0001104659-21-139447.txt : 20211115 0001104659-21-139447.hdr.sgml : 20211115 20211115193911 ACCESSION NUMBER: 0001104659-21-139447 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210525 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shultz Barbara Lou CENTRAL INDEX KEY: 0001864896 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 211413579 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 3/A 1 tm2133054-2_3aseq1.xml OWNERSHIP DOCUMENT X0206 3/A 2021-05-25 2021-05-27 0 0000004281 Howmet Aerospace Inc. HWM 0001864896 Shultz Barbara Lou 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212 0 1 0 0 Vice President and Controller Employee Stock Option (right to buy) 21.98 2022-01-20 Common Stock 2038 D Employee Stock Option (right to buy) 23.86 2024-01-16 Common Stock 4627 D The option vested in three equal annual installments beginning January 20, 2013. On May 27, 2021, the reporting person filed a Form 3 which inadvertently reported an incorrect exercise price for this stock option; the exercise price, as reported in this amendment, is $21.98. The option vested in three equal annual installments beginning January 16, 2015. On May 27, 2021, the reporting person filed a Form 3 which inadvertently reported an incorrect exercise price for this stock option; the exercise price, as reported in this amendment, is $23.86. /s/ Margaret Lam (Assistant Secretary), Attorney-in-Fact 2021-11-15