-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HbbCElvq9j6OAB1eAKX1b+jr33XAGJhmkQIjYXrw8v/bJzEXa9s2cpdZYyjjCaCh 42IVO+vHvXYMBihOD0NqxA== 0001145549-03-000157.txt : 20030211 0001145549-03-000157.hdr.sgml : 20030211 20030211085930 ACCESSION NUMBER: 0001145549-03-000157 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030211 GROUP MEMBERS: ALCOA INTERNATIONAL (ASIA) LIMITED GROUP MEMBERS: ALCOA INTERNATIONAL HOLDINGS COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALUMINUM CORP OF CHINA LTD CENTRAL INDEX KEY: 0001161611 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-77956 FILM NUMBER: 03548719 BUSINESS ADDRESS: STREET 1: NO. B12 FUXING ROAD STREET 2: PEOPLES REPUBLIC OF CHINA CITY: BEIJING, HAIDEN DISTRICT STATE: F5 ZIP: 100814 BUSINESS PHONE: 01185229788056 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 SC 13G/A 1 u98351sc13gza.txt SCHEDULE 13G/A ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Aluminum Corporation of China Limited ------------------------------------------------------- (Name of Issuer) H ordinary shares, par value RMB1.00 per share ------------------------------------------------------- (Title of Class of Securities) 022276109 ------------------------------------------------------- (CUSIP Number) December 31, 2002 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) ================================================================================ - -------------------------------------------------------------------------------- CUSIP No. 022276109 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alcoa Inc. 25-0317820 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Pennsylvania - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Beneficially -------------------------------------------- Owned by Each Reporting 6. Shared Voting Power 840,209,728 Person With: -------------------------------------------- 7. Sole Dispositive Power 0 -------------------------------------------- 8. Shared Dispositive Power 840,209,728 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 840,209,728 shares - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) HC - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 022276109 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alcoa International Holdings Company 25-1563111 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Beneficially -------------------------------------------- Owned by Each Reporting 6. Shared Voting Power 840,209,728 Person With: -------------------------------------------- 7. Sole Dispositive Power 0 -------------------------------------------- 8. Shared Dispositive Power 840,209,728 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 840,209,728 shares - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) HC - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 022276109 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alcoa International (Asia) Limited 00-0000000 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Hong Kong S.A.R., People's Republic of China - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Beneficially -------------------------------------------- Owned by Each Reporting 6. Shared Voting Power 840,209,728 Person With: -------------------------------------------- 7. Sole Dispositive Power 0 -------------------------------------------- 8. Shared Dispositive Power 840,209,728 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 840,209,728 shares - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.0% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer Aluminum Corporation of China Limited (b) Address of Issuer's Principal Executive Offices No.12B Fuxing Road, Haidian District, Beijing, People's Republic of China 100814 ITEM 2. (a)-(c) This Statement is filed by: Alcoa Inc., Alcoa International Holdings Company and Alcoa International (Asia) Limited. The Address of the Principal Business Office of Alcoa Inc. is 201 Isabella Street, Pittsburgh, Pennsylvania 15212-5858, USA. Alcoa Inc. is a Pennsylvania corporation. The Address of the Principal Business Office of Alcoa International Holdings Company is 101 Cherry Street, 4th Floor, Burlington, VT 05402-1491. Alcoa International Holdings Company is a Delaware corporation. The Address of the Principal Business Office of Alcoa International (Asia) Limited is Room 1301, Admiralty Centre, Tower 1, 18 Harcourt Road, Hong Kong S.A.R. Alcoa International (Asia) Limited is a Hong Kong company. Alcoa Inc., Alcoa International Holdings Company and Alcoa International (Asia) Limited are each individually referred to herein as a "Reporting Person" and collectively as the "Reporting Persons." (d) Title of Class of Securities H ordinary shares (e) CUSIP Number 022276109 (CUSIP number for ADSs representing H ordinary shares) ITEM 3. Inapplicable. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See Row 9 for the amount beneficially owned by each Reporting Person (b) Percent of class: See Row 11 for the percentage of class beneficially owned by each Reporting Person (c) Number of shares as to which the person has sole power to vote or direct the vote, shared power to vote or direct the vote, sole power to dispose or direct the disposition of, shared power to dispose or direct the disposition of: See Rows 5-8 for the voting and dispositive power for each Reporting Person ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Inapplicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Inapplicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON See Exhibit A attached hereto relating to the H ordinary shares that are held by a subsidiary of Alcoa Inc. and Alcoa International Holdings Company. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP A copy of the Agreement Relating to Joint Filing of Schedule 13G is attached hereto as Exhibit B. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Inapplicable. ITEM 10. CERTIFICATION Inapplicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 2003 Alcoa Inc. - -------------------------- Dated By: /s/ Joseph C. Muscari ------------------------------------ Name: Joseph C. Muscari Title: Executive Vice President - Alcoa and Group President, Asia and Latin America Alcoa International Holdings Company By: /s/ John E. Wilson, Jr. ------------------------------------ Name: John E. Wilson, Jr. Title: President Alcoa International (Asia) Limited By: /s/ Lloyd H. Jones ------------------------------------ Name: Lloyd H. Jones Title: Director EXHIBIT A IDENTIFICATION OF SUBSIDIARIES Alcoa Inc. and Alcoa International Holdings Company have filed Schedule 13G pursuant to Rule 13d-1(d). As of December 31, 2002, Alcoa International (Asia) Limited, an indirect subsidiary of Alcoa Inc. and a direct subsidiary of Alcoa International Holdings Company, was the record owner of 840,209,728 shares of H ordinary shares of Aluminum Corporation of China Limited. EXHIBIT B AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the H ordinary shares of Aluminum Corporation of China Limited shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an Exhibit to such Schedule 13G. February 11, 2003 Alcoa Inc. - -------------------------- Dated By: /s/ Joseph C. Muscari ------------------------------------ Name: Joseph C. Muscari Title: Executive Vice President - Alcoa and Group President, Asia and Latin America Alcoa International Holdings Company By: /s/ John E. Wilson, Jr. ------------------------------------ Name: John E. Wilson, Jr. Title: President Alcoa International (Asia) Limited By: /s/ Lloyd H. Jones ------------------------------------ Name: Lloyd H. Jones Title: Director -----END PRIVACY-ENHANCED MESSAGE-----