0001104659-21-046114.txt : 20210402 0001104659-21-046114.hdr.sgml : 20210402 20210402163430 ACCESSION NUMBER: 0001104659-21-046114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANT JOHN C CENTRAL INDEX KEY: 0001136562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 21802395 MAIL ADDRESS: STREET 1: C/O MASCO CORPORATION STREET 2: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4 1 tm2112046d1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-31 0 0000004281 Howmet Aerospace Inc. HWM 0001136562 PLANT JOHN C 201 ISABELLA STREET SUITE 200 PITTSBURGH PA 15212-5872 1 1 0 0 Chairman and Co-CEO Common Stock 2021-03-31 4 M 0 333334 A 1175233 D Common Stock 2021-03-31 4 F 0 144934 32.13 D 1030299 D Common Stock 500463 I By Trust Restricted Stock Units 2021-03-31 4 M 0 333334 0 D Common Stock 333334 3251666 D Each restricted stock unit converted into common stock on a one-for-one basis. Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Shares held in grantor retained annuity trusts (GRATS), each of which the reporting person is the trustee and beneficiary. These time-vested restricted stock units were part of an equity award granted on April 2, 2020 and vested on March 31, 2021. /s/ Margaret Lam (Assistant Secretary), Attorney-in-fact 2021-04-02