SC 13G 1 u98106sc13g.txt ALUMINUM CORPORATION OF CHINA LIMITED ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) -------- Aluminum Corporation of China Limited ------------------------------------------------------- (Name of Issuer) H ordinary shares, par value RMB1.00 per share ------------------------------------------------------- (Title of Class of Securities) 022276109 ------------------------------------------------------- (CUSIP Number) December 31, 2001 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) ================================================================================ -------------------------------------------------------------------------------- CUSIP No. 022276109 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alcoa Inc. 25-0317820 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Pennsylvania -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Beneficially -------------------------------------------- Owned by Each Reporting 6. Shared Voting Power 828,235,360 Person With: -------------------------------------------- 7. Sole Dispositive Power 0 -------------------------------------------- 8. Shared Dispositive Power 828,235,360 -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 828,235,360 shares -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.0% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) HC -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- CUSIP No. 022276109 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alcoa International Holdings Company 25-1563111 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Beneficially -------------------------------------------- Owned by Each Reporting 6. Shared Voting Power 828,235,360 Person With: -------------------------------------------- 7. Sole Dispositive Power 0 -------------------------------------------- 8. Shared Dispositive Power 828,235,360 -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 828,235,360 shares -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.0% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) HC -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- CUSIP No. 022276109 -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Alcoa International (Asia) Limited 00-0000000 -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [ ] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Hong Kong S.A.R. -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Beneficially -------------------------------------------- Owned by Each Reporting 6. Shared Voting Power 828,235,360 Person With: -------------------------------------------- 7. Sole Dispositive Power 0 -------------------------------------------- 8. Shared Dispositive Power 828,235,360 -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 828,235,360 shares -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.0% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO -------------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer Aluminum Corporation of China Limited (b) Address of Issuer's Principal Executive Offices No.12B Fuxing Road, Haidian District, Beijing, People's Republic of China 100814 ITEM 2. (a)-(c) This Statement is filed by: Alcoa Inc., Alcoa International Holdings Company and Alcoa International (Asia) Limited. The Address of the Principal Business Office of Alcoa Inc. is 201 Isabella Street, Pittsburgh, Pennsylvania 15212-5858, USA. Alcoa Inc. is a Pennsylvania corporation. The Address of the Principal Business Office of Alcoa International Holdings Company is 101 Cherry Street, 4th Floor, Burlington, VT 05402-1491. Alcoa International Holdings Company is a Delaware corporation. The Address of the Principal Business Office of Alcoa International (Asia) Limited is Room 1301, Admiralty Centre, Tower 1, 18 Harcourt Road, Hong Kong S.A.R. Alcoa International (Asia) Limited is a Hong Kong company. Alcoa Inc., Alcoa International Holdings Company and Alcoa International (Asia) Limited are each individually referred to herein as a "Reporting Person" and collectively as the "Reporting Persons." (d) Title of Class of Securities H ordinary shares (e) CUSIP Number 022276109 (CUSIP number for ADSs representing H ordinary shares) ITEM 3. Inapplicable. ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See Row 9 for the amount beneficially owned by each Reporting Person (b) Percent of class: See Row 11 for the percentage of class beneficially owned by each Reporting Person (c) Number of shares as to which the person has sole power to vote or direct the vote, shared power to vote or direct the vote, sole power to dispose or direct the disposition of, shared power to dispose or direct the disposition of: See Rows 5-8 for the voting and dispositive power for each Reporting Person ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Inapplicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Inapplicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON See Exhibit A attached hereto relating to the H ordinary shares that are held by a subsidiary of Alcoa Inc. and Alcoa International Holdings Company. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP A copy of the Agreement Relating to Joint Filing of Schedule 13G is attached hereto as Exhibit B. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Inapplicable. ITEM 10. CERTIFICATION Inapplicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 2002 Alcoa Inc. -------------------------- Dated By: /s/ Timothy S. Mock ------------------------------------ Name: Timothy S. Mock Title: Vice President and Controller Alcoa International Holdings Company By: /s/ John E. Wilson, Jr. ------------------------------------ Name: John E. Wilson, Jr. Title: President Alcoa International (Asia) Limited By: /s/ Stephen C. Lee ------------------------------------ Name: Stephen C. Lee Title: Vice President