0001104659-21-127313.txt : 20211018
0001104659-21-127313.hdr.sgml : 20211018
20211018203956
ACCESSION NUMBER: 0001104659-21-127313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211014
FILED AS OF DATE: 20211018
DATE AS OF CHANGE: 20211018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANT JOHN C
CENTRAL INDEX KEY: 0001136562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 211329398
MAIL ADDRESS:
STREET 1: C/O MASCO CORPORATION
STREET 2: 17450 COLLEGE PARKWAY
CITY: LIVONIA
STATE: MI
ZIP: 48152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Howmet Aerospace Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
BUSINESS PHONE: (412) 553-1940
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
FORMER COMPANY:
FORMER CONFORMED NAME: Arconic Inc.
DATE OF NAME CHANGE: 20161101
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
4
1
tm2130468d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-10-14
0
0000004281
Howmet Aerospace Inc.
HWM
0001136562
PLANT JOHN C
201 ISABELLA STREET
SUITE 200
PITTSBURGH
PA
15212-5872
1
1
0
0
Chief Executive Officer
Restricted Stock Unit
2021-10-14
4
A
0
500000
0
A
Common Stock
500000
3589999
D
Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. ("Howmet") or, at Howmet's election, cash equivalent to the fair market value thereof.
These restricted stock units generally vest on January 1, 2024, contingent on Mr. Plant's continued employment through such date and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date.
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
2021-10-18