For
For
For
 
 
7
Directors' Fees
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Electronic Communications
 
Mgmt
For
For
For
 
 
10
Amendments to Articles
 
Mgmt
For
For
For
 
 
11
Amendment Regarding Date of the Annual General Meeting
Mgmt
For
For
For
 
                 
                 
                 
                 
Texas Instruments Incorporated
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TXN
CUSIP 882508104
 
04/21/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ralph Babb, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Daniel Carp
 
Mgmt
For
For
For
 
 
3
Elect Carrie Cox
 
Mgmt
For
For
For
 
 
4
Elect Stephen MacMillan
 
Mgmt
For
For
For
 
 
5
Elect Pamela Patsley
 
Mgmt
For
For
For
 
 
6
Elect Robert Sanchez
 
Mgmt
For
For
For
 
 
7
Elect Wayne Sanders
 
Mgmt
For
For
For
 
 
8
Elect Ruth Simmons
 
Mgmt
For
For
For
 
 
9
Elect Richard Templeton
 
Mgmt
For
For
For
 
 
10
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The Bank of New York Mellon Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BK
CUSIP 064058100
 
04/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ruth Bruch
 
Mgmt
For
For
For
 
 
2
Elect Nicholas Donofrio
 
Mgmt
For
For
For
 
 
3
Elect Gerald Hassell
 
Mgmt
For
For
For
 
 
4
Elect Edmund Kelly
 
Mgmt
For
For
For
 
 
5
Elect Robert Kelly
 
Mgmt
For
For
For
 
 
6
Elect Richard Kogan
 
Mgmt
For
For
For
 
 
7
Elect Michael Kowalski
 
Mgmt
For
For
For
 
 
8
Elect John Luke, Jr.
 
Mgmt
For
For
For
 
 
9
Elect Mark Nordenberg
 
Mgmt
For
For
For
 
 
10
Elect Catherine Rein
 
Mgmt
For
For
For
 
 
11
Elect William Richardson
 
Mgmt
For
For
For
 
 
12
Elect Samuel Scott III
 
Mgmt
For
For
For
 
 
13
Elect John Surma
 
Mgmt
For
For
For
 
 
14
Elect Wesley von Schack
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
17
Amendment to the Long-Term Incentive Plan
Mgmt
For
For
For
 
 
18
Amendment to the Executive Incentive Compensation Plan
Mgmt
For
Against
Against
 
 
19
Ratification of Auditor
 
Mgmt
For
For
For
 
 
20
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
The Bank of Nova Scotia
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BNS
CUSIP 064149107
 
04/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Ronald Brenneman
 
Mgmt
For
For
For
 
 
1.2
Elect C.J. Chen
 
Mgmt
For
For
For
 
 
1.3
Elect David Dodge
 
Mgmt
For
For
For
 
 
1.4
Elect N. Ashleigh Everett
 
Mgmt
For
For
For
 
 
1.5
Elect John Kerr
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Kirby
 
Mgmt
For
For
For
 
 
1.7
Elect John Mayberry
 
Mgmt
For
For
For
 
 
1.8
Elect Thomas O'Neill
 
Mgmt
For
For
For
 
 
1.9
Elect Alexis E. Rovzar de la Torre
Mgmt
For
For
For
 
 
1.10
Elect Indira Samarasekera
 
Mgmt
For
For
For
 
 
1.11
Elect Allan Shaw
 
Mgmt
For
For
For
 
 
1.12
Elect Paul Sobey
 
Mgmt
For
For
For
 
 
1.13
Elect Barbara Thomas
 
Mgmt
For
For
For
 
 
1.14
Elect Richard Waugh
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Amendment to By-Law Regarding Director Retirement Age
Mgmt
For
For
For
 
 
4
Amendment to the Stock Option Plan
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Critical Mass of Women on Board
Mgmt
Against
Against
For
 
 
7
Shareholder Proposal Regarding Pay Ratios
Mgmt
Against
Against
For
 
 
8
Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens
Mgmt
Against
Against
For
 
 
9
Shareholder Proposal Regarding Additional Information on the Comparison of Compensation with Peers
Mgmt
Against
Against
For
 
 
10
Shareholder Proposal Regarding Demonstration of Pay for Performance
Mgmt
Against
Against
For
 
                 
                 
                 
                 
The Boeing Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
BA
CUSIP 097023105
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Bryson
 
Mgmt
For
For
For
 
 
2
Elect David Calhoun
 
Mgmt
For
For
For
 
 
3
Elect Arthur Collins, Jr.
 
Mgmt
For
For
For
 
 
4
Elect Linda Cook
 
Mgmt
For
For
For
 
 
5
Elect Kenneth Duberstein
 
Mgmt
For
For
For
 
 
6
Elect Edmund Giambastiani, Jr.
Mgmt
For
For
For
 
 
7
Elect Edward Liddy
 
Mgmt
For
For
For
 
 
8
Elect John McDonnell
 
Mgmt
For
For
For
 
 
9
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Susan Schwab
 
Mgmt
For
For
For
 
 
11
Elect Ronald Williams
 
Mgmt
For
For
For
 
 
12
Elect Mike Zafirovski
 
Mgmt
For
For
For
 
 
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
 
16
Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
The Charles Schwab Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
SCHW
CUSIP 808513105
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Frank Herringer
 
Mgmt
For
For
For
 
 
2
Elect Stephen McLin
 
Mgmt
For
For
For
 
 
3
Elect Charles Schwab
 
Mgmt
For
For
For
 
 
4
Elect Roger Walther
 
Mgmt
For
For
For
 
 
5
Elect Robert Wilson
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
Amendment to the 2004 Stock Incentive Plan
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
10
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
11
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Abstain
For
Against
 
                 
                 
                 
                 
The Coca-Cola Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
KO
CUSIP 191216100
 
04/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Allen
 
Mgmt
For
For
For
 
 
2
Elect Ronald Allen
 
Mgmt
For
For
For
 
 
3
Elect Howard Buffett
 
Mgmt
For
For
For
 
 
4
Elect Barry Diller
 
Mgmt
For
For
For
 
 
5
Elect Evan Greenberg
 
Mgmt
For
For
For
 
 
6
Elect Alexis Herman
 
Mgmt
For
For
For
 
 
7
Elect Muhtar Kent
 
Mgmt
For
For
For
 
 
8
Elect Donald Keough
 
Mgmt
For
For
For
 
 
9
Elect Maria Lagomasino
 
Mgmt
For
For
For
 
 
10
Elect Donald McHenry
 
Mgmt
For
For
For
 
 
11
Elect Sam Nunn
 
Mgmt
For
For
For
 
 
12
Elect James Robinson III
 
Mgmt
For
For
For
 
 
13
Elect Peter Ueberroth
 
Mgmt
For
For
For
 
 
14
Elect Jacob Wallenberg
 
Mgmt
For
For
For
 
 
15
Elect James Williams
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Amendment to the Performance Incentive Plan
Mgmt
For
For
For
 
 
18
Amendment to the 1989 Restricted Stock Award Plan
Mgmt
For
For
For
 
 
19
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
20
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
21
Shareholder Proposal Regarding Report on Bisphenol-A
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Dow Chemical Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DOW
CUSIP 260543103
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Arnold Allemang
 
Mgmt
For
For
For
 
 
2
Elect Jacqueline Barton
 
Mgmt
For
For
For
 
 
3
Elect James Bell
 
Mgmt
For
For
For
 
 
4
Elect Jeff Fettig
 
Mgmt
For
For
For
 
 
5
Elect Barbara Franklin
 
Mgmt
For
For
For
 
 
6
Elect Jennifer Granholm
 
Mgmt
For
For
For
 
 
7
Elect John Hess
 
Mgmt
For
For
For
 
 
8
Elect Andrew Liveris
 
Mgmt
For
For
For
 
 
9
Elect Paul Polman
 
Mgmt
For
For
For
 
 
10
Elect Dennis Reilley
 
Mgmt
For
For
For
 
 
11
Elect James Ringler
 
Mgmt
For
For
For
 
 
12
Elect Ruth Shaw
 
Mgmt
For
For
For
 
 
13
Elect Paul Stern
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
17
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Estee Lauder Companies Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
EL
CUSIP 518439104
 
11/09/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Aerin Lauder
 
Mgmt
For
For
For
 
 
1.2
Elect William Lauder
 
Mgmt
For
For
For
 
 
1.3
Elect Lynn Forester de Rothschild
Mgmt
For
For
For
 
 
1.4
Elect Richard Parsons
 
Mgmt
For
For
For
 
 
1.5
Elect Richard Zannino
 
Mgmt
For
For
For
 
 
2
Amendment to the 2002 Share Incentive Plan
Mgmt
For
For
For
 
 
3
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
The Goldman Sachs Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
GS
CUSIP 38141G104
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Lloyd Blankfein
 
Mgmt
For
For
For
 
 
2
Elect John Bryan
 
Mgmt
For
For
For
 
 
3
Elect Gary Cohn
 
Mgmt
For
For
For
 
 
4
Elect Claes Dahlback
 
Mgmt
For
For
For
 
 
5
Elect Stephen Friedman
 
Mgmt
For
For
For
 
 
6
Elect William George
 
Mgmt
For
For
For
 
 
7
Elect James Johnson
 
Mgmt
For
For
For
 
 
8
Elect Lois Juliber
 
Mgmt
For
For
For
 
 
9
Elect Lakshmi Mittal
 
Mgmt
For
For
For
 
 
10
Elect James Schiro
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
 
 
16
Shareholder Proposal Regarding Retention of Shares After Retirement
ShrHoldr
Against
Against
For
 
 
17
Shareholder Proposal Regarding Report on Compensation
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Report on Climate Change
ShrHoldr
Against
Against
For
 
 
19
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Home Depot, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
HD
CUSIP 437076102
 
06/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Francis Blake
 
Mgmt
For
For
For
 
 
3
Elect Ari Bousbib
 
Mgmt
For
For
For
 
 
4
Elect Gregory Brenneman
 
Mgmt
For
For
For
 
 
5
Elect J. Frank Brown
 
Mgmt
For
For
For
 
 
6
Elect Albert Carey
 
Mgmt
For
For
For
 
 
7
Elect Armando Codina
 
Mgmt
For
For
For
 
 
8
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
9
Elect Karen Katen
 
Mgmt
For
For
For
 
 
10
Elect Ronald Sargent
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
14
Restoration of Written Consent
 
Mgmt
For
For
For
 
 
15
SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING
ShrHoldr
Against
For
Against
 
 
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
17
SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT
ShrHoldr
Against
Against
For
 
 
18
Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The NASDAQ OMX Group, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
NDAQ
CUSIP 631103108
 
05/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Urban Backstrom
 
Mgmt
For
For
For
 
 
2
Elect H. Furlong Baldwin
 
Mgmt
For
For
For
 
 
3
Elect Michael Casey
 
Mgmt
For
For
For
 
 
4
Elect Borje Ekholm
 
Mgmt
For
For
For
 
 
5
Elect Lon Gorman
 
Mgmt
For
For
For
 
 
6
Elect Robert Greifeld
 
Mgmt
For
For
For
 
 
7
Elect Glenn Hutchins
 
Mgmt
For
For
For
 
 
8
Elect Birgitta Kantola
 
Mgmt
For
For
For
 
 
9
Elect Essa Kazim
 
Mgmt
For
For
For
 
 
10
Elect John Markese
 
Mgmt
For
For
For
 
 
11
Elect Hans Nielsen
 
Mgmt
For
For
For
 
 
12
Elect Thomas O'Neill
 
Mgmt
For
For
For
 
 
13
Elect James Riepe
 
Mgmt
For
For
For
 
 
14
Elect Michael Splinter
 
Mgmt
For
For
For
 
 
15
Elect Lars Wedenborn
 
Mgmt
For
For
For
 
 
16
Elect Deborah Wince-Smith
 
Mgmt
For
For
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
The PNC Financial Services Group, Inc.
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PNC
CUSIP 693475105
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Richard Berndt
 
Mgmt
For
For
For
 
 
2
Elect Charles Bunch
 
Mgmt
For
For
For
 
 
3
Elect Paul Chellgren
 
Mgmt
For
For
For
 
 
4
Elect Kay James
 
Mgmt
For
For
For
 
 
5
Elect Richard Kelson
 
Mgmt
For
For
For
 
 
6
Elect Bruce Lindsay
 
Mgmt
For
For
For
 
 
7
Elect Anthony Massaro
 
Mgmt
For
For
For
 
 
8
Elect Jane Pepper
 
Mgmt
For
For
For
 
 
9
Elect James Rohr
 
Mgmt
For
For
For
 
 
10
Elect Donald Shepard
 
Mgmt
For
For
For
 
 
11
Elect Lorene Steffes
 
Mgmt
For
For
For
 
 
12
Elect Dennis Strigl
 
Mgmt
For
For
For
 
 
13
Elect Thomas Usher
 
Mgmt
For
For
For
 
 
14
Elect George Walls, Jr.
 
Mgmt
For
For
For
 
 
15
Elect Helge Wehmeier
 
Mgmt
For
For
For
 
 
16
Ratification of Auditor
 
Mgmt
For
For
For
 
 
17
Amendment to the 2006 Incentive Award Plan
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
The Procter & Gamble Company
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
PG
CUSIP 742718109
 
10/12/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Angela Braly
 
Mgmt
For
For
For
 
 
2
Elect Kenneth Chenault
 
Mgmt
For
For
For
 
 
3
Elect Scott Cook
 
Mgmt
For
For
For
 
 
4
Elect Rajat Gupta
 
Mgmt
For
For
For
 
 
5
Elect Robert McDonald
 
Mgmt
For
For
For
 
 
6
Elect W. James McNerney, Jr.
 
Mgmt
For
For
For
 
 
7
Elect Johnathan Rodgers
 
Mgmt
For
For
For
 
 
8
Elect Mary Wilderotter
 
Mgmt
For
For
For
 
 
9
Elect Patricia Woertz
 
Mgmt
For
For
For
 
 
10
Elect Ernesto Zedillo
 
Mgmt
For
For
For
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
 
12
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
The Toronto-Dominion Bank
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TD
CUSIP 891160509
 
03/31/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect William Bennett
 
Mgmt
For
For
For
 
 
1.2
Elect Hugh Bolton
 
Mgmt
For
For
For
 
 
1.3
Elect John Bragg
 
Mgmt
For
For
For
 
 
1.4
Elect Amy Woods Brinkley
 
Mgmt
For
For
For
 
 
1.5
Elect W. Edmund Clark
 
Mgmt
For
For
For
 
 
1.6
Elect Wendy Dobson
 
Mgmt
For
For
For
 
 
1.7
Elect Henry Ketcham
 
Mgmt
For
For
For
 
 
1.8
Elect Pierre Lessard
 
Mgmt
For
For
For
 
 
1.9
Elect Brian Levitt
 
Mgmt
For
For
For
 
 
1.10
Elect Harold MacKay
 
Mgmt
For
For
For
 
 
1.11
Elect Irene Miller
 
Mgmt
For
For
For
 
 
1.12
Elect Nadir Mohamed
 
Mgmt
For
For
For
 
 
1.13
Elect W. J. Prezzano
 
Mgmt
For
For
For
 
 
1.14
Elect Helen Sinclair
 
Mgmt
For
For
For
 
 
1.15
Elect Carole Taylor
 
Mgmt
For
For
For
 
 
1.16
Elect John Thompson
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Shareholder Proposal Regarding Critical Mass of Women on the Board
Mgmt
Against
Against
For
 
 
5
Shareholder Proposal Regarding Pay Ratios
Mgmt
Against
Against
For
 
 
6
Shareholder Proposal Regarding Abolition of Subsidiaries and Branches in Tax Havens
Mgmt
Against
Against
For
 
 
7
Shareholder Proposal Regarding Retention of Shares After Retirement
Mgmt
Against
Against
For
 
                 
                 
                 
                 
The Walt Disney Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
DIS
CUSIP 254687106
 
03/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Susan Arnold
 
Mgmt
For
Against
Against
 
 
2
Elect John Bryson
 
Mgmt
For
Against
Against
 
 
3
Elect John Chen
 
Mgmt
For
For
For
 
 
4
Elect Judith Estrin
 
Mgmt
For
For
For
 
 
5
Elect Robert Iger
 
Mgmt
For
For
For
 
 
6
Elect Steven Jobs
 
Mgmt
For
For
For
 
 
7
Elect Fred Langhammer
 
Mgmt
For
Against
Against
 
 
8
Elect Aylwin Lewis
 
Mgmt
For
Against
Against
 
 
9
Elect Monica Lozano
 
Mgmt
For
For
For
 
 
10
Elect Robert Matschullat
 
Mgmt
For
For
For
 
 
11
Elect John Pepper, Jr.
 
Mgmt
For
Against
Against
 
 
12
Elect Sheryl Sandberg
 
Mgmt
For
For
For
 
 
13
Elect Orin Smith
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
2011 Stock Incentive Plan
 
Mgmt
For
Against
Against
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
18
Shareholder Proposal Regarding One Test Performance Assessment
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
The Western Union Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WU
CUSIP 959802109
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Hikmet Ersek
 
Mgmt
For
For
For
 
 
2
Elect Jack Greenberg
 
Mgmt
For
For
For
 
 
3
Elect Linda Levinson
 
Mgmt
For
For
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
 
5
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Thermo Fisher Scientific Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TMO
CUSIP 883556102
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Thomas Lynch
 
Mgmt
For
For
For
 
 
2
Elect William Parrett
 
Mgmt
For
For
For
 
 
3
Elect Michael Porter
 
Mgmt
For
For
For
 
 
4
Elect Scott Sperling
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Thoratec Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
THOR
CUSIP 885175307
 
05/25/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Neil Dimick
 
Mgmt
For
For
For
 
 
1.2
Elect Gerhard Burbach
 
Mgmt
For
For
For
 
 
1.3
Elect J. Daniel Cole
 
Mgmt
For
For
For
 
 
1.4
Elect Steven Collis
 
Mgmt
For
For
For
 
 
1.5
Elect Elisha Finney
 
Mgmt
For
For
For
 
 
1.6
Elect D. Keith Grossman
 
Mgmt
For
For
For
 
 
1.7
Elect Paul LaViolette
 
Mgmt
For
For
For
 
 
1.8
Elect Daniel Mulvena
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Time Warner Cable Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWC
CUSIP 88732J207
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carole Black
 
Mgmt
For
For
For
 
 
2
Elect Glenn Britt
 
Mgmt
For
For
For
 
 
3
Elect Thomas Castro
 
Mgmt
For
For
For
 
 
4
Elect David Chang
 
Mgmt
For
For
For
 
 
5
Elect James Copeland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Peter Haje
 
Mgmt
For
For
For
 
 
7
Elect Donna James
 
Mgmt
For
For
For
 
 
8
Elect Don Logan
 
Mgmt
For
For
For
 
 
9
Elect N.J. Nicholas, Jr.
 
Mgmt
For
For
For
 
 
10
Elect Wayne Pace
 
Mgmt
For
For
For
 
 
11
Elect Edward Shirley
 
Mgmt
For
For
For
 
 
12
Elect John Sununu
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
2011 Stock Incentive Plan
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Time Warner Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TWX
CUSIP 887317303
 
05/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect James Barksdale
 
Mgmt
For
For
For
 
 
2
Elect William Barr
 
Mgmt
For
For
For
 
 
3
Elect Jeffrey Bewkes
 
Mgmt
For
For
For
 
 
4
Elect Stephen Bollenbach
 
Mgmt
For
For
For
 
 
5
Elect Frank Caufield
 
Mgmt
For
For
For
 
 
6
Elect Robert Clark
 
Mgmt
For
For
For
 
 
7
Elect Mathias Dopfner
 
Mgmt
For
For
For
 
 
8
Elect Jessica Einhorn
 
Mgmt
For
For
For
 
 
9
Elect Fred Hassan
 
Mgmt
For
For
For
 
 
10
Elect Michael Miles
 
Mgmt
For
For
For
 
 
11
Elect Kenneth Novack
 
Mgmt
For
For
For
 
 
12
Elect Paul Wachter
 
Mgmt
For
For
For
 
 
13
Elect Deborah Wright
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
1 Year
Against
 
 
17
Elimination of Absolute Majority Voting Requirement
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Toll Brothers, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TOL
CUSIP 889478103
 
03/16/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Robert Toll
 
Mgmt
For
For
For
 
 
1.2
Elect Bruce Toll
 
Mgmt
For
For
For
 
 
1.3
Elect Christine Garvey
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
TransCanada Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TRP
CUSIP 89353D107
 
04/29/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Canada
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kevin Benson
 
Mgmt
For
For
For
 
 
1.2
Elect Derek Burney
 
Mgmt
For
For
For
 
 
1.3
Elect Wendy Dobson
 
Mgmt
For
For
For
 
 
1.4
Elect E. Linn Draper, Jr.
 
Mgmt
For
For
For
 
 
1.5
Elect Paule Gauthier
 
Mgmt
For
For
For
 
 
1.6
Elect Russell Girling
 
Mgmt
For
For
For
 
 
1.7
Elect S. Barry Jackson
 
Mgmt
For
For
For
 
 
1.8
Elect Paul Joskow
 
Mgmt
For
For
For
 
 
1.9
Elect John MacNaughton
 
Mgmt
For
For
For
 
 
1.10
Elect David O'Brien
 
Mgmt
For
For
For
 
 
1.11
Elect W. Thomas Stephens
 
Mgmt
For
For
For
 
 
1.12
Elect D. Michael Stewart
 
Mgmt
For
For
For
 
 
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
                 
                 
                 
                 
Transocean Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
RIG
CUSIP H8817H100
 
05/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
4
Transfer of Reserves
 
Mgmt
For
For
For
 
 
5
Amendment to Par Value
 
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Increase in Authorized Capital
 
Mgmt
For
For
For
 
 
8
Board Size
 
Mgmt
For
For
For
 
 
9
Elect Jagjeet Bindra
 
Mgmt
For
For
For
 
 
10
Elect Steve Lucas
 
Mgmt
For
For
For
 
 
11
Elect Tan Ek Kia
 
Mgmt
For
For
For
 
 
12
Elect Martin McNamara
 
Mgmt
For
For
For
 
 
13
Elect Ian Strachan
 
Mgmt
For
For
For
 
 
14
Appointment of Auditor
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Turkcell Iletisim Hizmetleri A.S.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TCELL
CINS M8903B102
 
04/21/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Special
Turkey
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Opening; Election of the Presiding Chairman
Mgmt
For
TNA
N/A
 
 
3
Minutes
 
Mgmt
For
TNA
N/A
 
 
4
Report of the Board
 
Mgmt
For
TNA
N/A
 
 
5
Report of the Statutory Auditors
Mgmt
For
TNA
N/A
 
 
6
Report of the Auditor
 
Mgmt
For
TNA
N/A
 
 
7
Accounts
 
Mgmt
For
TNA
N/A
 
 
8
Ratification of Board Acts
 
Mgmt
For
TNA
N/A
 
 
9
Ratification of Statutory Auditors' Acts
Mgmt
For
TNA
N/A
 
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
TNA
N/A
 
 
11
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
12
Charitable Donations
 
Mgmt
For
TNA
N/A
 
 
13
Report on Guarantees
 
Mgmt
For
TNA
N/A
 
 
14
Wishes
 
Mgmt
For
TNA
N/A
 
 
15
Closing
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Turkcell Iletisim Hizmetleri AS
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TCELL
CINS M8903B102
 
10/20/2010
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Special
Turkey
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Opening; Election of Presiding Board
Mgmt
For
TNA
N/A
 
 
3
Minutes
 
Mgmt
For
TNA
N/A
 
 
4
Election of Directors
 
Mgmt
For
TNA
N/A
 
 
5
Wishes
 
Mgmt
For
TNA
N/A
 
 
6
Closing
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Tyco Electronics Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TEL
CUSIP H8912P106
 
03/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Pierre Brondeau
 
Mgmt
For
For
For
 
 
2
Elect Juergen Gromer
 
Mgmt
For
For
For
 
 
3
Elect Robert Hernandez
 
Mgmt
For
For
For
 
 
4
Elect Thomas Lynch
 
Mgmt
For
For
For
 
 
5
Elect Daniel Phelan
 
Mgmt
For
For
For
 
 
6
Elect Frederic Poses
 
Mgmt
For
For
For
 
 
7
Elect Lawrence Smith
 
Mgmt
For
For
For
 
 
8
Elect Paula Sneed
 
Mgmt
For
For
For
 
 
9
Elect David Steiner
 
Mgmt
For
For
For
 
 
10
Elect John Van Scoter
 
Mgmt
For
For
For
 
 
11
2010 Annual Report
 
Mgmt
For
For
For
 
 
12
Statutory Financial Statements
 
Mgmt
For
For
For
 
 
13
Consolidated Financial Statements
Mgmt
For
For
For
 
 
14
Release Board of Directors and Executive Officers
Mgmt
For
For
For
 
 
15
Deloitte & Touche
 
Mgmt
For
For
For
 
 
16
Deloitte AG, Zurich
 
Mgmt
For
For
For
 
 
17
PricewaterhouseCoopers AG, Zurich
Mgmt
For
For
For
 
 
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
19
Frequency of Advisory Vote on Executive Compensation
Mgmt
N/A
3 Years
N/A
 
 
20
Dividend Payment/Reduction of Par Value
Mgmt
For
For
For
 
 
21
Change in Company Name
 
Mgmt
For
For
For
 
 
22
Renewal of Authorized Capital
 
Mgmt
For
For
For
 
 
23
Reduction of Share Capital Under the Share Repurchase Program
Mgmt
For
For
For
 
 
24
Share Repurchase Program
 
Mgmt
For
For
For
 
 
25
Right to Adjourn Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Tyco International Ltd.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
TYC
CUSIP H89128104
 
03/09/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Ratification of Board Acts
 
Mgmt
For
For
For
 
 
3.1
Elect Edward Breen
 
Mgmt
For
For
For
 
 
3.2
Elect Michael Daniels
 
Mgmt
For
For
For
 
 
3.3
Elect Timothy Donahue
 
Mgmt
For
For
For
 
 
3.4
Elect Brian Duperreault
 
Mgmt
For
For
For
 
 
3.5
Elect Bruce Gordon
 
Mgmt
For
For
For
 
 
3.6
Elect Rajiv Gupta
 
Mgmt
For
For
For
 
 
3.7
Elect John Krol
 
Mgmt
For
For
For
 
 
3.8
Elect Brendan O'Neill
 
Mgmt
For
For
For
 
 
3.9
Elect Dinesh Paliwal
 
Mgmt
For
For
For
 
 
3.10
Elect William Stavropoulos
 
Mgmt
For
For
For
 
 
3.11
Elect Sandra Wijnberg
 
Mgmt
For
For
For
 
 
3.12
Elect R. David Yost
 
Mgmt
For
For
For
 
 
4
Appointment of Auditor
 
Mgmt
For
For
For
 
 
5
Appointment of Auditor
 
Mgmt
For
For
For
 
 
6
Appointment of Special Auditor
Mgmt
For
For
For
 
 
7
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
8
Approval of Ordinary Cash Dividend
Mgmt
For
For
For
 
 
9
Renewal of Authorized Share Capital
Mgmt
For
For
For
 
 
10
Cancellation of Repurchased Treasury Shares
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
UBS AG
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UBSN
CINS H89231338
 
04/28/2011
 
Take No Action
 
 
Meeting Type
Country of Trade
           
 
Annual
Switzerland
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
TNA
N/A
 
 
3
Accounts and Reports
 
Mgmt
For
TNA
N/A
 
 
4
Compensation Report
 
Mgmt
For
TNA
N/A
 
 
5
Allocation of Profits/Dividends
 
Mgmt
For
TNA
N/A
 
 
6
Ratification of Board and Management Acts
Mgmt
For
TNA
N/A
 
 
7
Elect Kaspar Villiger
 
Mgmt
For
TNA
N/A
 
 
8
Elect Michel Demare
 
Mgmt
For
TNA
N/A
 
 
9
Elect David Sidwell
 
Mgmt
For
TNA
N/A
 
 
10
Elect Rainer-Marc Frey
 
Mgmt
For
TNA
N/A
 
 
11
Elect Bruno Gehrig
 
Mgmt
For
TNA
N/A
 
 
12
Elect Ann Godbehere
 
Mgmt
For
TNA
N/A
 
 
13
Elect Axel Lehmann
 
Mgmt
For
TNA
N/A
 
 
14
Elect Wolfgang Mayrhuber
 
Mgmt
For
TNA
N/A
 
 
15
Elect Helmut Panke
 
Mgmt
For
TNA
N/A
 
 
16
Elect William Parrett
 
Mgmt
For
TNA
N/A
 
 
17
Elect Joseph YAM Chi Kwong
 
Mgmt
For
TNA
N/A
 
 
18
Appointment of Auditor
 
Mgmt
For
TNA
N/A
 
                 
                 
                 
                 
Union Pacific Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNP
CUSIP 907818108
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Andrew Card, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Erroll Davis, Jr.
 
Mgmt
For
For
For
 
 
3
Elect Thomas Donohue
 
Mgmt
For
For
For
 
 
4
Elect Archie Dunham
 
Mgmt
For
For
For
 
 
5
Elect Judith Richards Hope
 
Mgmt
For
For
For
 
 
6
Elect Charles Krulak
 
Mgmt
For
For
For
 
 
7
Elect Michael McCarthy
 
Mgmt
For
For
For
 
 
8
Elect Michael McConnell
 
Mgmt
For
For
For
 
 
9
Elect Thomas McLarty III
 
Mgmt
For
For
For
 
 
10
Elect Steven Rogel
 
Mgmt
For
For
For
 
 
11
Elect Jose Villarreal
 
Mgmt
For
For
For
 
 
12
Elect James Young
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Actions adversely affecting preferred stock
Mgmt
For
For
For
 
 
17
Removal of directors
 
Mgmt
For
For
For
 
 
18
Changing the authorized amount of capital stock.
Mgmt
For
For
For
 
 
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
United Continental Holdings, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UAL
CUSIP 910047109
 
06/08/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Kirbyjon Caldwell
 
Mgmt
For
For
For
 
 
1.2
Elect Carolyn Corvi
 
Mgmt
For
For
For
 
 
1.3
Elect W. James Farrell
 
Mgmt
For
For
For
 
 
1.4
Elect Jane Garvey
 
Mgmt
For
For
For
 
 
1.5
Elect Walter Isaacson
 
Mgmt
For
For
For
 
 
1.6
Elect Henry Meyer III
 
Mgmt
For
For
For
 
 
1.7
Elect Oscar Munoz
 
Mgmt
For
For
For
 
 
1.8
Elect James O'Connor
 
Mgmt
For
For
For
 
 
1.9
Elect Laurence Simmons
 
Mgmt
For
For
For
 
 
1.10
Elect Jeffery Smisek
 
Mgmt
For
For
For
 
 
1.11
Elect Glenn Tilton
 
Mgmt
For
For
For
 
 
1.12
Elect David Vitale
 
Mgmt
For
For
For
 
 
1.13
Elect John Walker
 
Mgmt
For
For
For
 
 
1.14
Elect Charles Yamarone
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
United Parcel Service, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UPS
CUSIP 911312106
 
05/05/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect F. Duane Ackerman
 
Mgmt
For
For
For
 
 
2
Elect Michael Burns
 
Mgmt
For
For
For
 
 
3
Elect D. Scott Davis
 
Mgmt
For
For
For
 
 
4
Elect Stuart Eizenstat
 
Mgmt
For
For
For
 
 
5
Elect Michael Eskew
 
Mgmt
For
For
For
 
 
6
Elect William Johnson
 
Mgmt
For
For
For
 
 
7
Elect Ann Livermore
 
Mgmt
For
For
For
 
 
8
Elect Rudy Markham
 
Mgmt
For
For
For
 
 
9
Elect Clark Randt, Jr.
 
Mgmt
For
For
For
 
 
10
Elect John Thompson
 
Mgmt
For
For
For
 
 
11
Elect Carol Tome
 
Mgmt
For
For
For
 
 
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Transaction of Other Business
 
Mgmt
For
For
For
 
                 
                 
                 
                 
United States Steel Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
X
CUSIP 912909108
 
04/26/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Richard Gephardt
 
Mgmt
For
For
For
 
 
1.2
Elect Glenda McNeal
 
Mgmt
For
For
For
 
 
1.3
Elect Graham Spanier
 
Mgmt
For
For
For
 
 
1.4
Elect Patricia Tracey
 
Mgmt
For
For
For
 
 
1.5
Elect John Engel
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
United Technologies Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UTX
CUSIP 913017109
 
04/13/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Louis Chenevert
 
Mgmt
For
For
For
 
 
2
Elect John Faraci
 
Mgmt
For
For
For
 
 
3
Elect Jean-Pierre Garnier
 
Mgmt
For
For
For
 
 
4
Elect Jamie Gorelick
 
Mgmt
For
For
For
 
 
5
Elect Edward Kangas
 
Mgmt
For
For
For
 
 
6
Elect Ellen Kullman
 
Mgmt
For
For
For
 
 
7
Elect Charles Lee
 
Mgmt
For
For
For
 
 
8
Elect Richard McCormick
 
Mgmt
For
For
For
 
 
9
Elect Harold McGraw III
 
Mgmt
For
For
For
 
 
10
Elect Richard Myers
 
Mgmt
For
For
For
 
 
11
Elect H. Patrick Swygert
 
Mgmt
For
For
For
 
 
12
Elect Andre Villeneuve
 
Mgmt
For
For
For
 
 
13
Elect Christine Whitman
 
Mgmt
For
For
For
 
 
14
Ratification of Auditor
 
Mgmt
For
For
For
 
 
15
Amendment to the 2005 Long-Term Incentive Plan
Mgmt
For
For
For
 
 
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
17
Frequency of Advisory Vote on Executive Compensation
Mgmt
N/A
3 Years
N/A
 
 
18
Shareholder Proposal Regarding Retention of Shares
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
UnitedHealth Group Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
UNH
CUSIP 91324P102
 
05/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Ballard, Jr.
 
Mgmt
For
For
For
 
 
2
Elect Richard Burke
 
Mgmt
For
For
For
 
 
3
Elect Robert Darretta
 
Mgmt
For
For
For
 
 
4
Elect Stephen Hemsley
 
Mgmt
For
For
For
 
 
5
Elect Michele Hooper
 
Mgmt
For
For
For
 
 
6
Elect Rodger Lawson
 
Mgmt
For
For
For
 
 
7
Elect Douglas Leatherdale
 
Mgmt
For
For
For
 
 
8
Elect Glenn Renwick
 
Mgmt
For
For
For
 
 
9
Elect Kenneth Shine
 
Mgmt
For
For
For
 
 
10
Elect Gail Wilensky
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
13
2011 Incentive Stock Plan
 
Mgmt
For
Against
Against
 
 
14
Amendment to the 1993 Employee Stock Purchase Plan
Mgmt
For
For
For
 
 
15
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Valero Energy Corporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VLO
CUSIP 91913Y100
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Ronald Calgaard
 
Mgmt
For
For
For
 
 
2
Elect Stephen Waters
 
Mgmt
For
For
For
 
 
3
Elect Randall Weisenburger
 
Mgmt
For
For
For
 
 
4
Elect Rayford Wilkins Jr.
 
Mgmt
For
For
For
 
 
5
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
6
Ratification of Auditor
 
Mgmt
For
For
For
 
 
7
2011 Omnibus Stock Incentive Plan
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
10
Shareholder Proposal Regarding Political Contributions and Expenditure Report
ShrHoldr
Against
Against
For
 
 
11
Shareholder Proposal Regarding Political Contributions and Expenditure Report (2)
ShrHoldr
Against
Against
For
 
 
12
Shareholder Proposal Regarding Safety Report
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Vallourec
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VK
CINS F95922104
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Mix
France
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
 
5
Consolidated Accounts and Reports
Mgmt
For
For
For
 
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
7
Form of Dividend Payment
 
Mgmt
For
For
For
 
 
8
Ratification of the Co-option of Pascale Chargrasse
Mgmt
For
For
For
 
 
9
Elect Pascale Chargrasse
 
Mgmt
For
For
For
 
 
10
Elect Jean-Paul Parayre
 
Mgmt
For
For
For
 
 
11
Elect Patrick Boissier
 
Mgmt
For
For
For
 
 
12
Elect Anne-Marie Idrac
 
Mgmt
For
For
For
 
 
13
Elect Francois Henrot as Censor
Mgmt
For
For
For
 
 
14
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
15
Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
16
Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
17
Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
18
Authority to Set Offering Price of Shares
Mgmt
For
Against
Against
 
 
19
Authority to Increase Share Issuance Limit
Mgmt
For
Against
Against
 
 
20
Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
21
Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
 
22
Authority for Subsidiaries to Issue Securities Convertible into Company Shares
Mgmt
For
Against
Against
 
 
23
Authority to Increase Capital Through Capitalizations
Mgmt
For
For
For
 
 
24
Authority to Issue Debt Instruments
Mgmt
For
For
For
 
 
25
Authority to Increase Capital Under Employee Savings Plan
Mgmt
For
For
For
 
 
26
Authority to Increase Capital for Foreign Employees
Mgmt
For
For
For
 
 
27
Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan
Mgmt
For
For
For
 
 
28
Authority to Issue Restricted Shares Under Savings Plans
Mgmt
For
For
For
 
 
29
Authority to Issue Restricted Shares
Mgmt
For
For
For
 
 
30
Authority to Cancel Shares and Reduce Capital
Mgmt
For
For
For
 
 
31
Amendment Regarding Supervisory Board Member Term Length
Mgmt
For
For
For
 
 
32
Amendment Regarding Employee Representation
Mgmt
For
For
For
 
 
33
Authority to Carry Out Formalities
Mgmt
For
For
For
 
                 
                 
                 
                 
Vertex Pharmaceuticals Incorporated
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VRTX
CUSIP 92532F100
 
05/12/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Matthew Emmens
 
Mgmt
For
For
For
 
 
1.2
Elect Margaret McGlynn
 
Mgmt
For
For
For
 
 
1.3
Elect Wayne Riley
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Virgin Media Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VMED
CUSIP 92769L101
 
06/07/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect James Chiddix
 
Mgmt
For
For
For
 
 
1.2
Elect William Huff
 
Mgmt
For
For
For
 
 
1.3
Elect James Mooney
 
Mgmt
For
For
For
 
 
1.4
Elect John Rigsby
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
                 
                 
                 
                 
Visa Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
V
CUSIP 92826C839
 
01/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Repeal of Classified Board
 
Mgmt
For
For
For
 
 
2
Adoption of Majority Vote for Election of Directors
Mgmt
For
For
For
 
 
3.1
Elect Gary Coughlan
 
Mgmt
For
For
For
 
 
3.2
Elect Mary Cranston
 
Mgmt
For
For
For
 
 
3.3
Elect Francisco Javier Fernandez-Carbajal
Mgmt
For
For
For
 
 
3.4
Elect Robert Matschullat
 
Mgmt
For
For
For
 
 
3.5
Elect Cathy Minehan
 
Mgmt
For
For
For
 
 
3.6
Elect Suzanne Johnson
 
Mgmt
For
For
For
 
 
3.7
Elect David Pang
 
Mgmt
For
For
For
 
 
3.8
Elect Joseph Saunders
 
Mgmt
For
For
For
 
 
3.9
Elect William Shanahan
 
Mgmt
For
For
For
 
 
3.10
Elect John Swainson
 
Mgmt
For
For
For
 
 
3.11
Elect Suzanne Johnson
 
Mgmt
For
For
For
 
 
3.12
Elect Joseph Saunders
 
Mgmt
For
For
For
 
 
3.13
Elect John Swainson
 
Mgmt
For
For
For
 
 
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
6
Amendment to the Incentive Plan
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Vodafone Group PLC
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
VOD
CINS G93882135
 
07/27/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Elect John R. H. Bond
 
Mgmt
For
For
For
 
 
3
Elect John Buchanan
 
Mgmt
For
For
For
 
 
4
Elect Vittorio Colao
 
Mgmt
For
For
For
 
 
5
Elect Michel  Combes
 
Mgmt
For
For
For
 
 
6
Elect Andy Halford
 
Mgmt
For
For
For
 
 
7
Elect Steve Pusey
 
Mgmt
For
For
For
 
 
8
Elect Alan Jebson
 
Mgmt
For
For
For
 
 
9
Elect Samuel Jonah
 
Mgmt
For
For
For
 
 
10
Elect Nick Land
 
Mgmt
For
For
For
 
 
11
Elect Anne Lauvergeon
 
Mgmt
For
For
For
 
 
12
Elect Luc Vandevelde
 
Mgmt
For
For
For
 
 
13
Elect Anthony Watson
 
Mgmt
For
For
For
 
 
14
Elect Philip Yea
 
Mgmt
For
For
For
 
 
15
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
16
Directors' Remuneration Report
Mgmt
For
For
For
 
 
17
Appointment of Auditor
 
Mgmt
For
For
For
 
 
18
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
21
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
22
Adoption of New Articles
 
Mgmt
For
For
For
 
 
23
Authority to Set General Meeting Notice Period at 14 Days
Mgmt
For
For
For
 
 
24
Share Incentive Plan Renewal
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Walter Energy, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WLT
CUSIP 93317Q105
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Howard Clark, Jr.
 
Mgmt
For
For
For
 
 
1.2
Elect Jerry Kolb
 
Mgmt
For
For
For
 
 
1.3
Elect Patrick Kriegshauser
 
Mgmt
For
For
For
 
 
1.4
Elect Joseph Leonard
 
Mgmt
For
For
For
 
 
1.5
Elect Bernard Rethore
 
Mgmt
For
For
For
 
 
1.6
Elect Michael Tokarz
 
Mgmt
For
For
For
 
 
1.7
Elect A.J. Wagner
 
Mgmt
For
For
For
 
 
1.8
Elect David Beatty
 
Mgmt
For
For
For
 
 
1.9
Elect Keith Calder
 
Mgmt
For
For
For
 
 
1.10
Elect Graham Mascall
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
 
4
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Wells Fargo & Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WFC
CUSIP 949746101
 
05/03/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect John Baker II
 
Mgmt
For
For
For
 
 
2
Elect John Chen
 
Mgmt
For
For
For
 
 
3
Elect Lloyd Dean
 
Mgmt
For
For
For
 
 
4
Elect Susan Engel
 
Mgmt
For
For
For
 
 
5
Elect Enrique Hernandez, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Donald James
 
Mgmt
For
For
For
 
 
7
Elect Mackey McDonald
 
Mgmt
For
For
For
 
 
8
Elect Cynthia Milligan
 
Mgmt
For
For
For
 
 
9
Elect Nicholas Moore
 
Mgmt
For
For
For
 
 
10
Elect Philip Quigley
 
Mgmt
For
For
For
 
 
11
Elect Judith Runstad
 
Mgmt
For
For
For
 
 
12
Elect Stephen Sanger
 
Mgmt
For
For
For
 
 
13
Elect John Stumpf
 
Mgmt
For
For
For
 
 
14
Elect Susan Swenson
 
Mgmt
For
For
For
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
17
Ratification of Auditor
 
Mgmt
For
For
For
 
 
18
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
 
 
19
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
For
Against
 
 
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
 
 
21
Shareholder Proposal Regarding Advisory Vote on Director Compensation
ShrHoldr
Against
Against
For
 
 
22
Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Weyerhaeuser Company
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WY
CUSIP 962166104
 
04/14/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Wayne Murdy
 
Mgmt
For
For
For
 
 
2
Elect John Kieckhefer
 
Mgmt
For
For
For
 
 
3
Elect Charles Williamson
 
Mgmt
For
For
For
 
 
4
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
 
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
6
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Whole Foods Market, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WFMI
CUSIP 966837106
 
02/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect John Elstrott
 
Mgmt
For
For
For
 
 
1.2
Elect Gabrielle Greene
 
Mgmt
For
For
For
 
 
1.3
Elect Hass Hassan
 
Mgmt
For
For
For
 
 
1.4
Elect Stephanie Kugelman
 
Mgmt
For
For
For
 
 
1.5
Elect John Mackey
 
Mgmt
For
For
For
 
 
1.6
Elect Walter  Robb
 
Mgmt
For
For
For
 
 
1.7
Elect Jonathan Seiffer
 
Mgmt
For
For
For
 
 
1.8
Elect Morris Siegel
 
Mgmt
For
For
For
 
 
1.9
Elect Jonathan Sokoloff
 
Mgmt
For
For
For
 
 
1.10
Elect Ralph Sorenson
 
Mgmt
For
For
For
 
 
1.11
Elect William Tindell
 
Mgmt
For
For
For
 
 
2
Ratification of Auditor
 
Mgmt
For
For
For
 
 
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
2 Years
2 Years
For
 
 
5
Shareholder Proposal Regarding Removal of Directors
ShrHoldr
Against
Against
For
 
 
6
Shareholder Proposal Regarding Independent Chairman
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Willis Group Holdings Public Limited Company
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WSH
CUSIP G96666105
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect William Bradley
 
Mgmt
For
For
For
 
 
2
Elect Joseph Califano Jr.
 
Mgmt
For
For
For
 
 
3
Elect Anna Catalano
 
Mgmt
For
For
For
 
 
4
Elect Sir Roy Gardner
 
Mgmt
For
For
For
 
 
5
Elect Sir Jeremy Hanley
 
Mgmt
For
For
For
 
 
6
Elect Robyn Kravit
 
Mgmt
For
For
For
 
 
7
Elect Jeffrey Lane
 
Mgmt
For
For
For
 
 
8
Elect Wendy Lane
 
Mgmt
For
For
For
 
 
9
Elect James McCann
 
Mgmt
For
For
For
 
 
10
Elect Joseph Plumeri
 
Mgmt
For
For
For
 
 
11
Elect Douglas Roberts
 
Mgmt
For
For
For
 
 
12
Elect Michael Somers
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Share Repurchase
 
Mgmt
For
Against
Against
 
 
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
3 Years
3 Years
For
 
                 
                 
                 
                 
Wilmar International Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
F34
CINS Y9586L109
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Fees
 
Mgmt
For
For
For
 
 
4
Elect Martua Sitorus
 
Mgmt
For
For
For
 
 
5
Elect CHUA Phuay Hee
 
Mgmt
For
For
For
 
 
6
Elect TEO Kim Yong
 
Mgmt
For
For
For
 
 
7
Elect KWAH Thiam Hock
 
Mgmt
For
For
For
 
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
9
Related Party Transactions
 
Mgmt
For
For
For
 
 
10
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
11
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
Against
Against
 
 
12
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
13
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
14
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
15
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
16
Authority to Grant Options and Issue Shares under the Wilmar Executives Share Option Scheme 2009
Mgmt
For
Against
Against
 
 
17
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Wilmar International Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
F34
CINS Y9586L109
 
04/28/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Special
Singapore
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Authority to Repurchase Shares
Mgmt
For
For
For
 
 
2
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
4
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
                 
                 
                 
                 
Wolseley plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WOS
CINS G9736L108
 
01/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Jersey
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Directors' Remuneration Report
Mgmt
For
For
For
 
 
3
Elect John Martin
 
Mgmt
For
For
For
 
 
4
Elect Ian Meakins
 
Mgmt
For
For
For
 
 
5
Elect Frank Roach
 
Mgmt
For
For
For
 
 
6
Elect Gareth Davis
 
Mgmt
For
For
For
 
 
7
Elect Andrew Duff
 
Mgmt
For
For
For
 
 
8
Elect Nigel Stein
 
Mgmt
For
For
For
 
 
9
Elect Michael Wareing
 
Mgmt
For
For
For
 
 
10
Appointment of Auditor
 
Mgmt
For
For
For
 
 
11
Authority to Set Auditor's Fees
 
Mgmt
For
For
For
 
 
12
Authorisation of Political Donations
Mgmt
For
For
For
 
 
13
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
15
Authority to Repurchase Shares
Mgmt
For
For
For
 
                 
                 
                 
                 
Woodside Petroleum Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WPL
CINS 980228100
 
04/20/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
Australia
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Re-elect Michael Chaney
 
Mgmt
For
For
For
 
 
2
Re-elect David McEvoy
 
Mgmt
For
For
For
 
 
3
Remuneration Report
 
Mgmt
For
For
For
 
 
4
Amendments to Constitution
 
Mgmt
For
For
For
 
 
5
Shareholder Proposal Regarding Amendment to Constitution (Carbon Price Assumption Report)
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Wynn Resorts, Limited
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
WYNN
CUSIP 983134107
 
05/17/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1.1
Elect Russell Goldsmith
 
Mgmt
For
For
For
 
 
1.2
Elect Robert Miller
 
Mgmt
For
For
For
 
 
1.3
Elect Kazuo Okada
 
Mgmt
For
For
For
 
 
1.4
Elect Allan Zeman
 
Mgmt
For
For
For
 
 
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
4
Amendment to the 2002 Stock Incentive Plan
Mgmt
For
Against
Against
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
 
                 
                 
                 
                 
Xilinx, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XLNX
CUSIP 983919101
 
08/11/2010
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Philip Gianos
 
Mgmt
For
For
For
 
 
2
Elect Moshe Gavrielov
 
Mgmt
For
For
For
 
 
3
Elect John Doyle
 
Mgmt
For
For
For
 
 
4
Elect Jerald Fishman
 
Mgmt
For
For
For
 
 
5
Elect William Howard, Jr.
 
Mgmt
For
For
For
 
 
6
Elect J. Michael Patterson
 
Mgmt
For
For
For
 
 
7
Elect Albert Pimentel
 
Mgmt
For
For
For
 
 
8
Elect Marshall Turner
 
Mgmt
For
For
For
 
 
9
Elect Elizabeth Vanderslice
 
Mgmt
For
For
For
 
 
10
Amendment to the Employee Qualified Stock Purchase Plan
Mgmt
For
For
For
 
 
11
Amendment to the 2007 Equity Incentive Plan
Mgmt
For
Against
Against
 
 
12
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
XL Group plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XL
CUSIP G98290102
 
05/06/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Herbert Haag
 
Mgmt
For
For
For
 
 
2
Elect Michael McGavick
 
Mgmt
For
For
For
 
 
3
Elect Ellen Thrower
 
Mgmt
For
For
For
 
 
4
Elect John Vereker
 
Mgmt
For
For
For
 
 
5
Ratification of Auditor
 
Mgmt
For
For
For
 
 
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
7
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
8
Amendment to the 1991 Performance Incentive Program
Mgmt
For
For
For
 
                 
                 
                 
                 
Xstrata Plc
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
XTA
CINS G9826T102
 
05/04/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United Kingdom
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Accounts and Reports
 
Mgmt
For
For
For
 
 
2
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
 
3
Directors' Remuneration Report
Mgmt
For
For
For
 
 
4
Elect Mick Davis
 
Mgmt
For
For
For
 
 
5
Elect Con Fauconnier
 
Mgmt
For
For
For
 
 
6
Elect Ivan Glasenberg
 
Mgmt
For
For
For
 
 
7
Elect Peter Hooley
 
Mgmt
For
For
For
 
 
8
Elect Claude Lamoureux
 
Mgmt
For
For
For
 
 
9
Elect Trevor Reid
 
Mgmt
For
For
For
 
 
10
Elect Sir Steve Robson
 
Mgmt
For
For
For
 
 
11
Elect David Rough
 
Mgmt
For
For
For
 
 
12
Elect Ian Strachan
 
Mgmt
For
For
For
 
 
13
Elect Santiago Zaldumbide
 
Mgmt
For
For
For
 
 
14
Elect John Bond
 
Mgmt
For
For
For
 
 
15
Elect Aristotelis Mistakidis
 
Mgmt
For
For
For
 
 
16
Elect Tor Peterson
 
Mgmt
For
For
For
 
 
17
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
 
18
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
Against
Against
 
 
19
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
20
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
21
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
 
22
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
23
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
 
24
Authority to Set General Meeting Notice Period at 20 Days
Mgmt
For
For
For
 
                 
                 
                 
                 
Yahoo! Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YHOO
CUSIP 984332106
 
06/23/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Carol Bartz
 
Mgmt
For
Against
Against
 
 
2
Elect Roy Bostock
 
Mgmt
For
Against
Against
 
 
3
Elect Patti Hart
 
Mgmt
For
For
For
 
 
4
Elect Susan James
 
Mgmt
For
For
For
 
 
5
Elect Vyomesh Joshi
 
Mgmt
For
For
For
 
 
6
Elect David Kenny
 
Mgmt
For
For
For
 
 
7
Elect Arthur Kern
 
Mgmt
For
For
For
 
 
8
Elect Brad Smith
 
Mgmt
For
For
For
 
 
9
Elect Gary Wilson
 
Mgmt
For
For
For
 
 
10
Elect Jerry Yang
 
Mgmt
For
For
For
 
 
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
 
 
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Shareholder Proposal Regarding Human Rights in China
ShrHoldr
Against
Against
For
 
                 
                 
                 
                 
Yum! Brands, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
YUM
CUSIP 988498101
 
05/19/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect David Dorman
 
Mgmt
For
For
For
 
 
2
Elect Massimo Ferragamo
 
Mgmt
For
For
For
 
 
3
Elect J. David Grissom
 
Mgmt
For
For
For
 
 
4
Elect Bonnie Hill
 
Mgmt
For
For
For
 
 
5
Elect Robert Holland, Jr.
 
Mgmt
For
For
For
 
 
6
Elect Kenneth Langone
 
Mgmt
For
For
For
 
 
7
Elect Jonathan Linen
 
Mgmt
For
For
For
 
 
8
Elect Thomas Nelson
 
Mgmt
For
For
For
 
 
9
Elect David Novak
 
Mgmt
For
For
For
 
 
10
Elect Thomas Ryan
 
Mgmt
For
For
For
 
 
11
Elect Jing-Shyh Su
 
Mgmt
For
For
For
 
 
12
Elect Robert Walter
 
Mgmt
For
For
For
 
 
13
Ratification of Auditor
 
Mgmt
For
For
For
 
 
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
16
Right to Call a Special Meeting
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Zimmer Holdings, Inc.
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ZMH
CUSIP 98956P102
 
05/02/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Besty Bernard
 
Mgmt
For
For
For
 
 
2
Elect Marc Casper
 
Mgmt
For
For
For
 
 
3
Elect David Dvorak
 
Mgmt
For
For
For
 
 
4
Elect Larry Glasscock
 
Mgmt
For
For
For
 
 
5
Elect Robert Hagemann
 
Mgmt
For
For
For
 
 
6
Elect Arthur Higgins
 
Mgmt
For
For
For
 
 
7
Elect John McGoldrick
 
Mgmt
For
For
For
 
 
8
Elect Cecil Pickett
 
Mgmt
For
For
For
 
 
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
3 Years
Against
 
 
11
Ratification of Auditor
 
Mgmt
For
For
For
 
                 
                 
                 
                 
Zions Bancorporation
               
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
 
ZION
CUSIP 989701107
 
05/27/2011
 
Voted
   
 
Meeting Type
Country of Trade
           
 
Annual
United States
           
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Elect Jerry Atkin
 
Mgmt
For
For
For
 
 
2
Elect Roger Porter
 
Mgmt
For
For
For
 
 
3
Elect Stephen Quinn
 
Mgmt
For
For
For
 
 
4
Elect L. E. Simmons
 
Mgmt
For
For
For
 
 
5
Elect Shelley Thomas Williams
 
Mgmt
For
For
For
 
 
6
Elect Steven Wheelwright
 
Mgmt
For
For
For
 
 
7
Ratification of Auditor
 
Mgmt
For
For
For
 
 
8
Advisory Vote on Executive Compensation
Mgmt
For
For
For
 
 
9
Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback)
ShrHoldr
Against
Against
For
 
 
 
 

 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

THE GROWTH FUND OF AMERICA, INC.
(Registrant)



By /s/ Paul G. Haaga, Jr.
Paul G. Haaga, Jr., Executive Vice President and
Principal Executive Officer
 
Date: August 26, 2011