0001104659-23-025439.txt : 20230224 0001104659-23-025439.hdr.sgml : 20230224 20230224180105 ACCESSION NUMBER: 0001104659-23-025439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shultz Barbara Lou CENTRAL INDEX KEY: 0001864896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 23669186 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4 1 tm237848-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-23 0 0000004281 Howmet Aerospace Inc. HWM 0001864896 Shultz Barbara Lou 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212 0 1 0 0 Vice President and Controller Common Stock 2023-02-23 4 M 0 4627 23.86 A 25169 D Common Stock 2023-02-23 4 S 0 4627 42.1607 D 20542 D Employee Stock Option (right to buy) 23.86 2023-02-23 4 M 0 4627 0 D 2024-01-16 Common Stock 4627 0 D The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.16 to $42.17. The reporting person undertakes to provide to Howmet Aerospace Inc. ("Howmet"), any security holder of Howmet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The option became exercisable in three equal annual installments beginning on January 16, 2015, which was the first anniversary of the date on which the option was granted. /s/ Margaret Lam, Assistant Secretary (Attorney-in-Fact) 2023-02-24