-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D5X54ZcNcXuwCZLy+KCd0elmXJEqrR/YhilLRPQtd/jZsS3FBX7FAfCUp84JaIbi fZRO4gGFt21WkBmVSrfWIA== 0000950172-97-000519.txt : 19970529 0000950172-97-000519.hdr.sgml : 19970529 ACCESSION NUMBER: 0000950172-97-000519 CONFORMED SUBMISSION TYPE: SC 14D9/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970528 SROS: NYSE SROS: PSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT WESTERN FINANCIAL CORP CENTRAL INDEX KEY: 0000043512 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 951913457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D9/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-12285 FILM NUMBER: 97615355 BUSINESS ADDRESS: STREET 1: 9200 OAKDALE AVENUE CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187753411 MAIL ADDRESS: STREET 1: 9200 OAKDALE AVENUE CITY: CHATSWORTH STATE: CA ZIP: 91311 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT WESTERN FINANCIAL CORP CENTRAL INDEX KEY: 0000043512 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 951913457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D9/A BUSINESS ADDRESS: STREET 1: 9200 OAKDALE AVENUE CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187753411 MAIL ADDRESS: STREET 1: 9200 OAKDALE AVENUE CITY: CHATSWORTH STATE: CA ZIP: 91311 SC 14D9/A 1 SCHEDULE 14D9 - AMENDMENT NO. 6 As filed with the Securities and Exchange Commission on May 28, 1997 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------- Amendment No. 6 To Schedule 14D-9 Solicitation/Recommendation Statement Pursuant to Section 14(d)(4) of the Securities Exchange Act of 1934 ----------------------------- GREAT WESTERN FINANCIAL CORPORATION (Name of Subject Company) GREAT WESTERN FINANCIAL CORPORATION (Name of Person Filing Statement) Common Stock, Par Value $1.00 Per Share (Including the accompanying Preferred Stock Purchase Rights) (Title of Class of Securities) 391442100 (CUSIP Number of Class of Securities) ----------------------------- J. Lance Erikson, Esq. Executive Vice President, Secretary and General Counsel Great Western Financial Corporation 9200 Oakdale Avenue Chatsworth, California 91311 (818) 775-3411 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of the Person Filing Statement) ----------------------------- Copy to: Peter Allan Atkins, Esq. Fred B. White III, Esq. Skadden, Arps, Slate, Meagher & Flom LLP 919 Third Avenue New York, New York 10022 (212) 735-3000 Great Western Financial Corporation ("Great Western") hereby amends and supplements its statement on Schedule 14D-9 initially filed with the Securities and Exchange Commission on May 20, 1997, as amended by Amendment No. 1 through Amendment No. 5 thereto. Item 9. Material to be Filed as Exhibits. The following Exhibits are filed herewith: Exhibit 36: Newspaper Advertisement, dated May 28, 1997. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. GREAT WESTERN FINANCIAL CORPORATION By: /s/ J. Lance Erikson J. Lance Erikson Executive Vice President, Secretary and General Counsel Dated: May 28, 1997 EX-99 2 EXHIBIT 36 - NEWSPAPER ADVERTISEMENT Exhibit 36 [Newspaper Advertisement] To All Great Western Stockholders: AFTER 100 DAYS THE END IS IN SIGHT In mid-February, H. F. Ahmanson & Company made an unsolicited proposal to acquire Great Western Financial Corporation. Your Board responded by finding a superior merger with Washington Mutual, Inc. Now, 100 days later, the end is in sight. With your vote and the receipt of regulatory approvals, which are expected shortly, you can be in a position to RECEIVE YOUR WASHINGTON MUTUAL SHARES BY EARLY JULY. o On June 13 -- in just 16 days -- you will have the opportunity to vote on and approve Great Western's strategic merger with Washington Mutual. o Both companies continue to move forward toward consummating the merger. Our joint proxy statement/prospectus has been sent to stockholders -- and GREAT WESTERN AND WASHINGTON MUTUAL ARE ON A FAST TRACK TOWARD DELIVERING TO STOCKHOLDERS THE BENEFITS OF THE MERGER. o On May 20, the Office of Thrift Supervision declared that Washington Mutual's application to acquire Great Western was informationally complete. THIS IS YET ANOTHER IMPORTANT STEP TOWARD REGULATORY APPROVAL, WHICH WE EXPECT BY LATE JUNE OR EARLY JULY. o After the merger closes, it is anticipated that Washington Mutual would integrate the two companies quickly and begin to achieve the expected cost savings, operating efficiencies and revenue enhancements. WASHINGTON MUTUAL HAS A LONG TRACK RECORD OF SUCCESSFULLY INTEGRATING BOTH IN-MARKET AND OUT-OF-MARKET ACQUISITIONS OF BANKS AND THRIFTS OF VARYING SIZES. Remember, Ahmanson has gone to Court in an effort to prevent you from voting on the merger on June 13. IF AHMANSON HAD ITS WAY, THE MERGER VOTE WOULD BE DELAYED UNTIL LATE SUMMER -- POSSIBLY UNTIL AFTER LABOR DAY -- and your opportunity to receive your Washington Mutual shares in the merger could be delayed for MONTHS! PROTECT YOUR INVESTMENT. VOTE THE GREEN AND GOLD PROXY CARDS TODAY! GREAT WESTERN/WASHINGTON MUTUAL-- SUPERIOR MERGER . . . SUPERIOR PARTNER . . . SUPERIOR VALUE [Great Western logo] May 28, 1997 IMPORTANT If you have any questions, please call our solicitor, GEORGESON & COMPANY INC. Call toll free: 800-223-2064. Banks and brokers call: 212-449-9800. -----END PRIVACY-ENHANCED MESSAGE-----