0000004281-14-000041.txt : 20140630 0000004281-14-000041.hdr.sgml : 20140630 20140630104023 ACCESSION NUMBER: 0000004281-14-000041 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140624 FILED AS OF DATE: 20140630 DATE AS OF CHANGE: 20140630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvey Roy Christopher CENTRAL INDEX KEY: 0001612161 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 14947685 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2014-06-24 0 0000004281 ALCOA INC AA 0001612161 Harvey Roy Christopher 390 PARK AVENUE NEW YORK, NY 10022 0 1 0 0 Executive Vice President Common Stock 12279 D Common Stock 7584 I By Company 401(k) Plan Employee Stock Option (right to buy) 8.33 2015-01-23 Common Stock 12427 D Employee Stock Option (right to buy) 13.54 2020-01-26 Common Stock 18720 D Employee Stock Option (right to buy) 16.24 2021-01-25 Common Stock 24480 D Employee Stock Option (right to buy) 10.17 2022-01-20 Common Stock 31080 D Employee Stock Option (right to buy) 8.88 2023-01-16 Common Stock 41760 D Employee Stock Option (right to buy) 11.04 2024-01-16 Common Stock 104320 D The option was part of an option grant that vested in three equal annual installments beginning January 23, 2010. The shares remaining subject to the option (reported in the table) vested on January 23, 2012. The option was part of an option grant that vested in three equal annual installments beginning January 26, 2011. The shares remaining subject to the option (reported in the table) vested in two equal annual installments on January 26, 2012 and January 26, 2013. The option vested in three equal annual installments beginning January 25, 2012. The option vests in three equal annual installments beginning January 20, 2013. The option vests in three equal annual installments beginning January 16, 2014. The option vests in three equal annual installments beginning January 16, 2015. Brenda Hart (Assistant Secretary), by power of attorney 2014-06-30 EX-24 2 attach_1.htm EXHIBIT LIST EXHIBIT 24 - POWER OF ATTORNEY OF ROY C. HARVEY

POWER OF ATTORNEY



 KNOW ALL PERSONS BY THESE PRESENTS that the undersigned hereby names,

constitutes and appoints the Secretary and each Assistant Secretary of ALCOA INC., a

Pennsylvania corporation (the "Company"), or any of them, the undersigned's true and lawful

attorney-in-fact and agent to:



       (1)  prepare, sign for and on behalf of the undersigned, and submit to the U.S.

Securities and Exchange Commission (the "SEC"), a Form ID, including amendments thereto,

and any other documents necessary or appropriate to obtain codes and passwords enabling the

undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the

Securities Exchange Act of 1934 or any rule or regulation of the SEC;



       (2) prepare, and sign for and on behalf of the undersigned, as to any equity securities

of the Company, Forms 3, 4 and/or 5, including amendments thereto, in accordance with

Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;



       (3) timely file any such Forms 3, 4 and/or 5, including amendments thereto, with the

SEC and any stock exchange or similar authority and deliver a copy thereof to the Company in

care of the Secretary; and



       (4) take any other action in connection with the foregoing which, in the opinion of such

attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the

undersigned.



        The undersigned hereby grants to each of such attorneys-in-fact full power and authority

to do and perform any and every act and thing whatsoever requisite, necessary or proper to be

done in the exercise of any of the rights and powers herein granted, as fully to all intents and

purposes as the undersigned might or could do if personally present, hereby ratifying and

confirming all that such attorneys-in-fact shall lawfully do or cause to be done by virtue of this

Power of Attorney and the rights and powers herein granted.  The undersigned acknowledges that

the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are

not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply

with Section 16 of the Securities Exchange Act of 1934.



       This Power of Attorney shall remain in full force and effect until the undersigned is no

longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and

transactions in equity securities of the Company, unless earlier revoked by the undersigned in a

signed writing delivered to the foregoing attorneys-in-fact.  This Power of Attorney shall be

governed by and construed in accordance with the laws of the Commonwealth of Pennsylvania.

The execution of this Power of Attorney is not intended to, and does not, revoke any prior

powers of attorney.



 IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be

executed on the date set opposite the signature below.





 /s/ Roy Harvey      June 23, 2014

  Signature          Date



          ROY HARVEY

  Print Name