0001104659-21-046114.txt : 20210402
0001104659-21-046114.hdr.sgml : 20210402
20210402163430
ACCESSION NUMBER: 0001104659-21-046114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANT JOHN C
CENTRAL INDEX KEY: 0001136562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 21802395
MAIL ADDRESS:
STREET 1: C/O MASCO CORPORATION
STREET 2: 17450 COLLEGE PARKWAY
CITY: LIVONIA
STATE: MI
ZIP: 48152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Howmet Aerospace Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
BUSINESS PHONE: (412) 553-1940
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
FORMER COMPANY:
FORMER CONFORMED NAME: Arconic Inc.
DATE OF NAME CHANGE: 20161101
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
4
1
tm2112046d1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-31
0
0000004281
Howmet Aerospace Inc.
HWM
0001136562
PLANT JOHN C
201 ISABELLA STREET
SUITE 200
PITTSBURGH
PA
15212-5872
1
1
0
0
Chairman and Co-CEO
Common Stock
2021-03-31
4
M
0
333334
A
1175233
D
Common Stock
2021-03-31
4
F
0
144934
32.13
D
1030299
D
Common Stock
500463
I
By Trust
Restricted Stock Units
2021-03-31
4
M
0
333334
0
D
Common Stock
333334
3251666
D
Each restricted stock unit converted into common stock on a one-for-one basis.
Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
Shares held in grantor retained annuity trusts (GRATS), each of which the reporting person is the trustee and beneficiary.
These time-vested restricted stock units were part of an equity award granted on April 2, 2020 and vested on March 31, 2021.
/s/ Margaret Lam (Assistant Secretary), Attorney-in-fact
2021-04-02