0000004281-20-000129.txt : 20200611 0000004281-20-000129.hdr.sgml : 20200611 20200611184438 ACCESSION NUMBER: 0000004281-20-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200609 FILED AS OF DATE: 20200611 DATE AS OF CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANT JOHN C CENTRAL INDEX KEY: 0001136562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 20958351 MAIL ADDRESS: STREET 1: C/O MASCO CORPORATION STREET 2: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Howmet Aerospace Inc. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 200 CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 BUSINESS PHONE: (412) 553-1940 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET CITY: PITTSBURGH STATE: PA ZIP: 15212-5872 FORMER COMPANY: FORMER CONFORMED NAME: Arconic Inc. DATE OF NAME CHANGE: 20161101 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC. DATE OF NAME CHANGE: 20141003 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-06-09 0000004281 Howmet Aerospace Inc. HWM 0001136562 PLANT JOHN C 201 ISABELLA STREET SUITE 200 PITTSBURGH, PA 15212-5872 1 1 0 0 Co-Chief Executive Officer Restricted Stock Unit 2020-06-09 4 A 0 485000 0 A Common Stock 485000 4014998 D Restricted Stock Unit 2020-06-09 4 A 0 300000 0 A Common Stock 300000 4314998 D Each restricted stock unit represents a contingent right to receive one share of common stock of Howmet Aerospace Inc. (Howmet) or, at the election of Howmet, cash equivalent to the fair market value thereof. On June 9, 2020, the award granted to the Reporting Person on April 2, 2020 was amended to increase the number of time-vesting restricted stock units subject to the award from 1,000,000 to 1,485,000. On June 9, 2020, the award granted to the Reporting Person on April 2, 2020 was amended to increase the number of performance-vesting restricted stock units subject to the award from 1,800,000 to 2,100,000 and to modify the stock price targets applicable to all performance-vesting restricted stock units subject to the award. The restricted stock units will vest in three equal installments on June 9, 2021, March 31, 2022 and March 31, 2023, respectively, and subject to the continued employment of the Reporting Person through the applicable vesting date, subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date. These restricted stock units vest in full or in part on March 31, 2023, and are contingent on Mr. Plant's continued service as Co-Chief Executive Officer through such date and the achievement of certain performance goals relating to Howmet stock price and subject to partial or full accelerated vesting upon the occurrence of certain events. Vested restricted stock units will be settled in shares or cash, as applicable, within 30 days following the vesting date. /s/ Margaret Lam (Assistant Secretary), by power of attorney 2020-06-11