0001104659-21-139448.txt : 20211115 0001104659-21-139448.hdr.sgml : 20211115 20211115194049 ACCESSION NUMBER: 0001104659-21-139448 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shultz Barbara Lou CENTRAL INDEX KEY: 0001864896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 211413588 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4 1 tm2133034-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-11 0 0000004281 Howmet Aerospace Inc. HWM 0001864896 Shultz Barbara Lou 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212 0 1 0 0 Vice President and Controller Common Stock 2021-11-11 4 M 0 2038 21.98 A 19370 D Common Stock 2021-11-11 4 S 0 2038 32.3001 D 17332 D Employee Stock Option (right to buy) 21.98 2021-11-11 4 M 0 2038 0 D 2022-01-20 Common Stock 2038 0 D The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted. /s/ Margaret Lam, Assistant Secretary / Attorney-in-fact 2021-11-15