0000004281-20-000106.txt : 20200504
0000004281-20-000106.hdr.sgml : 20200504
20200504214056
ACCESSION NUMBER: 0000004281-20-000106
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200504
DATE AS OF CHANGE: 20200504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oal Tolga I
CENTRAL INDEX KEY: 0001653964
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 20846651
MAIL ADDRESS:
STREET 1: ONE DAUCH DRIVE
CITY: DETROIT
STATE: MI
ZIP: 48211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Howmet Aerospace Inc.
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 200
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
BUSINESS PHONE: (412) 553-1940
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5872
FORMER COMPANY:
FORMER CONFORMED NAME: Arconic Inc.
DATE OF NAME CHANGE: 20161101
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC.
DATE OF NAME CHANGE: 20141003
FORMER COMPANY:
FORMER CONFORMED NAME: ALCOA INC
DATE OF NAME CHANGE: 19990105
3/A
1
edgar.xml
PRIMARY DOCUMENT
X0206
3/A
2020-04-01
2020-04-09
0
0000004281
Howmet Aerospace Inc.
HWM
0001653964
Oal Tolga I
201 ISABELLA STREET
SUITE 200
PITTSBURGH,
PA
15212-5872
1
1
0
0
Co-Chief Executive Officer
Common Stock
124928
D
Common Stock
1642
I
by Company 401(k) plan
Phantom Stock Units
Common Stock
2349
D
On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation): Howmet Aerospace Inc. and Arconic Corporation. An initial Form 3/A was filed on April 24, 2020 to reflect the total number of Howmet Aerospace Inc. shares underlying equity awards held by the reporting person after reflecting the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation to relate to Howmet Aerospace Inc. common stock in a manner intended to preserve the aggregate intrinsic value of the original awards, in accordance with the Employee Matters Agreement, as amended, between Howmet Aerospace Inc. and Arconic Corporation.
Phantom stock units were acquired under the Arconic Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan.
1 For 1
This Form 3 is being amended to reflect separation-related adjustments.
/s/ Margaret Lam (Assistant Secretary, by power of attorney
2020-05-04