-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+alq4SCMkXaSP5vhA3MGRkMbXrsQ63PFutsApHmeGFCxoUubsRwJNqWae/Hp1uU tLmLRUJkQV3CgEG+roBwPw== 0000950152-96-000690.txt : 19960229 0000950152-96-000690.hdr.sgml : 19960229 ACCESSION NUMBER: 0000950152-96-000690 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960228 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT NORTHERN IRON ORE PROPERTIES CENTRAL INDEX KEY: 0000043410 STANDARD INDUSTRIAL CLASSIFICATION: MINERAL ROYALTY TRADERS [6795] IRS NUMBER: 410788355 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33071 FILM NUMBER: 96527458 BUSINESS ADDRESS: STREET 1: W 1290 FIRST NATIONAL BANK BLDG STREET 2: 332 MINNESOTA ST CITY: SAINT PAUL STATE: MN ZIP: 55101-1361 BUSINESS PHONE: 6122242385 MAIL ADDRESS: STREET 1: W 1290 FIRST NATIONAL BANK BLDG STREET 2: 332 MINNESOTA STREET CITY: ST PAUL STATE: MN ZIP: 55101-1361 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OGLEBAY NORTON CO CENTRAL INDEX KEY: 0000073918 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 340158970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1100 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2598 BUSINESS PHONE: 2168613300 MAIL ADDRESS: STREET 1: 1100 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114-2598 SC 13D/A 1 OGLEBAY NORTON COMPANY SC 13D/A 1 Page 1 of 9 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10 )* ------- Great Northern Iron Ore Properties --------------------------------------------------------------------- (Name of Issuer) Certificates of Beneficial Interest --------------------------------------------------------------------- (Title of Class of Securities) 391064102 ------------------ (CUSIP Number) Thompson, Hine and Flory, 3900 Society Center, 127 Public Square, Cleveland, Ohio 44114-1216, Attention: Gregory A. Smith, Esq. (216) 566-5653 ---------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 23, 1996 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 Page 2 of 9 Pages SCHEDULE 13D
CUSIP 391064102 --------- - --------------------------------------------------------------------------------------------------------- /X/ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Oglebay Norton Company - --------------------------------------------------------------------------------------------------------- / / 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - --------------------------------------------------------------------------------------------------------- / / 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------- / / 4 SOURCE OF FUNDS - --------------------------------------------------------------------------------------------------------- / / 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - --------------------------------------------------------------------------------------------------------- /X/ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------------------------------------------- /X/ NUMBER OF 7 SOLE VOTING POWER SHARES None BENEFICIALLY ---------------------------------------------------------------------------------- /X/ OWNED BY 8 SHARED VOTING POWER EACH None REPORTING ---------------------------------------------------------------------------------- /X/ PERSON 9 SOLE DISPOSITIVE POWER WITH 64,700 ---------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------------------------------- /X/ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,700 - -------------------------------------------------------------------------------------------------------- / / 12 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------------------------------- /X/ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.3% - -------------------------------------------------------------------------------------------------------- /X/ 14 TYPE OF REPORTING PERSON Company
3 Page 3 of 9 Pages This Amendment No.10 amends the Schedule 13D (the "original Schedule 13D"), as amended by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6, Amendment No. 7, Amendment No. 8 and Amendment No. 9 thereto, each filed with the Securities and Exchange Commission by Oglebay Norton Company, a Delaware corporation ("Oglebay Norton") in respect of its ownership of the shares of beneficial trust interest (the "Certificates") of Great Northern Iron Ore Properties (the "Trust"). Items and sections of the original Schedule 13D and the amendments thereto not changed by this Amendment No. 10 have been omitted. Item 2. Identity and Background. ------- ----------------------- This Amendment No. 10 is filed on behalf of Oglebay Norton Company ("Oglebay Norton"). Oglebay Norton is a Delaware corporation with its principal executive offices at 1100 Superior Avenue, Cleveland, Ohio 44114-2598. Oglebay Norton is a Cleveland-based raw materials and Great Lakes marine transportation company serving the steel, ceramic, chemical, and oil- and gas-well service industries with iron ore and other minerals and supplying manufactured products used in hot metal processing. Filed as Appendix I to this Amendment No. 10 is a list of the executive officers and directors of Oglebay Norton, containing the following information with respect to each of them: (a) name, (b) business address, and (c) present principal occupation or employment, and the name and, if different than such person's business address, the address of any corporation or other organization in which such employment is conducted. Each person listed in Appendix I is a United States citizen. During the past five years, neither Oglebay Norton nor, to the best of Oglebay Norton's knowledge, any person named in Appendix I (a) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is made subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. * * * 4 Page 4 of 9 Pages Item 5. Interest in Securities of the Issuer. ------ ------------------------------------ Oglebay Norton beneficially owns 64,700 Certificates which, as of FEBRUARY 23, 1996 , represented 4.3% of the aggregate number outstanding Certificates of the Trust. Filed as Appendix II to this Amendment No. 10 is a list of the persons who hold a beneficial interest in the Certificates of the Trust owned by Oglebay Norton. Filed as Appendix III to this Amendment No. 10 is a list of the transactions in the Certificates by Oglebay Norton that were effected during the past 60 days or since the most recent filing by Oglebay Norton on Schedule 13D in respect of the Certificates, which is less. To the best of Oglebay Norton's knowledge, no other person has the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of the Certificates. * * * [Following page is the signature page] 5 Page 5 of 9 Pages Signature --------- After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. OGLEBAY NORTON COMPANY By: /s/ Richard J. Kessler ------------------------------ V. P.-Finance and Development Date: February 28, 1996 6 Page 6 of 9 Pages APPENDIX I INFORMATION RELATING TO EXECUTIVE OFFICERS AND DIRECTORS OF OGLEBAY NORTON COMPANY OFFICERS -------- The following is a list of the executive officers and directors of Oglebay Norton Company as of the date of this Amendment No. 10. The business address for each of the executive officers is Oglebay Norton Company, 1100 Superior Avenue, Cleveland, Ohio 44114-2598.
Name Title ---- ----- R. Thomas Green, Jr. Chairman, President and Chief Executive Officer and Director Edward G. Jaicks Vice President-Marketing Mark P. Juszli Vice President-Industrial Sands Richard J. Kessler Vice President-Finance and Development H. William Ruf Vice President-Administrative and Legal Affairs John L. Selis Vice President-Iron Ore Stuart H. Theis Vice President-Marine Transportation Timothy J. Wojciechowski Vice President-Refractories & Minerals
7 Page 7 of 9 Pages DIRECTORS ---------
Name Business Address Occupation ---- ---------------- --------------------- Brent D. Baird 1350 One M&T Plaza Private Investor Buffalo, New York 14203 Malvin E. Bank Thompson, Hine and Flory Attorney, Partner, 3900 Society Center Thompson, Hine and 127 Public Square Flory Cleveland, Ohio 44114-1216 William G. Bares The Lubrizol Corporation President and Chief 29400 Lakeland Boulevard Operating Officer Wickliffe, Ohio 44092-2298 Albert C. Bersticker Ferro Corporation President and Chief 1000 Lakeside Avenue Executive Officer Cleveland, Ohio 44114-1183 John J. Dwyer Oglebay Norton Company Retired, Attorney, 1100 Superior Avenue Partner, Thompson, Cleveland, Ohio 44114-2598 Hine and Flory; Retired, Vice Chairman of the Board of Directors and President of the Company R. Thomas Green, Jr. Oglebay Norton Company Chairman, President 1100 Superior Avenue and Chief Executive Cleveland, Ohio 44114-2598 Officer and Director of the Company Ralph D. Ketchum RDK Capital, Inc. President and Chief 100 Corporate Circle Executive Officer, 30050 Chagrin Boulevard RDK Capital, Inc. Pepper Pike, Ohio 44124 Renold D. Thompson Oglebay Norton Company Vice Chairman of 1100 Superior Avenue the Board of Direc- Cleveland, Ohio 44114-2598 tors of the Company John D. Weil Clayton Management Company President, Clayton 200 North Broadway, Suite 825 Management Company St. Louis, Missouri 63102-2573
8 Page 8 of 9 Pages APPENDIX II BENEFICIAL INTERESTS IN THE CERTIFICATES Number of Certificates Name, Address and Position Beneficially Owned - -------------------------- ------------------ None 9 Page 9 of 9 Pages APPENDIX III TRANSACTIONS IN THE CERTIFICATES SINCE (INSERT DATE 60 DAYS PRECEDING DATE OF THIS AMENDMENT OR LAST SCHEDULE 13D OR AMENDMENT FILING)
Number of Purchase/ Price Per Type of Date Certificates Sale Share Transaction ---- ------------ --------- --------- ----------- January 18, 1996 7,800 Sale $46.00 Open Market February 20, 1996 5,000 Sale $47.00 Open Market February 23, 1996 2,100 Sale $47.00 Open Market February 23, 1996 100 Sale $47.25 Open Market
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