0001104659-21-114785.txt : 20210910
0001104659-21-114785.hdr.sgml : 20210910
20210910191955
ACCESSION NUMBER: 0001104659-21-114785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210908
FILED AS OF DATE: 20210910
DATE AS OF CHANGE: 20210910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giacobbe Ken
CENTRAL INDEX KEY: 0001688603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 211248221
MAIL ADDRESS:
STREET 1: ALCOA INC.
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Howmet Aerospace Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
BUSINESS PHONE: (412) 553-1940
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
FORMER COMPANY:
FORMER CONFORMED NAME: Arconic Inc.
DATE OF NAME CHANGE: 20161101
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
4
1
tm2127363-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-08
0
0000004281
Howmet Aerospace Inc.
HWM
0001688603
Giacobbe Ken
201 ISABELLA STREET
SUITE 200
PITTSBURGH
PA
15212
0
1
0
0
EVP and CFO
Common Stock
2021-09-08
4
M
0
5255
21.98
A
261992
D
Common Stock
2021-09-08
4
S
0
4386
31.08
D
257606
D
Common Stock
678
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
21.98
2021-09-08
4
M
0
5255
0
D
2022-01-20
Common Stock
5255
0
D
Represents shares sold in the open market, the proceeds of which were used to pay the exercise price and tax withholding obligations incurred upon the exercise of the option.
The option became exercisable in three equal annual installments beginning on January 20, 2013, which was the first anniversary of the date on which the option was granted.
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
2021-09-10