0000004281-14-000016.txt : 20140122
0000004281-14-000016.hdr.sgml : 20140122
20140122160433
ACCESSION NUMBER: 0000004281-14-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140121
FILED AS OF DATE: 20140122
DATE AS OF CHANGE: 20140122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALCOA INC
CENTRAL INDEX KEY: 0000004281
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 250317820
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
BUSINESS PHONE: 4125532576
MAIL ADDRESS:
STREET 1: 801 ISABELLA ST
STREET 2: ALCOA CORPORATE CTR
CITY: PITTSBURGH
STATE: PA
ZIP: 15212-5858
FORMER COMPANY:
FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Collins Robert Sean
CENTRAL INDEX KEY: 0001590197
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-03610
FILM NUMBER: 14540354
MAIL ADDRESS:
STREET 1: ALCOA INC.
STREET 2: 390 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4608
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-01-21
0000004281
ALCOA INC
AA
0001590197
Collins Robert Sean
390 PARK AVENUE
NEW YORK
NY
10022
0
1
0
0
Vice President and Controller
Common Stock
2014-01-21
4
M
0
14665
8.33
A
51312.88
D
Common Stock
2014-01-21
4
S
0
14665
12.17
D
36647.88
D
Common Stock
1125
I
By Wife in Company 401(k) Plan
Common Stock
3973
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
8.33
2014-01-21
4
M
0
14665
0
D
2015-01-23
Common Stock
14665
14668
D
Includes shares acquired under the Alcoa Dividend Reinvestment Plan.
This option is part of an option grant that vested in three equal annual installments beginning January 23, 2010. The installment exercised by the reporting person as reported herein vested on January 23, 2011.
Employee stock options are granted without payment of consideration.
In the aggregate, a total of 141,728 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
Brenda Hart (Assistant Secretary), by power of attorney
2014-01-22