0000004281-16-000085.txt : 20160121 0000004281-16-000085.hdr.sgml : 20160121 20160121163241 ACCESSION NUMBER: 0000004281-16-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC. CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 BUSINESS PHONE: 2128362732 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 FORMER COMPANY: FORMER CONFORMED NAME: ALCOA INC DATE OF NAME CHANGE: 19990105 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvey Roy Christopher CENTRAL INDEX KEY: 0001612161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 161353817 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-19 0000004281 ALCOA INC. AA 0001612161 Harvey Roy Christopher 390 PARK AVENUE NEW YORK, NY 10022 0 1 0 0 Executive Vice President Common Stock 2016-01-19 4 F 0 1954 6.74 D 58355 D Common Stock 2016-01-19 4 F 0 1678 6.74 D 56677 D Common Stock 2016-01-19 4 F 0 1010 6.74 D 55667 D Common Stock 7884 I By Company 401(k) Plan Employee Stock Option (right to buy) 6.74 2016-01-19 4 A 0 171000 A 2026-01-19 Common Stock 171000 171000 D The option vests in three equal annual installments beginning January 19, 2017. Employee stock options are granted without payment of consideration. Margaret Lam (Assistant Secretary), by power of attorney 2016-01-21