0001104659-21-034445.txt : 20210310
0001104659-21-034445.hdr.sgml : 20210310
20210310161212
ACCESSION NUMBER: 0001104659-21-034445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210309
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANT JOHN C
CENTRAL INDEX KEY: 0001136562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 21729808
MAIL ADDRESS:
STREET 1: C/O MASCO CORPORATION
STREET 2: 17450 COLLEGE PARKWAY
CITY: LIVONIA
STATE: MI
ZIP: 48152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Howmet Aerospace Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
BUSINESS PHONE: (412) 553-1940
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
FORMER COMPANY:
FORMER CONFORMED NAME: Arconic Inc.
DATE OF NAME CHANGE: 20161101
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
4
1
tm219341d1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-09
0
0000004281
Howmet Aerospace Inc.
HWM
0001136562
PLANT JOHN C
201 ISABELLA STREET
SUITE 200
PITTSBURGH
PA
15212-5872
1
1
0
0
Chairman and Co-CEO
Common Stock
2021-03-09
4
M
0
60833
A
868113
D
Common Stock
2021-03-09
4
F
0
26214
29.76
D
841899
D
Common Stock
500463
I
By Trust
Restricted Stock Unit
2021-03-09
4
M
0
60833
0
D
Common Stock
60833
3585000
D
Each restricted stock unit converted into common stock on a one-for-one basis.
Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
Shares held in grantor retained annuity trusts (GRATS), each of which the reporting person is the trustee and beneficiary.
These restricted stock units vested on March 9, 2021, upon satisfaction of the conditions that an Average Price (as defined in the Letter Agreement by and between Howmet Aerospace and Mr. Plant, dated as of August 1, 2019 and, to take into account the separation of Howmet Aerospace, as set forth in the Employee Matters Agreement, dated as of March 31, 2020, by and between Howmet Aerospace and Arconic Corporation) of $36 per share is achieved, and the continued employment of Mr. Plant as Chief Executive Officer of Howmet Aerospace through such date.
/s/ Margaret Lam (Assistant Secretary), Attorney-in-fact
2021-03-10