-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IsxofD0I1Fh0gcjHmM0MBe3ChQzw86RPT4C6MUjZLZK97HIOzhnk6jfxbT0q710V Dd23NBmuNEUJ35NAxn0Q+w== 0000950123-04-005967.txt : 20040507 0000950123-04-005967.hdr.sgml : 20040507 20040507164637 ACCESSION NUMBER: 0000950123-04-005967 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREY GLOBAL GROUP INC CENTRAL INDEX KEY: 0000043952 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 130802840 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-112208 FILM NUMBER: 04789718 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125462000 MAIL ADDRESS: STREET 1: 777 THIRD AVE STREET 2: 777 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: GREY ADVERTISING INC /DE/ DATE OF NAME CHANGE: 19920703 424B3 1 y93424bbe424b3.txt GREY GLOBAL GROUP Filed pursuant to Rule 424(b)(3) Registration No. 333-112208 Prospectus Supplement (To Prospectus dated March 24, 2004) Grey Global Group Inc. o $150,000,000 5.0% Contingent Convertible Subordinated Debentures Due 2033 and the Common Stock Issuable Upon Conversion of the Debentures o 51,128 Additional Shares of Common Stock This prospectus supplement supplements the prospectus dated March 24, 2004 of Grey Global Group Inc., relating to the sale by certain of our securityholders (including their pledgees, donees, assignees, transferees, successors and others who later hold any of the selling securityholders' interests) of up to $150,000,000 aggregate principal amount at maturity of our 5.0% Contingent Convertible Subordinated Debentures Due 2033, or the debentures, and the shares of common stock issuable upon conversion of the debentures. You should read this prospectus supplement in conjunction with the prospectus, and this prospectus supplement is qualified by reference to the prospectus, except to the extent that the information in this prospectus supplement supersedes the information contained in the prospectus. The table of selling securityholders contained in the prospectus is hereby amended to add the entities that are named below as selling securityholders:
- ------------------------------------------------------------------------------------------------------------- Principal Amount Number of Shares Number of of Debentures Principal Amount of Common Stock Shares of Beneficially of Debentures Beneficially Common Stock Name of Selling Owned Prior to Offered by this Owned Prior to Offered by this Securityholder(1) this Offering Prospectus this Offering (2) Prospectus (2) - ------------------------------------------------------------------------------------------------------------- Barclays Global Investors Diversified Alpha Plus Funds ...................... 400,000 400,000 416 416 - ------------------------------------------------------------------------------------------------------------- Forest Fulcrum Fund LP ..... 743,000 743,000 772 772 - ------------------------------------------------------------------------------------------------------------- Forest Global Convertible Fund, Ltd., Class A-5 ...... 2,941,000 2,941,000 3,059 3,059 - ------------------------------------------------------------------------------------------------------------- Forest Multi-Strategy Master Fund SPC ............ 1,166,000 1,166,000 1,213 1,213 - ------------------------------------------------------------------------------------------------------------- HFR CA Global Opportunity Master Trust ...................... 199,000 199,000 207 207 - ------------------------------------------------------------------------------------------------------------- HFR RVA Select Performance Master Trust ...................... 168,000 168,000 174 174 - ------------------------------------------------------------------------------------------------------------- LLT Limited ................ 232,000 232,000 241 241 - ------------------------------------------------------------------------------------------------------------- Lyxor/Forest Fund Limited .................... 1,143,000 1,143,000 1,189 1,189 - ------------------------------------------------------------------------------------------------------------- RBC Alternative Assets, LP . 100,000 100,000 104 104 - -------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------- Principal Amount Number of Shares Number of of Debentures Principal Amount of Common Stock Shares of Beneficially of Debentures Beneficially Common Stock Name of Selling Owned Prior to Offered by this Owned Prior to Offered by this Securityholder(1) this Offering Prospectus this Offering (2) Prospectus (2) - ------------------------------------------------------------------------------------------------------------- Relay 11 Holdings Co. ...... 160,000 160,000 166 166 - ------------------------------------------------------------------------------------------------------------- Sphinx Convertible Arbitrage SPC .............. 224,000 224,000 233 233 - ------------------------------------------------------------------------------------------------------------- Sterling Invest Co. ........ 1,000,000 1,000,000 1,040 1,040 - ------------------------------------------------------------------------------------------------------------- Xavex Convertible Arbitrage 4 Fund ........... 112,000 112,000 116 116 - ------------------------------------------------------------------------------------------------------------- Zurich Institutional Benchmarks Master Fund Ltd. .................. 512,000 512,000 532 532 - -------------------------------------------------------------------------------------------------------------
The following represents updated information regarding the selling securityholders listed in the selling securityholders table in the prospectus:
- ------------------------------------------------------------------------------------------------------------- Principal Amount Number of Shares Number of of Debentures Principal Amount of Common Stock Shares of Beneficially of Debentures Beneficially Common Stock Name of Selling Owned Prior to Offered by this Owned Prior to Offered by this Securityholder(1) this Offering Prospectus this Offering (2) Prospectus (2) - ------------------------------------------------------------------------------------------------------------- Argent Classic Convertible Arbitrage Fund (Bermuda) Ltd. ........ 3,250,000 3,250,000 3,381 3,381 - ------------------------------------------------------------------------------------------------------------- Argent LowLev Convertible Arbitrage Fund LLC ................... 2,250,000 2,250,000 2,340 2,340 - ------------------------------------------------------------------------------------------------------------- CQS Convertible and Quantitative Strategies Master Fund Limited ............... 17,650,000 17,650,000 18,362 18,362 - ------------------------------------------------------------------------------------------------------------- FrontPoint Convertible Arbitrage Fund, L.P. ....... 3,850,000 3,850,000 4,005 4,005 - ------------------------------------------------------------------------------------------------------------- Polaris Vega Fund L.P. ..... 0 0 0 0 - ------------------------------------------------------------------------------------------------------------- All other holders of debentures or shares of common stock issued on conversion of debentures and future transferees, pledgees, donees and successors thereof (3) ..... 37,020,000 37,020,000 39,607(4) 39,607 - -------------------------------------------------------------------------------------------------------------
(1) Information concerning the selling securityholders may change from time to time. Any such changed information will be set forth in amendments or supplements to this prospectus, if and when required. (2) Unless otherwise indicated, includes all shares of common stock issuable upon conversion of the debentures and assumes a conversion price of $961.20 per share and a cash payment in lieu of any fractional share. However, this conversion price will be subject to adjustment as described under "Description of the Debentures -- Conversion Rights -- Conversion Price Adjustments -- General" in the prospectus. As a result, the number of shares of common stock beneficially owned prior to this offering and the number of shares of common stock offered hereby may increase or decrease in the future. Also assumes that the debentures are convertible immediately. As described above under "Description of the Debentures -- Conversion Rights" in the prospectus, the debentures are convertible only in specified circumstances. (3) Information concerning other selling securityholders will be set forth in amendments or supplements to this prospectus, if required. (4) Assumes that any other holders of debentures or shares of common stock issuable on conversion of debentures and their respective transferees, pledgees, donees and successors do not beneficially own any common stock other than the common stock issued or issuable upon conversion of the debentures. Investing in the debentures or shares of our common stock involves risks that are described in the "Risk Factors" section beginning on page 6 of the prospectus. Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus supplement is truthful or complete. Any representation to the contrary is a criminal offense. The date of this prospectus supplement is May 7, 2004. -----END PRIVACY-ENHANCED MESSAGE-----