0000004281-14-000008.txt : 20140121 0000004281-14-000008.hdr.sgml : 20140120 20140121090645 ACCESSION NUMBER: 0000004281-14-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140116 FILED AS OF DATE: 20140121 DATE AS OF CHANGE: 20140121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCOA INC CENTRAL INDEX KEY: 0000004281 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 250317820 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 BUSINESS PHONE: 4125532576 MAIL ADDRESS: STREET 1: 801 ISABELLA ST STREET 2: ALCOA CORPORATE CTR CITY: PITTSBURGH STATE: PA ZIP: 15212-5858 FORMER COMPANY: FORMER CONFORMED NAME: ALUMINUM CO OF AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRIERE MICHAEL T. CENTRAL INDEX KEY: 0001549608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03610 FILM NUMBER: 14536808 MAIL ADDRESS: STREET 1: ALCOA INC. STREET 2: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-4608 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-16 0000004281 ALCOA INC AA 0001549608 BARRIERE MICHAEL T. 390 PARK AVENUE NEW YORK NY 10022 0 1 0 0 Executive Vice President Common Stock 2014-01-16 4 A 0 15697 0 A 89037 D Common Stock 4607 I By Company 401(k) Plan Employee Stock Option (right to buy) 11.04 2014-01-16 4 A 0 64790 A 2024-01-16 Common Stock 64790 64790 D The option vests in three equal annual installments beginning January 16, 2015. Employee stock options are granted without payment of consideration. Brenda Hart (Assistant Secretary), by power of attorney 2014-01-21