0000004281-16-000128.txt : 20160701 0000004281-16-000128.hdr.sgml : 20160701 20160701152931 ACCESSION NUMBER: 0000004281-16-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160701 DATE AS OF CHANGE: 20160701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHACHT HENRY B CENTRAL INDEX KEY: 0001184009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161746761 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-06-30 0000004281 ALCOA INC. AA 0001184009 SCHACHT HENRY B 390 PARK AVENUE NEW YORK, NY 10022 0 0 0 1 Senior Advisor to the Board Common Stock 2016-06-30 4 M 0 2244 A 21380.2232 D Common Stock 2016-06-30 4 D 0 2244 9.15 D 19136.2232 D Phantom Stock Units 2016-06-30 4 M 0 2244 D 2016-06-30 Common Stock 2244 21948 D On June 30, 2016, 2,244 of the reporting person's phantom stock units held under the Alcoa Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock. Includes shares acquired under the Alcoa Dividend Reinvestment Plan. /s/ Margaret Lam (Assistant Secretary), by power of attorney 2016-07-01