0000004281-16-000126.txt : 20160624 0000004281-16-000126.hdr.sgml : 20160624 20160624170055 ACCESSION NUMBER: 0000004281-16-000126 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160620 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MYERS TIMOTHY DONALD CENTRAL INDEX KEY: 0001678046 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161731659 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2016-06-20 0 0000004281 ALCOA INC. AA 0001678046 MYERS TIMOTHY DONALD 390 PARK AVENUE NEW YORK, NY 10022 0 1 0 0 Executive Vice President Common Stock 64188 D Common Stock 4893 I By Company 401(k) Plan Employee Stock Option (right to buy) 13.54 2020-01-26 Common Stock 23280 D Employee Stock Option (right to buy) 10.17 2022-01-20 Common Stock 20340 D Phantom Stock Units Common Stock 16739 D The option vested in three equal annual installments beginning January 26, 2011. The option was part of an option grant that vested in three equal annual installments beginning January 20, 2013. The shares remaining subject to the option (reported in the table) vested in two equal annual installments on January 20, 2014 and January 20, 2015. Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. 1 For 1 Exhibit List: Exhibit 24 - Power of Attorney /s/ Margaret Lam (Assistant Secretary), by power of attorney 2016-06-24 EX-24 2 attach_2.htm EXHIBIT LIST EXHIBIT 24 - POWER OF ATTORNEY OF TIMOTHY D. MYERS

POWER OF ATTORNEY





 KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby names, constitutes and

appoints the Secretary and each Assistant Secretary of ALCOA INC., a Pennsylvania corporation (the

"Company"), or any of them, the undersigned's true and lawful attorney-in-fact and agent to:



       (1)  prepare, sign for and on behalf of the undersigned, and submit to the U.S. Securities and

Exchange Commission (the "SEC"), a Form ID, including amendments thereto, and any other documents

necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic

filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any

rule or regulation of the SEC;



       (2) prepare, and sign for and on behalf of the undersigned, as to any equity securities of the

Company, Forms 3, 4 and/or 5, including amendments thereto, in accordance with Section 16(a) of the

Securities Exchange Act of 1934 and the rules thereunder;



       (3) timely file any such Forms 3, 4 and/or 5, including amendments thereto, with the SEC and

any stock exchange or similar authority and deliver a copy thereof to the Company in care of the

Secretary; and



       (4) take any other action in connection with the foregoing which, in the opinion of such

attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned.



        The undersigned hereby grants to each of such attorneys-in-fact full power and authority to do

and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the

exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the

undersigned might or could do if personally present, hereby ratifying and confirming all that such

attorneys-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights

and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving

in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of

the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.



       This Power of Attorney shall remain in full force and effect until the undersigned is no longer

required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in equity

securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the

foregoing attorneys-in-fact.  This Power of Attorney shall be governed by and construed in accordance

with the laws of the Commonwealth of Pennsylvania.  The execution of this Power of Attorney is not

intended to, and does not, revoke any prior powers of attorney.



 IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed on

the date set opposite the signature below.





 /s/ TIMOTHY DONALD MYERS     6/23/16

  Signature          Date



      TIMOTHY DONALD MYERS

  Print Name