<SEC-DOCUMENT>0001193125-16-515432-index.html : 20160324 <SEC-HEADER>0001193125-16-515432.hdr.sgml : 20160324 <ACCEPTANCE-DATETIME>20160323200537 ACCESSION NUMBER: 0001193125-16-515432 CONFORMED SUBMISSION TYPE: DEF 14A PUBLIC DOCUMENT COUNT: 43 CONFORMED PERIOD OF REPORT: 20160506 FILED AS OF DATE: 20160324 DATE AS OF CHANGE: 20160323 EFFECTIVENESS DATE: 20160324 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEF 14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161525192 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 </SEC-HEADER> <DOCUMENT> <TYPE>DEF 14A <SEQUENCE>1 <FILENAME>d129069ddef14a.htm <DESCRIPTION>DEFINITIVE PROXY STATEMENT <TEXT> Document 1 - file: d129069ddef14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>g1290692a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: g1290692a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g1290693a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: g1290693a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g129069footer.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: g129069footer.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g129069g10r00.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g129069g10r00.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g129069g16h34.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g129069g16h34.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g129069g18q37.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g129069g18q37.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g129069g18v81.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g129069g18v81.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g129069g19h02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g129069g19h02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g129069g23j84.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g129069g23j84.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g129069g24d63.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g129069g24d63.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g129069g24h99.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g129069g24h99.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g129069g26f72.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g129069g26f72.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g129069g26k09.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g129069g26k09.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g129069g30q92.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g129069g30q92.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g129069g32y16.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g129069g32y16.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g129069g40b75.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g129069g40b75.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g129069g41j90.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g129069g41j90.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g129069g44n01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g129069g44n01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g129069g47s05.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: g129069g47s05.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g129069g48k91.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g129069g48k91.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g129069g49b60.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g129069g49b60.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g129069g49f69.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: g129069g49f69.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>g129069g51r60.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: g129069g51r60.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>g129069g51v40.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: g129069g51v40.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>g129069g58k08.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: g129069g58k08.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>g129069g61c26.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: g129069g61c26.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>g129069g66i80.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: g129069g66i80.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>g129069g66j04.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: g129069g66j04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>g129069g68o73.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: g129069g68o73.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>g129069g73x18.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: g129069g73x18.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>g129069g82v87.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: g129069g82v87.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>g129069g85h38.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: g129069g85h38.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>g129069g86y09.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: g129069g86y09.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>g129069g89l51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: g129069g89l51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>g129069g90z51.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: g129069g90z51.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>g129069g94x97.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: g129069g94x97.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>g129069g95k65.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: g129069g95k65.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>g129069g97b45.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: g129069g97b45.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>g129069kleinfeld_b.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: g129069kleinfeld_b.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>g129069pcpg001a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: g129069pcpg001a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>g129069pcpg001b.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: g129069pcpg001b.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>g129069pcpg002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: g129069pcpg002.jpg
</DOCUMENT> </SEC-DOCUMENT>