0001104659-24-001047.txt : 20240103 0001104659-24-001047.hdr.sgml : 20240103 20240103213405 ACCESSION NUMBER: 0001104659-24-001047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANT JOHN C CENTRAL INDEX KEY: 0001136562 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 24509622 MAIL ADDRESS: STREET 1: C/O MASCO CORPORATION STREET 2: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4 1 tm241893-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-01-01 0 0000004281 Howmet Aerospace Inc. HWM 0001136562 PLANT JOHN C 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212-5872 1 1 0 0 Executive Chairman & CEO 0 Common Stock 2024-01-01 4 M 0 500000 A 2280871 D Common Stock 2024-01-01 4 F 0 217610 54.12 D 2063261 D Common Stock 1201186 I By Trust Common Stock 386544 I By Remainder Trust Restricted Stock Unit 2024-01-01 4 M 0 500000 0 D Common Stock 500000 0 D Each restricted stock unit converted into common stock on a one-for-one basis. Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Shares held in a trust, of which the reporting person is the trustee, grantor and beneficiary. Shares held in a remainder trust, of which the reporting person is the trustee and grantor, and his children are the beneficiaries. Reflects vesting of the restricted stock units granted on October 14, 2021, upon satisfaction of the condition of Mr. Plant's continued employment through such date. /s/ Margaret Lam, Assistant Secretary, Attorney-in-Fact 2024-01-03