0000004281-14-000042.txt : 20140701 0000004281-14-000042.hdr.sgml : 20140701 20140701124504 ACCESSION NUMBER: 0000004281-14-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140701 DATE AS OF CHANGE: 20140701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHACHT HENRY B CENTRAL INDEX KEY: 0001184009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 14951539 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-06-30 0000004281 ALCOA INC AA 0001184009 SCHACHT HENRY B 390 PARK AVENUE NEW YORK, NY 10022 0 0 0 1 Senior Advisor to the Board Common Stock 2014-06-30 4 M 0 2162 A 21298.1793 D Common Stock 2014-06-30 4 D 0 2162 14.79 D 19136.1793 D Phantom Stock Units 2014-06-30 4 M 0 2162 D 2014-06-30 Common Stock 2162 27399 D On June 30, 2014, 2,162 of the reporting person's phantom stock units held under the Alcoa Deferred Fee Plan for Directors (the "Plan") were settled for cash in accordance with the terms of the Plan after termination of service as a director. Each phantom stock unit was the economic equivalent of one share of Alcoa Inc. common stock. Includes shares acquired under the Alcoa Dividend Reinvestment Plan. Brenda Hart (Assistant Secretary), by power of attorney 2014-07-01